Showing posts with label Jean-Paul Sartre. Show all posts
Showing posts with label Jean-Paul Sartre. Show all posts

Saturday, June 27, 2020

Ozymandias by Percy Bysshe Shelley: Analysis and Commentary

Copyright 2020 by Gary L. Pullman


I met a traveler from an antique land
Who said: Two vast and trunkless legs of stone
Stand in the desert. Near them, on the sand,
Half sunk, a shattered visage lies, whose frown,
And wrinkled lip, and sneer of cold command,
Tell that its sculptor well those passions read
Which yet survive, stamped on these lifeless things,
The hand that mocked them, and the heart that fed;
And on the pedestal these words appear:
"My name is Ozymandias, king of kings:
Look on my works, ye Mighty, and despair!"
Nothing beside remains. Round the decay
Of that colossal wreck, boundless and bare
The lone and level sands stretch far away.

Commentary

The poem expresses the fleeting nature of fame and its ultimate vanity, or futility. It begins with the speaker of the poem recounting his meeting a “traveler from an antique land.” The “antique land” is Egypt, a place steeped in ancient history, tradition, and lore. According to this traveler, “two vast and trunkless legs of stone/ Stand in the desert,” not far from a “a shattered visage” that lies “half sunk” in the sand. Obviously, this had once been a huge statue of a man, whose figure had been carved to stand for all time.

Apparently, the figure was one of authority, for the haughty, contemptuous face that is now half buried in the desert sand wears a “frown,/ And wrinkled lip, and sneer of cold command.” The face is lifelike in the sense that it conveys its real-life counterpart’s arrogant disdain: showing “that its sculptor well those passions read,” passions which “survive” in the features of the stone visage that the artist had “stamped” centuries ago, “on these lifeless things.” Ironically, the statue that was to memorialize the proud ruler has come to ruin in the desert wasteland, a victim of centuries of erosion. It is broken, partly missing, and to some extent buried. It has not stood the test of time very well. Time has not been kind to the memory of the harsh ruler. His memorial has not immortalized him.

On the pedestal, the haughty ruler has left a final address to the world. His last words identify him as “Ozymandias, king of kings,” commanding the mighty who should see his statue to consider his accomplishments and “despair” at ever hoping to rival his own mighty works. These final words, however, are empty and vain. They are hollow and seem to mock the broken, decapitated statue that has long since become nothing more than “a mighty wreck”:

Nothing beside remains. Round the decay
Of that colossal wreck, boundless and bare
The lone and level sands stretch far away.


Fame is as uncertain as life itself. In pagan societies, even far later than those of the vanished Egypt of centuries ago, people aspired to immortality by being remembered and honored by succeeding generations. We see this impulse as late as the Anglo-Saxon period, in which the hero Beowulf hopes to attain an immortality similar to Ozymandias’ by virtue of his having performed great deeds of courage. Ozymandias, it seems, was more than a mere warrior chieftain. He was “king of kings” who had accomplished peerless deeds. His person had been commemorated with a gigantic statue of stone. Nevertheless, his hopes were all in vain. The sole reminder of his long-ago existence is a crumbling “wreck,” which has been, as it were, not only dismembered and decapitated by the wind and the sand, but also half buried in the lonely desert, “boundless and bare,” that stretches away from the ruined monument on every hand.

If this king’s life has been forgotten, certainly those of ordinary men and women will not be remembered. Centuries after one’s death, what shall it mean that a man or a woman ever lived at all? The poem seems to suggest a pessimistic answer, ending not only as a cautionary tale concerning the vanity of human pride and the futility of memorials as a means of attaining immortality, but also a declaration that human existence is, when all is said and done, what the existential philosopher Jean-Paul Sartre characterized as “absurd.” We live and we die, and centuries later, it is as if we never existed, no matter how great our accomplishments might have been during our lifetimes.

Ozymandias, we should note, is the pharaoh Ramesses II, who ruled Egypt from 1279 to 1212 B. C. His shattered granite statue lies at the site of the Ramesseum, his temple, at Gurna, Egypt, and the “colossal wreck” of his shattered statue has been photographed. The ancient Greeks, who derived “Ozymandias” from one of Ramesses’ many titles, gave him the name “Ozymandias.”

Saturday, July 7, 2018

"Oculus": A Psychological Horror Movie with Philosophical Implications

Copyright 2018 by Gary L. Pullman


I admit it: I'm a movie poster fan, especially if it's designed to promote a chiller or a thriller. Itself a work of art, such a poster often gets to the heart of the film's basic claim, or theme. By “theme,” I mean both the central idea the movie conveys and the primary, or core, emotion it elicits, for, in art, the mind and the heart are as one when thought and feeling agree. That's not to say there's such agreement throughout the film. Typically, there isn't. By the end of the movie, though, the mind and heart typically unite, supporting one another, and, through feeling, thought becomes belief.

