Friday, May 14, 2010

from The Dark Descent

Today’s post carries no byline because it’s really a summary of observations by David G. Hartwell, editor of The Dark Descent (Tor, NY, 1987), which he makes in his introduction to the anthology of creepy short stories by such authors as Stephen King, John Collier, M. R. James, H. P. Lovecraft, Shirley Jackson, Harlan Ellison, Nathaniel Hawthorne, J. Sheridan LeFanu, Ray Bradbury, Fritz Leiber, Robert Bloch, Charles L. Grant, Thomas M. Disch, Theodore Sturgeon, Clive Barker, Edgar Allan Poe, Charlotte Perkins Gilman, William Faulkner, D. H. Lawrence, Tanith Lee, Flanner O’Connor, Ramsey Campbell, Henry James, Gene Wolfe, Charles Dickens, Joyce Carol Oates, Ambrose Bierce, Edith Wharton, Algernon Blackwood, Philip K. Dick, and other names worth the dropping, to wit:

[Horror stories] clustered around the principle of a real or fake intrusion of the supernatural into the natural world, an intrusion which arouses fear (4-5).

It is Lovecraft’s essay that provides the keystone upon which any architecture of horror must be built: atmosphere. . . . What this means is that you can experience true horror in, potentially, any work of fiction, be it a western, a contemporary gothic, science fiction, [or] mystery. . . . as long as the atmosphere follows. This means that horror is free of the supernatural (5).

Hartwell includes a quotation of David Aylward:

To them [those who don’t read horror] it is a kind of pornography, inducing horripilation instead of erection. And the reader who appears to relish such sensations--why, he’s an emotional masochist. . . (Revenge of the Past, as quoted in The Dark Descent, 5-6).
Hartwell resumes his own voice, arguing his ideas on his topic:

[Edmund Wilson] sees. . . literature as evolving in a linear fashion into fantasies of the psyche removed entirely from supernatural trappings. Any audience interested in these trappings is regressive. He sees no value to a modern reader in obsolete fiction (7).

As horror has evolved in this century, it has grown significantly in the areas of “the morbidities of the psyche” and fantasies of “a world in which, prosaic though it is, we can find no firm foothold on reality (7).
Hartwell includes a quotation of Jean-Paul Sartre:

In order to achieve the fantastic, it is neither necessary nor sufficient to portray extraordinary things. . . . Either it [the fantastic] does not exist at all, or else it extends throughout the universe.. . (The Fantastic Considered as a Language, as quoted in The Dark Descent, 7-8).
Hartwell resumes his own voice, arguing his ideas on his topic:

Contemporary horror occurs in three streams. . .: 1. moral allegorical [,] 2. psychological metaphor [, and] 3. fantastic. These modes are not mutually exclusive, but usually a matter of emphasis (8).

[Moral allegories] are characteristically supernatural fiction, most usually about the intrusion of evil into consensus reality. . . . These arte the stories of children possessed by demons, of haunting by evil ghosts from the past. . . stories of bad places (where evil persists from past times), of witchcraft and satanism. . . . They are often written by lapsed Christians, who have lost their firm belief in good but still have a discomforting belief in evil. Stories in this stream imply or state the Manichean universe (8).

In speaking of stories and novels in this first stream, we are speaking of the most popular form of horror fiction today, the commercial bestseller lineage of Rosemary’s Baby and The Exorcist, and a majority of the works of Stephen King. . . . This stream is the center of category horror publishing (8-9).

The second group of horror stories, stories of aberrant human psychology embodied metaphorically, may be either purely supernatural, such as Dracula, or purely psychological, such as Robert Bloch’s Psycho. What characterizes them as a group is the monster at the center. . .--an overtly abnormal human or creature, from whose acts and on account of whose being the horror arises (9).

Stories of the third stream have at their center ambiguity as to the nature of reality, and it is this very ambiguity that generates the horrific effects. Often this is an overtly supernatural (or certainly abnormal) occurrence, but we know of it only by
allusion. Often, essential elements are left undescribed so that, for instance, we do not know whether there was really a ghost or not. But the difference is not merely supernatural versus psychological explanation: third stream stories lack any explanation that makes sense in everyday reality--we don’t know, and that doubt disturbs us, horrifies us. This is the fiction to which Sartre’s analysis alludes, the fantastic. At its extreme form, from Kafka to the present, it blends indistinguishably with magic realism, the surreal, the absurd, all the fictions that confront reality through paradoxical distance. It is the fiction of radical doubt. . . . In the contemporary field it is a major current (10).

Third stream stories tend to cross all category lines but usually they do not use the conventional supernatural as a distancing device (10).

At the end of a horror story, the reader is left with a new perception of the nature of reality. In the moral allegory strain, the point seems to be that this is what reality was and has been all along (i.. e., literally a world in which supernatural forces are at work) only you couldn’t or wouldn’t recognize it. Psychological metaphor stories basically use the intrusion of abnormality to release repressed or unarticulated psychological states. In her book, Powers of Horror, critic Julia Kristeva says that horror deals with material just on the edge of repression but not entirely repressed and inaccessible. Stories from our second stream use the heightening effect of the monstrously abnormal to achieve this release. Third stream stories maintain the pretense of everyday reality only to annihilate it, leaving us with another world entirely, one in which we are disturbingly imprisoned. It is in perceiving the changed reality and its nature that the pleasure and the illumination of third stream stories lies. . . . The mass horror audience is not much taken with third stream stories. . .
Because they modify the emotional jolt (10-11).
Hartwell includes a quotation of George Stade, which originally appeared in The New York Times (October 27, 1985):

Although the manifest images of horror fiction are legion, their latent meanings are few.
He also offers a quotation of Stephen King:
I recognize terror as the finest emotion and so I will try to terrorize the reader. But if I cannot terrify, I will try to horrify, and if I find that I cannot horrify, I’ll go for the gross-out (Danse Macabre).

