Humor and Horror: An Unlikely Mix

Copyright 2018 by Gary L. Pullman

Jib Fowles, a professor of communications at the University of Houston, wrote several books on advertising. In Mass Advertising as Social Forecast, he lists the fifteen “basic needs” to which advertisements often appeal in promoting goods and services. In addition, he identifies three “stylistic features” of ads that influence “the way a basic appeal is presented”: humor, celebrities, and images of the past and present. This post concerns how horror novels and movies use humor as a way to enhance horror.

A good example of the unlikely mix of humor and horror occurs in Alfred Hitchcock's 1960 classic, Psycho. After Norman Bates's alter ego, “Mother,” murders Marion Crane, a guest at the Bates Motel, he disposes of her body by placing it in the trunk of her car and pushing the automobile into a nearby pond. As he looks on, eating seeds or nuts, the vehicle begins to sink. When it's half-submerged, the car seems to settle, as it stops sinking. Bates looks horrified. He glances to his right, looks back at the car, then darts his gaze to his left. As he next looks at the automobile, it begins to sink again. Bates hazards a slight smile. The car vanishes completely, the water converging over its roof. It is altogether lost to sight. Bates's smile broadens. He has succeeded in covering up “Mother's” crime.

The television series Buffy the Vampire Slayer also mixes horror with humor. Examples abound; here are a few:

In the episode “Helpless,” The Council of Watchers deliberately strips Buffy Summers of her supernatural powers so she can be “tested” in a confrontation with Kralik, a psychotic vampire who kidnaps Buffy's mother, Joyce. At one point, Buffy has trouble opening a jar of peanut butter. Her friend, Xander Harris, who's often overlooked because of his lack of superhuman abilities, seizes the opportunity to show his superior strength, as he smugly offers to open the jar for her. However, he humiliates himself instead, when, after several attempts, he is unable to open the jar, and his attempt to impress Buffy backfires.

In an encounter with Count Dracula, in “Buffy vs. Dracula,” Buffy dispatches the vampire with a wooden stake, causing him to burst into dust; a few moments later, smoke swirls, as he reappears, as good—or evil—as new. She dispatches him a second time. “Don't you think I watch your movies?” she asks. “You always come back.” When Dracula attempts a second comeback, as she waits, stake in hand, she warns him, “I'm standing right here,” at which point, the swirling smoke vanishes.

Buffy episodes are metaphors for the experiences that young adults often undergo. One such episode, “Living Conditions,” finds its humor in the metaphor itself, which likens the experience of sharing a dorm room with another person, whose interests and personality are nothing like one's own, to living with a demon. Almost everything one roommate does annoys the other. Buffy doesn't like Kathy's cutting her toenails in their room, she doesn't appreciate her taste in music, and she disapproves of her roommate's Celine Dion poster. Kathy doesn't like Buffy's desire to sleep with a window open, her gadding about campus, or her carelessness about leaving her chewed gum on shared surfaces. Buffy doesn't accept Kathy's suggestion that they each pay for their own respective telephone calls, nor does she like Kathy's labeling of the food items in their shared refrigerator or her borrowing clothes without permission.

In Psycho, the humor springs from two sources: situational irony and Bates's (i. e., actor Anthony Perkins's) reactions to the situation. The irony results from the unexpected apparent overturn of Bates's intentions, as the car containing Marion's body seems to come to rest before it's entirely submerged. As a result, instead of concealing the evidence of “Mother's” crime, the car, remaining not only visible but in the middle of the pond, would call attention to itself, and investigators would soon find Marion's corpse. Bates's shock and worry, followed by his relief and satisfaction, expressed through his nervousness, his fear of being discovered (suggested by his glancing about), and his smiles, show the emotions he feels as his plan is first threatened and then succeeds.

The humor of Xander's comeuppance, as he attempts to display his superior masculine strength as he helps the “helpless” vampire slayer, who normally possesses many times the might of even the strongest man, backfires, stems from the deflation of his smug attitude and his chauvinism. It is one of several examples of humor in Buffy that is based on deflating unbecoming character traits.

“Dracula vs. Buffy” parodies the trope of the returning villain. In many horror movies, the menacing character returns, despite having been killed, sometimes in particularly brutal, seemingly definitive, ways. Michael Meyers, the antagonist of the Halloween series of films, returns, as does A Nightmare on Elm Street's franchise villain, Freddy Krueger. In some cases, as in Buffy's own “Bad Eggs,” something remains through which the monster's offspring may return. The humor of “Dracula vs. Buffy” relies on viewers' familiarity with the trope and their recognition that it is being spoofed.