Some contend that our personal and social values are the sources of our beliefs, and they may be right, but I believe—ironic this particular word should appear in my thoughts as I'm writing about thought, emotion, belief, and, now, value—that, without the marriage of thought and emotion at some point, belief will not take root, and belief, arising from a value we or our society holds as true, often without individual examination, will be based solely on one or the other, thought or emotion. Such a basis is weak and susceptible to surrender.

So, anyway, back to the topic at hand: movie themes as they're expressed in posters promoting chillers and thrillers.


In Beyond Good and Evil, Frederick Nietzsche wrote, “Whoever fights monsters should see to it that in the process he does not become a monster. And if you gaze long enough into the abyss, the abyss will gaze back into you.” The mirror in the horror movie Oculus could represent Nietzsche's abyss. But what, exactly, is this abyss—and how is one to prevent one's becoming a monster if he or she fights monsters? There are monsters aplenty in the film, as there are monster fighters, but none of the slayers appear to survive against the abyss. Could the title of the movie suggest an answer to the questions its symbolic mirror poses?

Let's begin our investigation of these questions with a consideration of the posters designed to promote the feature film. There are three in English, and one in Italian.


In one of the posters, a boy (10-year-old Tim Russell, we learn in the movie) and a redheaded girl (his 12-year-old sister, Kaylie) stand, facing away from a large mirror in an ornate, but rather grotesque, metal frame. Tim wears a red-, black-, and green-striped shirt; Kaylie, blue denim overalls over a light-blue sweater. Her hair is slightly disheveled, and both children look frightened—indeed, they seem near panic. Neither of them is reflected in the mirror, although Tim is tall enough for the back of his head to appear in the looking-glass and Kaylie is tall enough for the back of her head and her shoulders to be reflected in the glass. Instead, the mirror displays the opposite wall, showing a photograph or a painting (the image is blurry) above wall molding. Centered above the children, across the wall and the mirror, is the word “OCULUS,” in white letters; beneath it, also in white letters, in letter case, is the sentence, “You see what it wants you to see.” Presumably, the “it” in the sentence refers to the mirror.


In another poster, a close-up of the Kaylie is shown. She is older than she is in the first poster (23 years old, we learn in the movie). Her hair is neatly combed, falling to the sides of her face. She wears a natural-pink shade of lipstick, but no other makeup. A pair of small hands, one arising from either cheek, cover the locations in which her eyes would normally appear. The hands are the same color as her complexion and appear to be natural parts of her body. Below her chin, the sentence, in white font and title case, reads, “You see what it wants you to see.” Beneath this caption is the word “OCULUS,” in white font and capital letters. If the eyes are the mirrors of the soul, the girl has no mirror into her soul, for her eyes are missing, stolen, perhaps, but not by an external agent, for the hands which cover the locations in which her eyes would normally appear are parts of her; they grow from her own face.


The third poster shows the mirror, its frame now green in color, rather than leaden gray, but otherwise unchanged. It stands on a bare wooden floor, in profile. Kaylie, age 23, steps from the surface of the glass, wearing a dress the same color as the mirror's frame and surface. Only the parts of her body—her face, upper torso, left arm, right leg, and part of her left leg—that have emerged from the looking-glass are visible, as if the rest of her does not exist. The mirror appears to be a portal between two worlds or dimensions. In the darkness of the room, behind the mirror, the centered same word and sentence appear as are shown in the previously described posters. Both are in the same color and font styles: “You see what it wants you to see,” followed by “OCULUS.” This poster seems to allude to Lewis Carroll's novel, Through the Looking-Glass, and What Alice Found There, thus casting Kaylie in a role similar to that of Alice, who enters Wonderland through an enchanted mirror.


In the fourth poster, Kaylie, age 23, stands in a room with a bare wooden floor. Her neatly combed hair is in a ponytail, and she wears a patterned dress. (She is shown from behind, down to her shoulder blades.) The mirror, in its ornate, but grotesque, gray metal frame, stands against the far wall. Although Kaylie gazes into it, the glass reflects someone else: a cadaverous, dark-haired girl with a ghostly pale complexion. She wears a white dress. Her left arm is at her side, its palm facing forward. Blood wreaths her neck, stains the bottom front of her dress, and is smeared across the palm of her hand. Across Kaylie's back, in white capital letters, “OCULUS” appears. Below it, also in capital letters, but in a smaller, yellow font, is the phrase, “IL RIFLESSO DEL MALE” (“THE REFLECTION OF EVIL”). If the mirror lets Kaylie see what it wants her to see and reflects evil, the implication appears to be that, in viewing herself, Kaylie sees the evil within herself. Is the image in the looking-glass a sort of portrait of Dorian Gray, then, an image of herself that decays as a result of the evil deeds she commits while Kaylie herself remains young, healthy, and beautiful?