Wednesday, May 12, 2010

Parenthetical Explanation

Copyright 2010 by Gary L. Pullman


In a previous post, I discussed The Others as an example of a well-made movie whose twist (some might add, “twisted”) ending depends upon situational irony, which occurs when a situation sets up an expectation as to its resolution that is met in some other way than the audience has been led to believe--a bait-and-switch tactic of sorts, one might say. This film sets up not one, but three, possible explanations for the bizarre events that occur in an island mansion: the house is haunted, the protagonist is losing her mind, her servants are conspiring against her, perhaps to wrest her home away from her and her children. However, although it fulfills all of these expectations, the film resolves them in an unanticipated manner: Grace is insane, but she is also a ghost who is in purgatory as a result of having smothered her children, facts of which her servants hope to make her aware when they judge the time to be right.

Stories are not usually told in a straightforward fashion. Instead, the chronology of events typically is shuffled, so to speak, reordered so as to best capitalize on the drama inherent in and among them. Many stories, for example, begin in media res, or “in the middle of things,” relying upon flashbacks to fill in the details of the plot as the story progresses. A story that develops several alternative--or apparently alternative--storylines, the better to mislead the reader is even more difficult to plot than stories that don’t depend upon situational irony for their effect. Bizarre incidents are exciting, but they’re not ultimately satisfying unless they are explained or, at least, explicable. No one likes a tacked-on ending, or deus ex machina, and a story that fails to explain itself is equally unsatisfying.

It is easy, when a writer is telling a complicated story, such as The Others, or an unusually long story, such as most Stephen King novels, to overlook an explanation of this incident or that, frustrating the reader and decreasing the verisimilitude of one’s narrative. That’s where the technique of what I call parenthetical exposition can pay big dividends during the plotting process. The idea’s as simple as it is effective: as you write a synopsis of tour story’s planned action, include, at appropriate points, parenthetical explanations of why a particular bizarre and mysterious incident or set of circumstances occurs. Reserve the parentheses for this purpose.

Although you probably won’t want to explain the cause of the incidents or circumstances at the time that you describe them, as you write the story, you will have devised the reasons, motives, or foundations of the incidents or circumstances ahead of time and you will not, as a result, leave your readers hanging (and annoyed) as a result. At the appropriate moment, usually somewhere after the middle of the story, you can reveal the cause of these incidents or circumstances as appropriate opportunities to do so present themselves. The protagonist, for example, may discover the origin or the nature of the monstrous antagonist or the secrets related to the haunting of a house or other location; the protagonist may discuss with other characters a chain of events, thereby gaining insight as to the cause of these events; an external event or circumstance may enlighten the character as to the true nature of the threat he or she faces. In any case, you will have explained the reason, motive, or cause of each situation or incident when you plotted the story, explaining it in parentheses following your description of the phenomenon.

Monday, May 10, 2010

Something's Wrong!

Copyright 2010 by Gary L. Pullman

Something’s wrong with. . . . Well, just about everything. We fear that something is not quite right. That something is wide of the mark. That something is improper. Something’s wrong with the baby! That could be the tagline for Rosemary’s Baby.
 
Something’s wrong with the dog! That could be the tagline for Cujo.
 
Something’s wrong with the house! That could be the tagline for The Amityville Horror.
 
Something could go wrong with virtually anything--or anyone. Including me. . . . or you.
 
There’s something wrong with my nurse! Couldn’t that be the tagline for Misery?
 
There’s something wrong with my husband! That could be the tagline for The Shining.
 
What could go wrong? Again, almost anything. The baby could be the spawn of Satan, a true devil’s child. The dog could have rabies. The house could be haunted. The nurse and, for that matter, one’s husband could be psychotic and violent, even murderous.
 
Whatever could go wrong might go wrong. Horror stories are often about things (and people) that go wrong. They suffer a mechanical, an electrical, or a nervous breakdown. They go awry or insane. They fly off the handle, hit the roof, lose it, flip their lids, lose their heads.
 
The things that go wrong or, sometimes, the things that make other things go wrong, are the monsters or their human equivalents, most of which are symbolic of other, actual dangers: demons (weaknesses and appetites), ghosts (past traumas or guilt or fears that both haunt and drive the emotions of the haunted), giants (seemingly insurmountable, irresistible, or invincible situations), ogres (natural catastrophes or technological terrors), vampires (depression or sexual lust or perversions), werewolves (the animal within), witches (women in league with forces beyond human understanding), and zombies (the brain damaged, the psychotic, and the mesmerized).
 
Look up synonyms for some of these terms, and their real-world equivalents will appear. “Haunted,” for example, suggests haunted “troubled,” “preoccupied,” “worried,” “disturbed,” “anxious,” or “obsessed.”
  
Horror stories are also about what happens after things (and people) go wrong. Such fiction is about survival and recovery. Novels and short stories in this genre are about restoration and rebirth. In seeing what protagonists and other characters do in the face of extreme danger, menaced by natural, paranormal, or supernatural forces as irresistible and as powerful as they are relentless, we readers can learn how to survive and recover. We can learn how to be restored and how to be reborn. We can also learn the nature of the monster, whether it takes the form of a charismatic man or a beautiful woman, a seemingly innocent child with a shy smile, or a leader who promises things for which we’ve longed all our lives or have clutched to our breasts only in our dreams, and we can avoid the menace or neutralize or kill it.
 
Of course, we can always say that there is nothing wrong, that everything is all right, that there’s no cause for alarm. Life gives us that choice; horror fiction often doesn’t.

Tuesday, May 4, 2010

Dean Koontz, Past and Present

Copyright 2010 by Gary L. Pullman




Before he wrote horror and cross-genre fiction, Dean Koontz wrote science fiction. Arguably, his earlier stuff is better than his current material. In “Undercity,” which appears in the anthology Future City, edited by Roger Elwood (Trident Press, NY, 1973, pp. 81-95), Koontz extrapolates from contemporary cities, such as Las Vegas, Nevada, using its gambling enterprise and its reputation, as “Sin City,” for vice as the basis for his own criminal world of nefarious Mafia-like criminal characters, the narrator, who goes by the alias Lincoln Pliney, included.

The title of his story is not all that original, but, in the 1970s, many were just as mundane, and what counted was the twist to which an author could put to a then-contemporary situation or state of affairs. Koontz’s story successfully establishes and maintains the allegory of a futuristic “undercity” representing the underbelly of the modern criminal world in which members of rime form an “underworld.” In case one of his more obtuse readers misses the extended comparison, Koontz is careful to have his narrator inform the reader that the undercity replaced what had once been the underworld, a loose confederation of criminals in which characters like Pliney were “feared” and “envied.”

Huge subterranean megalopolises of towering structures, undercities are hives of gambling, prostitution, legalized prostitution, dueling, and other vices. Perhaps in an attempt to thwart crime, the government has legalized most such activities. Adultery is no longer stigmatized, and hired killers need no longer apply, for dueling provides a legal means of settling one’s scores. In fact, if one is challenged to a duel, he or she must accept the challenge, unless he or she has a pass.

Pliney is telling a younger person, referred to throughout the story simply as “kid,” about his day, to show how hard it is to make a living as a criminal in an environment in which most activities that were once outlawed are now legal. To m make a living, he says, an individual must constantly “hustle.” To illustrate his contention, he describes his activities, which, he implies, are typical of any day’s dealings in the undercity.

He started his day with an accomplice, sabotaging Gia Cybernetic Repairs, a robot fix-it plant. Then, he delivered a map of part of the undercity’s sewer system to Gene and Miriam Potemkin, a couple who want to escape from the undercity, despite the rumors that, beyond its protective dome, the atmosphere is contaminated by poisons and is inhospitable to life. They are willing to risk death, they say, to avoid the constricting limits of their environment.

Pliney next visit’s the megalopolis’ garbage dump, where he works with K. O. Wilson, who manages the operation’s first shift, and Marty Linnert, who manages the operation’s second shift, allowing Pliney to skim off valuables from the undercity’s refuse before it is “catalogued and sent up to the city’s lost-and-found bureau.” During this visit, Pliney is able to scavenge rings, watches. Coins, and a “diamond tiara.”

Following his visit to the garbage site, Pliney learns that the sabotaged robot-repair plant has been repaired--by men on his payroll, who have charged an exorbitant fee. He then arranges an illegal marriage between Arthur Coleman, a dominant, sexist man, and his submissive girlfriend Eileen, in defiance of the undercity’s Equal Rights Act, which forbids male chauvinism.

Revisiting the garbage dump, Pliney scavenges “silver dinnerware an antique oil lantern, and a somewhat soiled set of twentieth-century pornographic photographs” worth big money as “comic nostalgia.” Then, he illegally sells an oversize apartment--that is, one that is larger than the law allows a single man--to a customer with a yen for more spacious accommodations than he now enjoys.

The Potemkins are caught by a maintenance crew as they seek to escape through the sewer tunnel on Pliney’s map, and afraid that, during their interrogation by the police, the couple will implicate him in their escape plan, he burns down the office--a front doing business (or not) as Cargill Marriage Counseling--in which he keeps additional escape maps. (During his recounting of this adventure, he tells his listener that he must be careful to avoid arrest, even to the point of wearing “transparent plastic fingertip shields to keep from leaving prints.” It‘s obvious that, as he recites his day‘s activities, Pliney takes every opportunity to lecture the “kid” concerning the tricks of the criminal trade. He is not merely a raconteur; he is a mentor.)

Coleman advises Pliney that he and his girlfriend want to marry this evening, instead of waiting the customary six months to do so, and if Pliney refuses to arrange the ceremony, he will take his business elsewhere. Afraid that Coleman will hire “some incompetent criminal hack who’ll botch the falsification of Eileen’s death certificate,” which is needed before a new identity can be fabricated for her, making her a person without a past that the police can check, and that Coleman and Eileen will be arrested, informing the police about him, Pliney agrees to meet with the couple to “finalize things” that night, although, to do so, he must postpone an appointment with a man who wants to buy a “Neutral Status Pass” that will exempt him from accepting duel challenges.