The allusions to Alice and to Dorian Gray complexify and enrich the possible meanings of the posters, as does their apparent reference to Nietzsche's metaphor of the abyss. The movie's plot, of course, will suggest whether and to what extent any of these possibilities may apply to interpreting the theme of the film.


After Alan Russell, his wife Marie, and their children Tim and Kaylie move into a new house, Alan buys an antique mirror for his office. Shortly thereafter, he sees his body decaying, and he begins to have an affair with Marisol, a female ghost or incubus who has mirrors in lieu of eyes.


Gradually, he and Marie go mad. Marie withdraws, as she becomes paranoid. The family's dog vanishes. Kaylie, seeing her father with Marisol, tells her mother, and Marie and Alan argue. When Marie tries to kill their children, Alan locks her up. The food supply dwindles, and Kaylie, seeking help from her mother, finds Marie chained to a wall inside the house.

Tim seeks help from the neighbors, who refuse to assist him, believing he's making up a story about his parents. Kaylie's telephone calls are answered by the same masculine voice.


Alan frees Marie, and they attack the children. Alan kills Marie when she has a lucid moment. Aware that the mirror is the source of their parents' madness, Tim and Kaylie attempt to smash it, but hit the wall, thinking they are hitting the mirror. Like their parents' behavior, theirs, too, is controlled by the mirror.


During a rational moment, Alan tells his children to flee the house, before forcing Tim to shoot him, However, their escape is cut off by ghosts. Police arrest Tim, who sees his parents' ghosts watching him as he is escorted from the house.


After eleven years, Tim is released from the mental hospital in which he has been confined after “murdering” his father, no longer believing supernatural powers were associated with his parents' deaths. Kaylie, who works for an auction house, researches the antique mirror her father bought. Allowed to take the mirror home, she keeps it in a room in which it is monitored by surveillance cameras, an anchor suspended from the ceiling ready to smash the looking-glass at the flip of a switch. Before destroying the mirror, she plans to obtain evidence that it was responsible for Alan's death.


The siblings argue about Kaylie's plans. When plants begin to wither, they check the surveillance cameras' footage and discover they have performed deeds of which they have no awareness. Tim is now a believer in the mirror's supernatural powers, but the children's escape attempt is frustrated by the mirror's influence. Kaylie stabs an apparition of her mother in the neck, only to realize she has wounded her fiance. Attempting to telephone the police, she reaches the same mysterious masculine voice that answered her telephone when she was twelve years old. When Tim switches on the anchor, it strikes Kaylie, killing her. Tim is arrested and, once again, blames the mirror for his actions. As he is led away, he sees his sister's ghost standing with the spirits of his parents. The mirror has claimed another victim.


The authorities blame Tim for the deaths of Alan and Kaylie, but Tim blames the mirror. How should the series of fantastic incidents that occur in their new house be interpreted? According to Tzvetan Todorov's The Fantastic: A Structural Approach to a Litearry Genre, the fantastic either remains fantastic—essentially, inexplicable—or is resolved as uncanny (natural, if unusual, and explicable in terms of scientific knowledge) or as marvelous (paranormal or supernatural in origin). Is Oculus fantastic, uncanny, or marvelous? The authorities view the events as uncanny; they are bizarre, but they are explicable; psychiatrists can explain them as effects of Tim's psychosis, which produced hallucinations. Tim, like Kaylie, believe the incidents that happened inside their new house were marvelous, having been caused by the mirror's supernatural powers. Depending upon one's belief system, either interpretation is possible within the framework of the movie's plot.


Let's examine the film's incidents from the stance that they are the results of madness, which means that not only Tim, but also Kaylie, Marie, and Alan were psychotic (and probably paranoid); they all hallucinated, seeing and hearing things that were present only in their own minds. Everything they believed actually happened occurred only in their own minds. As the text in one of the movie posters suggests, the mirror was not evil; it was merely a mirror. It did nothing more than exhibit a “REFLECTION OF EVIL.” The images it displayed were images of madness, of psychosis and paranoia. The mirror was, in Nietzsche's terms, an abyss. In gazing too long into this abyss, it also gazed into them.

What is the nature of the abyss? The answer to this question depends on who one asks, but it might represent, among other possibilities, despair (“the sickness unto death,” as Soren Kierkegaard calls it), death, existential meaninglessness, or absurdity; the inability to sustain a definite self; or a feeling of psychological impotence. But the abyss, in Nietzsche's formulation of the abysmal, is related to monsters: “Whoever fights monsters should see to it that in the process he does not become a monster. And if you gaze long enough into the abyss, the abyss will gaze back into you.” This association between the monstrous and the abysmal raises the question, what is the monstrous or, more specifically, what is a monster?