His meeting with Coleman and his bride to “:finalize things” is the reason, he tells his listener, that he is late getting home. The next day, he says, the “kid” can tag along as he goes about his business, so that he can provide tips as he teaches her “the business.” He adds that he has no doubt but that her late mother would be proud of their daughter, who has all the qualities of a successful career criminal.

Koontz’s tongue-in-cheek story suggests that human beings are innately wired, as it were, to sin. Even if vices were legalized, others would flourish, because it is the nature of men and women to seek that which is forbidden and to indulge themselves in the pursuit of the banned and the prohibited. It is this impulse, he suggests, which explains the existence of both Las Vegas and organized crime, just as it explains the fact that, despite the existence of a “Sin City” and the mob, ordinary men and women, like the everymen and women who populate his undercity, vice, sin, corruption, and crime will continue to thrive everywhere. No city limits can contain the transgressions of the human heart. The undercity is every city. Moreover, Koontz suggests, even if humanity were to legalize activities which are currently illegal, forbidden desires would manifest themselves in the pursuit of objects and activities that would fall outside the laws of even the most permissive societies. The problem is not in the doing, he implies, but in the doer--or the wrongdoer.

That’s quite an impressive theme--original sin--for such a slight story. In this early piece of fiction, Koontz is as deft as ever in sketching characters (he has never been adept at true characterization, such as novels demand), at delivering the surprise ending (the criminal narrator’s protégé is his own daughter), at describing the setting, and at extrapolating from the actual and the familiar to the imaginary and bizarre, abilities which served him well as a science fiction writer, which served him well as an author of horror fiction, and which serve him moderately well as a writer of cross-genre fiction.
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He hasn’t lost his touch, even today, but his fiction has lost some of its heart and soul, as any body of work must do when it is stamped out by the cookie cutter of formula with interchangeable characters, settings, plots, and themes--the same story, time and again, wherein only the names change. In his heyday, which, alas, was yesterday, Koontz could write more engaging fiction than the pap he produces today. “Undercity” is worth many of his current works, although it is but a short story and his current stuff takes the form of the novel.

There’s another plus about “Undercity” that a reader doesn’t get in any of Koontz’s more contemporary works. There’s no dog in the cast.

Monday, May 3, 2010

Generating, Heightening, and Maintaining Suspense

Copyright 2010 by Gary L. Pullman

To create suspense, signal to the reader that something dire is about to happen. Use dramatic irony so that the reader knows more (namely, that something dire is about to happen) than the protagonist knows. Alternatively, situational irony can be employed to mislead the reader into thinking that something other than what does, in fact, occur is likely to happen. (As I point out in “The Others: A Masterpiece of Situational Irony,” this film does a superb job of using situational irony to create, heighten, and maintain suspense.)

A writer can employ the journalist’s technique to generate and develop suspense as well, asking who? what? when? where? how? and why?

Who is to be subjected to the dire circumstances, situation, or event? By identifying several characters as being liable to suffer from an impending crisis, the writer allows the reader to sit on pins and needles, so to speak, waiting to see which potential victim must endure the expected catastrophe. By making one character stand out as nobler or more sympathetic or more likeable than the others and another as more ignoble, unsympathetic, or unlikable, the writer can increase the reader’s anxiety, making him or her wonder whether doom will befall the former or the latter character.

What may happen can also be a means of generating, heightening, and maintaining suspense. By being vague about the nature of the threat or by identifying several possible catastrophes, the writer can make the reader fret over which one will occur. The suspense can be increased, too, by offering a range of possible cataclysms, from mile (a flash flood, say) to wild (perhaps a tsunami), any of which may occur.

When will the tragedy befall the characters? This question will keep the reader turning pages long past bedtime. Alfred Hitchcock spoke of the efficacy of making his audience sweat by making them wait. He used the example of a time bomb of which the audience was aware is set to explode at a predetermined, not-too-distant moment. Oblivious of the danger, the protagonist goes blithely about his or her business, possibly, the audience fears, until it is too late.

Where will the calamity take place? If the reader knows but the protagonist does not and his or her itinerary includes the location of the impending disaster, the reader will grow more and more anxious as zero hour approaches and the main character is on a path that may put him or her in harm’s way.

How will the catastrophe occur? If we know and know, moreover, how to circumvent or stop it, we may anxiously wait to see whether the hero or the heroine figures out how to save him- or herself (and, possibly, the world) in time or are incinerated, eviscerated, bludgeoned, or otherwise unpleasantly dispatched.

The question of why a villain chooses to commit murder, mayhem, genocide, or some other dastardly crime may not be as immediate a cause of suspense as other questions may be, but the reader will want to know what motivated the antagonist, and the reader will read on, anticipating that, at some point, usually toward the end of the narrative, the writer will make everything clear.

The use of dramatic and situational irony, coupled with the use of the journalist’s who? what? when? where? how? and why? Questions will help the author of horror stories, including you, generate, heighten, and maintain suspense!

Friday, April 30, 2010

The Others: A Masterpiece of Situational Irony

Copyright 2010 by Gary L. Pullman


The Others is a virtually perfect exercise in horror by way of situational irony. The viewer is led to believe that any (and possibly all) of three bizarre events are taking place: one supernatural (the house in which the protagonist, Grace Stewart, and her children, Anne and Nicholas, live is haunted) and two natural (Grace may be losing her mind and/or Grace’s live-in servants Mrs. Bertha Mills, the housekeeper; Mr. Edmund Tuttle, the gardener; and a young mute woman, Lydia, are involved in a conspiracy against the family). Evidence is given, as it were, in support of each of these possibilities.

That the house may be haunted is suggested by Anne’s seeing and speaking to ghosts. She draws a picture of four of the spirits she’s seen: that of a boy about her own age, named Victor; Victor’s parents; and an “old woman.” Next to each figure, she writes the number of times she has seen each of the ghosts: she has seen each parent twice, Victor five times, and the “old lady” fourteen times. The “old lady” has harsh features and wild hair, and she scares Anne, the girl confesses. Anne also talks to Victor, once in the presence of her younger brother, with whom she shares a bedroom. When Nicholas accuses her of “teasing” him, she asks Victor to touch her brother’s face to let Nicholas know that he, Victor, is present. Later, Grace, who, at first, denies the existence of ghosts, refusing to believe that her house is haunted, hears a piano playing downstairs. When she goes to investigate, she learns that the music room is not only locked but that it is also unoccupied. However, when she leaves, an unseen force knocks her to the floor. Grace also experiences other ghostly phenomena. She hears disembodied voices talking about her when she visit’s a “junk room”--a spare bedroom used for storage--and she hears heavy thumping sounds upstairs, which she attributes to Lydia--until she sees the servant conversing with Mrs. Mills outside the house as the thumping continues upstairs. A headstone on the premises indicates that a body has been buried on the estate. Is the ghost the spirit of this person? Later, Grace finds a “book of the dead,” an album of family members’ corpses, photographed as mementoes for the surviving loved ones. Perhaps one or more of their spirits haunt Grace’s house. Not only do Anne and Grace see (and hear) ghosts, but Mrs. Mills tells Anne that she, like Anne, also sees them. Although both Anne and Nicholas have potentially fatal allergic reactions to sunlight, requiring that the curtains on the windows be closed whenever the children pass from one room to another, they have all been removed overnight, as the children’s panic-stricken screams alert Grace. None of the servants admits to having taken down any of the curtains. Perhaps the ghosts did so. When Anne and Nicholas discover the graves of the servants and Grace herself sees their likenesses in a photograph of the dead, the viewer is apt to suppose that Mrs. Mills, Mr. Tuttle, and Lydia are themselves the ghosts who haunt Grace’s house.

A case is also made for the supposition that Grace is losing her mind. She is fragile and high strung, as Nicole Kidman, who portrays her in the film, says in an interview featured on the DVD release of the movie says, and her husband has gone off to fight in World War II, leaving Grace alone to care for their children. She has poor coping skills, and caring for the two children by herself is more, perhaps, than she can handle. She takes great comfort in the Bible, as the Word of God, and in the rosary, which she says, banishes her fears. She has a simple, unquestioning faith. When her children question the credibility of the such Biblical claims as God’s creation of the universe in only six days and that two of every animal could fit on Noah’s ark, Grace is angered. She tells her children that their doubts may land them in limbo, which she distinguishes from both purgatory and hell. These concepts, like the rosary, suggest that she and her family are Roman Catholics, rather than Protestants. Her dependency upon the Bible, like her generally anxious manner, her quickness to anger, and her impatience toward her children and the servants suggest that she is tottering on the edge emotionally. It is not difficult to imagine that her seeing the “old woman” wearing the veil and dress that she made for her daughter’s confirmation, instead of Anne wearing it, as if, having possessed the girl, the “old woman” is now impersonating Grace's daughter may be the result of Grace’s hallucinating, rather than an instance of a perverse supernatural masquerade. Likewise, Grace may have only imagined that she’d heard the disembodied voices in the “junk room.” She may have had other hallucinations as well, hearing thumping when there was none, for example, and imagining that she’d heard a piano playing in the locked, unoccupied music room. She herself may have done some of the things that seem simply to “happen,” such as the taking down of the curtains in the house. Even the visit of her husband, who, until his sudden appearance, was presumed dead, a casualty of the war, could be attributed to her tendency to hallucinate, especially since, while he is home, he is eerily distant, lies motionless in bed for hours and days on end, refuses to eat anything, and is soon gone again, off, he says, to the battlefront. Indeed, after Grace attacks Anne, thinking that her daughter is the “old woman” in disguise, Anne tells Nicholas that their mother has “gone mad.” All these incidents, individually, and collectively, suggest, rather strongly, that Grace may be going mad or may already have gone insane.

On the other hand, maybe Grace’s house is not haunted, any more than she herself is insane; instead, the servants may be involved in a conspiracy against Grace and her family. They claim to have appeared at the house as the result of their "passing by," a mere coincidence, despite the fact that Grace’s house is located on an island and, for that reason, would not be a place where anyone--especially experienced servants--would be apt to seek employment. At Mrs. Mills’ direction, Mr. Tuttle dumps leaves on a headstone to prevent Grace from discovering the marker, despite Grace having given him a directive to find the headstones of all those who are allegedly buried on the estate. Mrs. Mills confides in Anne that, like the girl, the housekeeper has herself also seen the ghosts. Does Mrs. Miller do so to convince Anne that the ghosts are real in the hope that Anne will, in turn, influence Grace’s belief that her house is haunted and that it is safest to leave the mansion? Did the servants pose for the picture of the dead in which their corpses were supposedly photographed as a memento for their surviving loved ones? Mrs. Mills more than once hints at secrets that she and the other servants are keeping from Grace, and the housekeeper tells Grace that the living and the dead sometimes get “mixed up” with one another. Grace herself supplies a possible motive on the part of her servants for their conspiracy: they want to “take over” her house, she charges. Grace’s thoughts and behavior, at times, seem rational and appropriate, but, at other times, her ideas and actions are obviously groundless and even bizarre, suggesting that she is either insane or nearly so.