Historically, a monster was an omen created by God to warn of his impending wrath against sinful conduct. However, in more recent times, the monstrous has come to have psychological, rather than theological, significance. Today, many say people contend against personal or inner “demons,” metaphors for the inner conflicts that result from unresolved emotions.


It is by fixating, or becoming obsessed with, such feelings that one allows the “abyss” to gaze into oneself. People obsessed with vengeance may commit acts of vengeance; those fixated upon self-pity may become clinically depressed; people who dwell on fear may become paranoid; a person who ponders irrational behavior may become insane. An obsession with a particular type of abnormal behavior can not only cause such a behavior in oneself but intensify it, causing it to become extreme.

What monsters do the characters in Oculus see and hear? Their adversaries suggest whom they view as threats, as “monsters.”


Alan sees himself as being in a state of decadence; he sees his body as decaying. The body's physicality suggests he sees his flesh as the source of his decadence, a possibility borne out by his affair with the ghost or incubus Marisol. His personal demon is his emotional unfaithfulness toward his wife. His lack if fidelity causes him to view Marie as an enemy, rather than his spouse; he sees her as a monster whose relationship to him is emotionally unsatisfying.

Perhaps he feels trapped in his marriage. His purchase of an antique mirror suggests he is seeking self-awareness associated with his past. What has led to the emotional distance he feels between Marie and himself? Whatever he sees in Marisol is his own image of her; she has no eyes, no mirrors to a soul, because she has no soul. She doesn't exist, except as a delusion he has created out of his need for an emotionally fulfilling relationship. The mirrors of her “eyes” reflect only his own ideas about women, his own fantasies about what a woman should be and how she should behave.


Not surprisingly, her husband's own emotional distance makes Marie withdraw, and, afraid that her relationship with Alan is disintegrating, she becomes paranoid. She appears to blame her children for her failing marriage, because it is at them that she directs her rage. She argues with Alan, but she never attempts to harm him physically; instead, she tries to murder Tim and Kaylie. Consequently, Alan chains her to a wall—but is fettering her intended solely to protect his children or does chaining her also ensure that the distance between them is certain, affording him more time to fantasize about Marisol?

It's interesting that the Russell family's neighbors do not believe Tim's wild tale of his parents' insanity, nor so the authorities. Like the psychiatrist who treats Tim after his arrest for his father's murder, the neighbors may think Tim's ravings the products of insanity.


Was Tim's murder of his father an attempt to protect his mother from Alan? His parents argued. His father's emotional detachment from Marie obviously disturbed her greatly. She'd become withdrawn and paranoid. Finally, she'd snapped, attempting to kill her own children, and Alan had responded not by getting her the help she obviously needed, but by chaining her to a wall. In Freudian terms, the Oedipus complex may have had much to do with Tim's “accidental” killing of his father. The boy might also have been motivated by his concern for his and his sister's safety. If Alan treated their mother in such a manner, he might well treat them in the same way. 
 

Kaylie seems to have a problematic view of men, perhaps as a result of her father's treatment of her mother. They are distant emotionally, and her father seems to be emotionally unfaithful to Marie, an insight on Kaylie's part that causes her to imagine that her father is actually having an affair with Marisol and report this act of infidelity to her mother. When she calls for help, the same masculine voice always answers—her animus, Carl Jung might suggest—but no help is dispatched.

Men are not rescuers. They are more likely to be monsters than knights in white armor. Later, mistaking her fiance for an apparition of her mother, Kaylie will stab him. Does she fear that the example of her mother's withdrawal and paranoia concerning her father will also destroy her relationship with her fiance or does she fear her fiance will be distant and emotionally unfaithful to her, as Alan also been to Marie? In her mind, it seems clear, the guilt of her parents is interchangeable; they are both dangerous monsters.

During the movie, the characters have rare, brief moments of lucidity. During one such moment, Tim and Kaylie realize that their own twisted perceptions of others is causing psychological, interpersonal, and even physical mayhem. They attempt to break the mirror, that is, to escape the lens through which they view the other members of their family. However, their attempt to break through the filters they have created is inept, even absurd, and they remain captives of their own skewed perceptions and interpretations of events.


Eleven years later, Tim is believed to be well again and is released from the mental hospital. However, Kaylie is still deluded, believing the mirror has supernatural powers. The siblings argue, and Tim, whose madness seems only to have been dormant, again comes under the sway of his psychosis, as he and his sister imagine the houseplants are withering. Checking surveillance camera footage, they discover they've performed acts they cannot recall having done and blame their fugue states on the mirror.