The Others is ambiguous on purpose, suggesting three possible explanations for the strange goings-on at the mansion in which she and her children and the servants live: the house is haunted, Grace is insane, and/or the servants want to drive Grace away so that they can lay claim to the mansion . However, the end of the movie, during which, at a séance, Grace finally learns that she has murdered Anne and Nicholas before committing suicide, upsets all three of these expectations concerning the movie’s plot, for the medium reveals that the children are dead and it is their ghosts and the ghost of their murderous mother and the loyal household servants who are the actual ghosts. Those whom Grace suspected of being ghosts are actually the members of the family who have bought the house. Grace and her family are, it appears, in purgatory, reliving Grace’s murder of her children and her murder of herself over and over again. It is only because of the careful planning of the film’s feasible, but ambiguous and bizarre incidents, that the movie succeeds in leading the audience down one path of expectations so that, at the end, it can deliver a wholly different conclusion to the story that ties up these previous storylines: the house is haunted, but by Grace and her family and servants; Grace has gone insane, killing her own children and herself, because she proved incapable of coping with and handling the stresses of everyday life without her husband’s assistance; and the servants, in fact, were conspiring, but not to steal Grace’s home but to confront her with the truth about herself and her actual situation as a soul in purgatory. Like any story that hinges upon situational irony as the means by which to effect a surprise, or twist, ending, The Others performs a bait-and-switch routine, setting up and maintaining viewers’ expectations along one line of development so that the grand finale can deliver an altogether different conclusion than the one that the previous action has painstakingly and deliberately suggested as the culmination of the whole. In doing so, The Others reveals itself to be masterful, indeed, and, therefore, a suspenseful and frightening thriller well worth watching again--and again.

Thursday, April 29, 2010

Discovering the Elements of Fear

Copyright 2010 by Gary L. Pullman


Would you be afraid if you were alone in an isolated cemetery at night? Perhaps, if there were also a full moon, you might be a little anxious? After all, you are alone. You are on your own. No help is available--no police, no rescue personnel, no paramedics. You are isolated. There is no one near. No one to come to your aid or even to hear you scream (should you scream). The full moon is bright, but it, too, is distant and its light, rather than comforting or reassuring, seems eerie. It illuminates shadows, but it is not bright enough to light up the night.

The preceding paragraph is not intended to set the mood of a scene. Instead, it is meant merely to identify elements of a setting which could be the bases of such a paragraph or passage and to suggest why these elements might be frightening. Notice the commonality among them: the external, natural object or phenomenon (an isolated cemetery, darkness, a full moon) are linked to emotional states (fear, anxiety, distress). With this in mind, this analysis might lead to a passage such as this:

The sun had set, and a slight breeze stirred the leaves on the few scraggly trees that stood sentinel over the headstones and crypts of the isolated rural cemetery. High in the darkness of the sky, a full moon leered down upon the graveyard. The darkness seemed to press down upon Kim as if it were a heavy, hostile thing, a force that meant to crush her, and the absolute silence of the distant city of the dead was unsettling.

Kim felt not merely alone; she felt lost, wraithlike, as if she were herself the ghost of one of the corpses interred within the neglected, overgrown grounds. There was nothing to fear. She knew that--and, yet, she was afraid. She was terribly afraid. Her isolation was total. There was nothing and no one for miles in any direction. If she should fall or lose her way, if thugs were to happen along and discover her--or, worse, if the dead were to rise; if revenants were to return; if--she laughed at the
absurdity of these ideas, born as they were of unreasoning emotion, of blind fear akin to panic.

She’d meant for her laughter to dispel the sense of panic that had risen within her, for no reason, but the sound of it seemed raucous and forced, strained somehow, and false. It was anything but heartening.

Nor was the light of the moon, for it was not bright enough to light the night; its radiance did nothing more than to show the shadows of furtive things darting and scurrying among the gravestones and crypts.

Rats? Wolves? Worse, nightmarish things? Kim’s imagination suggested several creatures possible, if at all, only in hell. It had been a mistake to come here alone, she thought, especially at night. It had been a mistake to come here at all.

Somewhere in the darkness, among the graves, a twig snapped. Or a bone. Or a spine. Kim froze, staring wide eyed, straining to see, to hear, to think.

Clouds obscured the moon, and the darkness of the night was complete.

Paranormal vs. Supernatural: What’s the Diff?

Copyright 2009 by Gary L. Pullman

Sometimes, in demonstrating how to brainstorm about an essay topic, selecting horror movies, I ask students to name the titles of as many such movies as spring to mind (seldom a difficult feat for them, as the genre remains quite popular among young adults). Then, I ask them to identify the monster, or threat--the antagonist, to use the proper terminology--that appears in each of the films they have named. Again, this is usually a quick and easy task. Finally, I ask them to group the films’ adversaries into one of three possible categories: natural, paranormal, or supernatural. This is where the fun begins.