Kaylie tries the same pitiful defense mechanism she employed eleven years ago. She telephones for help, but reaches the same mysterious masculine voice that answered her telephone when she was twelve years old. Instead of seeking help from the neighbors, Tim switches on the anchor suspended from the ceiling, but it strikes Kaylie, killing her.

Arrested, he blames the mirror for his actions, just as he'd done eleven years ago. As he is led away by the police, he sees his sister's ghost standing with the spirits of his parents. In his mind, the mirror has claimed another victim—the sister he himself killed, even as he had killed his father, who'd killed his mother. Truly, the mirror has been a “REFLECTION OF EVIL,” the evil of the family's own personal demons.


Although the idea that all the members of a family might go mad at the same time, their delusions, hallucinations, and behaviors reinforcing, sometimes complementing, and interacting with one another, is far-fetched, to say the least, such is horror fiction, a melodramatic genre that is, by both definition and convention, over the top. For those like me who are skeptical of psychoanalytical claims (and of psychoanalysis itself), Freudian and Jungian interpretations of human behavior, as represented in Oculus by the actions of the characters, are likely to seem too neat and tidy and too over the top to be satisfying.


For us, there are other possible explanations, some of which, as we've suggested, are despair (“the sickness unto death,” as Soren Kierkegaard calls it), death, existential meaninglessness, or absurdity; the inability to sustain a definite self; or a feeling of psychological impotence. There are also artistic possibilities for interpreting the meaning of the abyss. While Jean-Paul Sartre maintains that “hell is other people,” the director of Oculus might amend the philosopher's premise to suggest, as Tennessee Williams, who warned against looking in mirrors, put it, “Hell is yourself.”


Friday, May 14, 2010

from The Dark Descent

Today’s post carries no byline because it’s really a summary of observations by David G. Hartwell, editor of The Dark Descent (Tor, NY, 1987), which he makes in his introduction to the anthology of creepy short stories by such authors as Stephen King, John Collier, M. R. James, H. P. Lovecraft, Shirley Jackson, Harlan Ellison, Nathaniel Hawthorne, J. Sheridan LeFanu, Ray Bradbury, Fritz Leiber, Robert Bloch, Charles L. Grant, Thomas M. Disch, Theodore Sturgeon, Clive Barker, Edgar Allan Poe, Charlotte Perkins Gilman, William Faulkner, D. H. Lawrence, Tanith Lee, Flanner O’Connor, Ramsey Campbell, Henry James, Gene Wolfe, Charles Dickens, Joyce Carol Oates, Ambrose Bierce, Edith Wharton, Algernon Blackwood, Philip K. Dick, and other names worth the dropping, to wit:

[Horror stories] clustered around the principle of a real or fake intrusion of the supernatural into the natural world, an intrusion which arouses fear (4-5).

It is Lovecraft’s essay that provides the keystone upon which any architecture of horror must be built: atmosphere. . . . What this means is that you can experience true horror in, potentially, any work of fiction, be it a western, a contemporary gothic, science fiction, [or] mystery. . . . as long as the atmosphere follows. This means that horror is free of the supernatural (5).

Hartwell includes a quotation of David Aylward:

To them [those who don’t read horror] it is a kind of pornography, inducing horripilation instead of erection. And the reader who appears to relish such sensations--why, he’s an emotional masochist. . . (Revenge of the Past, as quoted in The Dark Descent, 5-6).
Hartwell resumes his own voice, arguing his ideas on his topic:

[Edmund Wilson] sees. . . literature as evolving in a linear fashion into fantasies of the psyche removed entirely from supernatural trappings. Any audience interested in these trappings is regressive. He sees no value to a modern reader in obsolete fiction (7).

As horror has evolved in this century, it has grown significantly in the areas of “the morbidities of the psyche” and fantasies of “a world in which, prosaic though it is, we can find no firm foothold on reality (7).
Hartwell includes a quotation of Jean-Paul Sartre:

In order to achieve the fantastic, it is neither necessary nor sufficient to portray extraordinary things. . . . Either it [the fantastic] does not exist at all, or else it extends throughout the universe.. . (The Fantastic Considered as a Language, as quoted in The Dark Descent, 7-8).
Hartwell resumes his own voice, arguing his ideas on his topic:

Contemporary horror occurs in three streams. . .: 1. moral allegorical [,] 2. psychological metaphor [, and] 3. fantastic. These modes are not mutually exclusive, but usually a matter of emphasis (8).

[Moral allegories] are characteristically supernatural fiction, most usually about the intrusion of evil into consensus reality. . . . These arte the stories of children possessed by demons, of haunting by evil ghosts from the past. . . stories of bad places (where evil persists from past times), of witchcraft and satanism. . . . They are often written by lapsed Christians, who have lost their firm belief in good but still have a discomforting belief in evil. Stories in this stream imply or state the Manichean universe (8).