It’s a simple enough matter, usually, to identify the threats which fall under the “natural” label, especially after I supply my students with the scientific definition of “nature”: everything that exists as either matter or energy (which are, of course, the same thing, in different forms--in other words, the universe itself. The supernatural is anything which falls outside, or is beyond, the universe: God, angels, demons, and the like, if they exist. Mad scientists, mutant cannibals (and just plain cannibals), serial killers, and such are examples of natural threats. So far, so simple.

What about borderline creatures, though? Are vampires, werewolves, and zombies, for example, natural or supernatural? And what about Freddy Krueger? In fact, what does the word “paranormal” mean, anyway? If the universe is nature and anything outside or beyond the universe is supernatural, where does the paranormal fit into the scheme of things?

According to the Online Etymology Dictionary, the word “paranormal,” formed of the prefix “para,” meaning alongside, and “normal,” meaning “conforming to common standards, usual,” was coined in 1920. The American Heritage Dictionary defines “paranormal” to mean “beyond the range of normal experience or scientific explanation.” In other words, the paranormal is not supernatural--it is not outside or beyond the universe; it is natural, but, at the present, at least, inexplicable, which is to say that science cannot yet explain its nature. The same dictionary offers, as examples of paranormal phenomena, telepathy and “a medium’s paranormal powers.”

Wikipedia offers a few other examples of such phenomena or of paranormal sciences, including the percentages of the American population which, according to a Gallup poll, believes in each phenomenon, shown here in parentheses: psychic or spiritual healing (54), extrasensory perception (ESP) (50), ghosts (42), demons (41), extraterrestrials (33), clairvoyance and prophecy (32), communication with the dead (28), astrology (28), witchcraft (26), reincarnation (25), and channeling (15); 36 percent believe in telepathy.

As can be seen from this list, which includes demons, ghosts, and witches along with psychics and extraterrestrials, there is a confusion as to which phenomena and which individuals belong to the paranormal and which belong to the supernatural categories. This confusion, I believe, results from the scientism of our age, which makes it fashionable for people who fancy themselves intelligent and educated to dismiss whatever cannot be explained scientifically or, if such phenomena cannot be entirely rejected, to classify them as as-yet inexplicable natural phenomena. That way, the existence of a supernatural realm need not be admitted or even entertained. Scientists tend to be materialists, believing that the real consists only of the twofold unity of matter and energy, not dualists who believe that there is both the material (matter and energy) and the spiritual, or supernatural. If so, everything that was once regarded as having been supernatural will be regarded (if it cannot be dismissed) as paranormal and, maybe, if and when it is explained by science, as natural. Indeed, Sigmund Freud sought to explain even God as but a natural--and in Freud’s opinion, an obsolete--phenomenon.

Meanwhile, among skeptics, there is an ongoing campaign to eliminate the paranormal by explaining them as products of ignorance, misunderstanding, or deceit. Ridicule is also a tactic that skeptics sometimes employ in this campaign. For example, The Skeptics’ Dictionary contends that the perception of some “events” as being of a paranormal nature may be attributed to “ignorance or magical thinking.” The dictionary is equally suspicious of each individual phenomenon or “paranormal science” as well. Concerning psychics’ alleged ability to discern future events, for example, The Skeptic’s Dictionary quotes Jay Leno (“How come you never see a headline like 'Psychic Wins Lottery'?”), following with a number of similar observations:

Psychics don't rely on psychics to warn them of impending disasters. Psychics don't predict their own deaths or diseases. They go to the dentist like the rest of us. They're as surprised and disturbed as the rest of us when they have to call a plumber or an electrician to fix some defect at home. Their planes are delayed without their being able to anticipate the delays. If they want to know something about Abraham Lincoln, they go to the library; they don't try to talk to Abe's spirit. In short, psychics live by the known laws of nature except when they are playing the psychic game with people.
In An Encyclopedia of Claims, Frauds, and Hoaxes of the Occult and Supernatural, James Randi, a magician who exercises a skeptical attitude toward all things alleged to be paranormal or supernatural, takes issue with the notion of such phenomena as well, often employing the same arguments and rhetorical strategies as The Skeptic’s Dictionary.

In short, the difference between the paranormal and the supernatural lies in whether one is a materialist, believing in only the existence of matter and energy, or a dualist, believing in the existence of both matter and energy and spirit. If one maintains a belief in the reality of the spiritual, he or she will classify such entities as angels, demons, ghosts, gods, vampires, and other threats of a spiritual nature as supernatural, rather than paranormal, phenomena. He or she may also include witches (because, although they are human, they are empowered by the devil, who is himself a supernatural entity) and other natural threats that are energized, so to speak, by a power that transcends nature and is, as such, outside or beyond the universe. Otherwise, one is likely to reject the supernatural as a category altogether, identifying every inexplicable phenomenon as paranormal, whether it is dark matter or a teenage werewolf. Indeed, some scientists dedicate at least part of their time to debunking allegedly paranormal phenomena, explaining what natural conditions or processes may explain them, as the author of The Serpent and the Rainbow explains the creation of zombies by voodoo priests.

Based upon my recent reading of Tzvetan Todorov's The Fantastic: A Structural Approach to the Fantastic, I add the following addendum to this essay.

According to Todorov:

The fantastic. . . lasts only as long as a certain hesitation [in deciding] whether or not what they [the reader and the protagonist] perceive derives from "reality" as it exists in the common opinion. . . . If he [the reader] decides that the laws of reality remain intact and permit an explanation of the phenomena described, we can say that the work belongs to the another genre [than the fantastic]: the uncanny. If, on the contrary, he decides that new laws of nature must be entertained to account for the phenomena, we enter the genre of the marvelous (The Fantastic: A Structural Approach to a Literary Genre, 41).
Todorov further differentiates these two categories by characterizing the uncanny as “the supernatural explained” and the marvelous as “the supernatural accepted” (41-42).

Interestingly, the prejudice against even the possibility of the supernatural’s existence which is implicit in the designation of natural versus paranormal phenomena, which excludes any consideration of the supernatural, suggests that there are no marvelous phenomena; instead, there can be only the uncanny. Consequently, for those who subscribe to this view, the fantastic itself no longer exists in this scheme, for the fantastic depends, as Todorov points out, upon the tension of indecision concerning to which category an incident belongs, the natural or the supernatural. The paranormal is understood, by those who posit it, in lieu of the supernatural, as the natural as yet unexplained.

And now, back to a fate worse than death: grading students’ papers.

My Cup of Blood

Anyone who becomes an aficionado of anything tends, eventually, to develop criteria for elements or features of the person, place, or thing of whom or which he or she has become enamored. Horror fiction--admittedly not everyone’s cuppa blood--is no different (okay, maybe it’s a little different): it, too, appeals to different fans, each for reasons of his or her own. Of course, in general, book reviews, the flyleaves of novels, and movie trailers suggest what many, maybe even most, readers of a particular type of fiction enjoy, but, right here, right now, I’m talking more specifically--one might say, even more eccentrically. In other words, I’m talking what I happen to like, without assuming (assuming makes an “ass” of “u” and “me”) that you also like the same. It’s entirely possible that you will; on the other hand, it’s entirely likely that you won’t.

Anyway, this is what I happen to like in horror fiction:

Small-town settings in which I get to know the townspeople, both the good, the bad, and the ugly. For this reason alone, I’m a sucker for most of Stephen King’s novels. Most of them, from 'Salem's Lot to Under the Dome, are set in small towns that are peopled by the good, the bad, and the ugly. Part of the appeal here, granted, is the sense of community that such settings entail.

Isolated settings, such as caves, desert wastelands, islands, mountaintops, space, swamps, where characters are cut off from civilization and culture and must survive and thrive or die on their own, without assistance, by their wits and other personal resources. Many are the examples of such novels and screenplays, but Alien, The Shining, The Descent, Desperation, and The Island of Dr. Moreau, are some of the ones that come readily to mind.

Total institutions as settings. Camps, hospitals, military installations, nursing homes, prisons, resorts, spaceships, and other worlds unto themselves are examples of such settings, and Sleepaway Camp, Coma, The Green Mile, and Aliens are some of the novels or films that take place in such settings.

Anecdotal scenes--in other words, short scenes that showcase a character--usually, an unusual, even eccentric, character. Both Dean Koontz and the dynamic duo, Douglas Preston and Lincoln Child, excel at this, so I keep reading their series (although Koontz’s canine companions frequently--indeed, almost always--annoy, as does his relentless optimism).

Atmosphere, mood, and tone. Here, King is king, but so is Bentley Little. In the use of description to terrorize and horrify, both are masters of the craft.

Believable characters. Stephen King, Douglas Preston and Lincoln Child, and Dan Simmons are great at creating characters that stick to readers’ ribs.

Innovation. Bram Stoker demonstrates it, especially in his short story “Dracula’s Guest,” as does H. P. Lovecraft, Edgar Allan Poe, Shirley Jackson, and a host of other, mostly classical, horror novelists and short story writers. For an example, check out my post on Stoker’s story, which is a real stoker, to be sure. Stephen King shows innovation, too, in ‘Salem’s Lot, The Shining, It, and other novels. One might even argue that Dean Koontz’s something-for-everyone, cross-genre writing is innovative; he seems to have been one of the first, if not the first, to pen such tales.

Technique. Check out Frank Peretti’s use of maps and his allusions to the senses in Monster; my post on this very topic is worth a look, if I do say so myself, which, of course, I do. Opening chapters that accomplish a multitude of narrative purposes (not usually all at once, but successively) are attractive, too, and Douglas Preston and Lincoln Child are as good as anyone, and better than many, at this art.

A connective universe--a mythos, if you will, such as both H. P. Lovecraft and Stephen King, and, to a lesser extent, Dean Koontz, Bentley Little, and even Douglas Preston and Lincoln Child have created through the use of recurring settings, characters, themes, and other elements of fiction.

A lack of pretentiousness. Dean Koontz has it, as do Douglas Preston and Lincoln Child, Bentley Little, and (to some extent, although he has become condescending and self-indulgent of late, Stephen King); unfortunately, both Dan Simmons and Robert McCammon have become too self-important in their later works, Simmons almost to the point of becoming unreadable. Come on, people, you’re writing about monsters--you should be humble.

Longevity. Writers who have been around for a while usually get better, Stephen King, Dan Simmons, and Robert McCammon excepted.

Pacing. Neither too fast nor too slow. Dean Koontz is good, maybe the best, here, of contemporary horror writers.