In speaking of stories and novels in this first stream, we are speaking of the most popular form of horror fiction today, the commercial bestseller lineage of Rosemary’s Baby and The Exorcist, and a majority of the works of Stephen King. . . . This stream is the center of category horror publishing (8-9).

The second group of horror stories, stories of aberrant human psychology embodied metaphorically, may be either purely supernatural, such as Dracula, or purely psychological, such as Robert Bloch’s Psycho. What characterizes them as a group is the monster at the center. . .--an overtly abnormal human or creature, from whose acts and on account of whose being the horror arises (9).

Stories of the third stream have at their center ambiguity as to the nature of reality, and it is this very ambiguity that generates the horrific effects. Often this is an overtly supernatural (or certainly abnormal) occurrence, but we know of it only by
allusion. Often, essential elements are left undescribed so that, for instance, we do not know whether there was really a ghost or not. But the difference is not merely supernatural versus psychological explanation: third stream stories lack any explanation that makes sense in everyday reality--we don’t know, and that doubt disturbs us, horrifies us. This is the fiction to which Sartre’s analysis alludes, the fantastic. At its extreme form, from Kafka to the present, it blends indistinguishably with magic realism, the surreal, the absurd, all the fictions that confront reality through paradoxical distance. It is the fiction of radical doubt. . . . In the contemporary field it is a major current (10).

Third stream stories tend to cross all category lines but usually they do not use the conventional supernatural as a distancing device (10).

At the end of a horror story, the reader is left with a new perception of the nature of reality. In the moral allegory strain, the point seems to be that this is what reality was and has been all along (i.. e., literally a world in which supernatural forces are at work) only you couldn’t or wouldn’t recognize it. Psychological metaphor stories basically use the intrusion of abnormality to release repressed or unarticulated psychological states. In her book, Powers of Horror, critic Julia Kristeva says that horror deals with material just on the edge of repression but not entirely repressed and inaccessible. Stories from our second stream use the heightening effect of the monstrously abnormal to achieve this release. Third stream stories maintain the pretense of everyday reality only to annihilate it, leaving us with another world entirely, one in which we are disturbingly imprisoned. It is in perceiving the changed reality and its nature that the pleasure and the illumination of third stream stories lies. . . . The mass horror audience is not much taken with third stream stories. . .
Because they modify the emotional jolt (10-11).
Hartwell includes a quotation of George Stade, which originally appeared in The New York Times (October 27, 1985):

Although the manifest images of horror fiction are legion, their latent meanings are few.
He also offers a quotation of Stephen King:
I recognize terror as the finest emotion and so I will try to terrorize the reader. But if I cannot terrify, I will try to horrify, and if I find that I cannot horrify, I’ll go for the gross-out (Danse Macabre).

Paranormal vs. Supernatural: What’s the Diff?

Copyright 2009 by Gary L. Pullman

Sometimes, in demonstrating how to brainstorm about an essay topic, selecting horror movies, I ask students to name the titles of as many such movies as spring to mind (seldom a difficult feat for them, as the genre remains quite popular among young adults). Then, I ask them to identify the monster, or threat--the antagonist, to use the proper terminology--that appears in each of the films they have named. Again, this is usually a quick and easy task. Finally, I ask them to group the films’ adversaries into one of three possible categories: natural, paranormal, or supernatural. This is where the fun begins.

It’s a simple enough matter, usually, to identify the threats which fall under the “natural” label, especially after I supply my students with the scientific definition of “nature”: everything that exists as either matter or energy (which are, of course, the same thing, in different forms--in other words, the universe itself. The supernatural is anything which falls outside, or is beyond, the universe: God, angels, demons, and the like, if they exist. Mad scientists, mutant cannibals (and just plain cannibals), serial killers, and such are examples of natural threats. So far, so simple.

What about borderline creatures, though? Are vampires, werewolves, and zombies, for example, natural or supernatural? And what about Freddy Krueger? In fact, what does the word “paranormal” mean, anyway? If the universe is nature and anything outside or beyond the universe is supernatural, where does the paranormal fit into the scheme of things?

According to the Online Etymology Dictionary, the word “paranormal,” formed of the prefix “para,” meaning alongside, and “normal,” meaning “conforming to common standards, usual,” was coined in 1920. The American Heritage Dictionary defines “paranormal” to mean “beyond the range of normal experience or scientific explanation.” In other words, the paranormal is not supernatural--it is not outside or beyond the universe; it is natural, but, at the present, at least, inexplicable, which is to say that science cannot yet explain its nature. The same dictionary offers, as examples of paranormal phenomena, telepathy and “a medium’s paranormal powers.”

Wikipedia offers a few other examples of such phenomena or of paranormal sciences, including the percentages of the American population which, according to a Gallup poll, believes in each phenomenon, shown here in parentheses: psychic or spiritual healing (54), extrasensory perception (ESP) (50), ghosts (42), demons (41), extraterrestrials (33), clairvoyance and prophecy (32), communication with the dead (28), astrology (28), witchcraft (26), reincarnation (25), and channeling (15); 36 percent believe in telepathy.

As can be seen from this list, which includes demons, ghosts, and witches along with psychics and extraterrestrials, there is a confusion as to which phenomena and which individuals belong to the paranormal and which belong to the supernatural categories. This confusion, I believe, results from the scientism of our age, which makes it fashionable for people who fancy themselves intelligent and educated to dismiss whatever cannot be explained scientifically or, if such phenomena cannot be entirely rejected, to classify them as as-yet inexplicable natural phenomena. That way, the existence of a supernatural realm need not be admitted or even entertained. Scientists tend to be materialists, believing that the real consists only of the twofold unity of matter and energy, not dualists who believe that there is both the material (matter and energy) and the spiritual, or supernatural. If so, everything that was once regarded as having been supernatural will be regarded (if it cannot be dismissed) as paranormal and, maybe, if and when it is explained by science, as natural. Indeed, Sigmund Freud sought to explain even God as but a natural--and in Freud’s opinion, an obsolete--phenomenon.

Meanwhile, among skeptics, there is an ongoing campaign to eliminate the paranormal by explaining them as products of ignorance, misunderstanding, or deceit. Ridicule is also a tactic that skeptics sometimes employ in this campaign. For example, The Skeptics’ Dictionary contends that the perception of some “events” as being of a paranormal nature may be attributed to “ignorance or magical thinking.” The dictionary is equally suspicious of each individual phenomenon or “paranormal science” as well. Concerning psychics’ alleged ability to discern future events, for example, The Skeptic’s Dictionary quotes Jay Leno (“How come you never see a headline like 'Psychic Wins Lottery'?”), following with a number of similar observations:

Psychics don't rely on psychics to warn them of impending disasters. Psychics don't predict their own deaths or diseases. They go to the dentist like the rest of us. They're as surprised and disturbed as the rest of us when they have to call a plumber or an electrician to fix some defect at home. Their planes are delayed without their being able to anticipate the delays. If they want to know something about Abraham Lincoln, they go to the library; they don't try to talk to Abe's spirit. In short, psychics live by the known laws of nature except when they are playing the psychic game with people.
In An Encyclopedia of Claims, Frauds, and Hoaxes of the Occult and Supernatural, James Randi, a magician who exercises a skeptical attitude toward all things alleged to be paranormal or supernatural, takes issue with the notion of such phenomena as well, often employing the same arguments and rhetorical strategies as The Skeptic’s Dictionary.

In short, the difference between the paranormal and the supernatural lies in whether one is a materialist, believing in only the existence of matter and energy, or a dualist, believing in the existence of both matter and energy and spirit. If one maintains a belief in the reality of the spiritual, he or she will classify such entities as angels, demons, ghosts, gods, vampires, and other threats of a spiritual nature as supernatural, rather than paranormal, phenomena. He or she may also include witches (because, although they are human, they are empowered by the devil, who is himself a supernatural entity) and other natural threats that are energized, so to speak, by a power that transcends nature and is, as such, outside or beyond the universe. Otherwise, one is likely to reject the supernatural as a category altogether, identifying every inexplicable phenomenon as paranormal, whether it is dark matter or a teenage werewolf. Indeed, some scientists dedicate at least part of their time to debunking allegedly paranormal phenomena, explaining what natural conditions or processes may explain them, as the author of The Serpent and the Rainbow explains the creation of zombies by voodoo priests.

Based upon my recent reading of Tzvetan Todorov's The Fantastic: A Structural Approach to the Fantastic, I add the following addendum to this essay.

According to Todorov:

The fantastic. . . lasts only as long as a certain hesitation [in deciding] whether or not what they [the reader and the protagonist] perceive derives from "reality" as it exists in the common opinion. . . . If he [the reader] decides that the laws of reality remain intact and permit an explanation of the phenomena described, we can say that the work belongs to the another genre [than the fantastic]: the uncanny. If, on the contrary, he decides that new laws of nature must be entertained to account for the phenomena, we enter the genre of the marvelous (The Fantastic: A Structural Approach to a Literary Genre, 41).
Todorov further differentiates these two categories by characterizing the uncanny as “the supernatural explained” and the marvelous as “the supernatural accepted” (41-42).

Interestingly, the prejudice against even the possibility of the supernatural’s existence which is implicit in the designation of natural versus paranormal phenomena, which excludes any consideration of the supernatural, suggests that there are no marvelous phenomena; instead, there can be only the uncanny. Consequently, for those who subscribe to this view, the fantastic itself no longer exists in this scheme, for the fantastic depends, as Todorov points out, upon the tension of indecision concerning to which category an incident belongs, the natural or the supernatural. The paranormal is understood, by those who posit it, in lieu of the supernatural, as the natural as yet unexplained.

And now, back to a fate worse than death: grading students’ papers.

My Cup of Blood

Anyone who becomes an aficionado of anything tends, eventually, to develop criteria for elements or features of the person, place, or thing of whom or which he or she has become enamored. Horror fiction--admittedly not everyone’s cuppa blood--is no different (okay, maybe it’s a little different): it, too, appeals to different fans, each for reasons of his or her own. Of course, in general, book reviews, the flyleaves of novels, and movie trailers suggest what many, maybe even most, readers of a particular type of fiction enjoy, but, right here, right now, I’m talking more specifically--one might say, even more eccentrically. In other words, I’m talking what I happen to like, without assuming (assuming makes an “ass” of “u” and “me”) that you also like the same. It’s entirely possible that you will; on the other hand, it’s entirely likely that you won’t.

Anyway, this is what I happen to like in horror fiction:

Small-town settings in which I get to know the townspeople, both the good, the bad, and the ugly. For this reason alone, I’m a sucker for most of Stephen King’s novels. Most of them, from 'Salem's Lot to Under the Dome, are set in small towns that are peopled by the good, the bad, and the ugly. Part of the appeal here, granted, is the sense of community that such settings entail.

Isolated settings, such as caves, desert wastelands, islands, mountaintops, space, swamps, where characters are cut off from civilization and culture and must survive and thrive or die on their own, without assistance, by their wits and other personal resources. Many are the examples of such novels and screenplays, but Alien, The Shining, The Descent, Desperation, and The Island of Dr. Moreau, are some of the ones that come readily to mind.

Total institutions as settings. Camps, hospitals, military installations, nursing homes, prisons, resorts, spaceships, and other worlds unto themselves are examples of such settings, and Sleepaway Camp, Coma, The Green Mile, and Aliens are some of the novels or films that take place in such settings.

Anecdotal scenes--in other words, short scenes that showcase a character--usually, an unusual, even eccentric, character. Both Dean Koontz and the dynamic duo, Douglas Preston and Lincoln Child, excel at this, so I keep reading their series (although Koontz’s canine companions frequently--indeed, almost always--annoy, as does his relentless optimism).

Atmosphere, mood, and tone. Here, King is king, but so is Bentley Little. In the use of description to terrorize and horrify, both are masters of the craft.

A bit of erotica (okay, okay, sex--are you satisfied?), often of the unusual variety. Sex sells, and, yes, sex whets my reader’s appetite. Bentley Little is the go-to guy for this spicy ingredient, although Koontz has done a bit of seasoning with this spice, too, in such novels as Lightning and Demon Seed (and, some say, Hung).

Believable characters. Stephen King, Douglas Preston and Lincoln Child, and Dan Simmons are great at creating characters that stick to readers’ ribs.

Innovation. Bram Stoker demonstrates it, especially in his short story “Dracula’s Guest,” as does H. P. Lovecraft, Edgar Allan Poe, Shirley Jackson, and a host of other, mostly classical, horror novelists and short story writers. For an example, check out my post on Stoker’s story, which is a real stoker, to be sure. Stephen King shows innovation, too, in ‘Salem’s Lot, The Shining, It, and other novels. One might even argue that Dean Koontz’s something-for-everyone, cross-genre writing is innovative; he seems to have been one of the first, if not the first, to pen such tales.

Technique. Check out Frank Peretti’s use of maps and his allusions to the senses in Monster; my post on this very topic is worth a look, if I do say so myself, which, of course, I do. Opening chapters that accomplish a multitude of narrative purposes (not usually all at once, but successively) are attractive, too, and Douglas Preston and Lincoln Child are as good as anyone, and better than many, at this art.

A connective universe--a mythos, if you will, such as both H. P. Lovecraft and Stephen King, and, to a lesser extent, Dean Koontz, Bentley Little, and even Douglas Preston and Lincoln Child have created through the use of recurring settings, characters, themes, and other elements of fiction.

A lack of pretentiousness. Dean Koontz has it, as do Douglas Preston and Lincoln Child, Bentley Little, and (to some extent, although he has become condescending and self-indulgent of late, Stephen King); unfortunately, both Dan Simmons and Robert McCammon have become too self-important in their later works, Simmons almost to the point of becoming unreadable. Come on, people, you’re writing about monsters--you should be humble.

Longevity. Writers who have been around for a while usually get better, Stephen King, Dan Simmons, and Robert McCammon excepted.

Pacing. Neither too fast nor too slow. Dean Koontz is good, maybe the best, here, of contemporary horror writers.


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