“LivingConditions” exaggerates the conflicts that arise between people who have different, if not opposing, attitudes, beliefs, habits, interests, perceptions, principles, and lifestyles. As roommates, Buffy and Kathy are an odd couple whose differences, thanks to the influence of the Hellmouth, finally escalate to violence.

Although for some horror fiction fans, touches of humor can enhance horror the way salt, added to sweet treats, heightens the taste of sugar, too much humor or its use at the wrong time can be detrimental to the story's effect, and it takes an experienced writer to mix humor with horror in such a way as to add to, rather than to subtract from, the story as a whole. Both Hitchcock and Buffy's creator, Joss Whedon, are able to pull it off. 

As Fowles warns with regard to the use of humor in advertising, humor must be used cautiously. “Humor can be treacherous,” Fowles cautions, “because it can get out of hand and smother the product information.” It can also overwhelm the horror of a horror novel or movie.

Ironic Endings

Copyright 2010 by Gary L. Pullman

In “Spectral Forms,” a chapter of The Gothic Vision: Three Centuries of Horror, Terror, and Fear, Dani Cavallaro presents an observation with which, one might expect, most readers would agree: “Many people would probably be disinclined to confront disembodied voices and floating shapes, let alone share a dwelling with them.” However, having established this seemingly self-evident premise, she introduces “some potentially amusing exceptions, not only in fiction but also in real life,” one of which is recounted in Karen Farrington’s The History of the Supernatural and involves a homeowner who, disappointed that his recently purchased house has not lived up to its reputation, so to speak, of being haunted, sues the seller for what amounts to fraud (79).

Cavallaro’s example provides the basis for introducing a spin or a twist to one’s tale, which, although simple, is, or can be, effective, depending upon one’s treatment of it: suggest that one’s narrative will be resolved in one direction, but end the story in the opposite way. Such an approach depends upon the use of situational irony that is effected through the human mind’s seemingly natural tendency to think in, and, indeed, to create, polarities. The one to which Farrington, through Cavallaro, alludes involves that of the undesirable (the rule, as it were, which applies to interacting with “disembodied voices and floating shapes”) and the desirable (the “exception” to this rule, represented by the disappointed homeowner’s hope of encountering a ghost in the supposedly haunted house he’s recently purchased).

To apply this formula to other narratives, which may or may not involve ghosts or rumors of ghosts, a writer need only to construct a pair of opposites, drive his or her narrative toward one of the two possibilities for resolution, so that, unexpectedly, the story ends in the opposite manner to that which the author has led the reader to expect the tale will conclude. Alfred Hitchcock does this in Psycho. Encouraging viewers to assume that Norman Bates' mother has committed murder, the resolution of the plot shares the secret that it is the protagonist himself, who, impersonating his deceased mother, kills his victims. The movie The Others, directed by Alejandro Amenábar and starring Nicole Kidman as Grace Newman, is an example of this technique at work as well. The film suggests that Grace and her children are haunted by a family of ghosts when, in fact, as it turns out, it is she and her children who are the ghosts who haunt the house’s human tenants. Likewise, in The Sixth Sense, directed by M. Night Shyamalan and starring Bruce Willis as Dr. Malcolm Crowe, a child psychologist, who helps Cole Sear, a disturbed boy with dark secrets and claims to see ghosts, one of these phantoms, as it turns out, is Crowe himself, who has returned from the dead, after having been murdered by another patient, named Vincent, to assist Cole and to find closure for his own previous existence.

Shyamalan is a notoriously uneven director with more failures than successes to his credit, and his unsuccessful ventures, Lady in the Water and The Happening in particular, show how an inept handling of situational irony results in the introduction of a plot twist that leaves an audience disappointed and annoyed rather than satisfied.

Rather than constituting an integral part of the overall plot, many of the director’s endings appear tacked on, as it were, solely to deliver the supposed surprise for which he and his films have become known. The surprise endings are forced to fit, having become the trademark for his films.

To the contrary, Psycho, The Others, and, yes, even The Sixth Sense represent effective ways to employ situational irony to create a surprise ending; in each case, the endings issue from the characters of the protagonists: Norman Bates’ transvestism is a manifestation of his dead mother’s unbreakable hold upon his ego; Grace Newman’s guilt in murdering her own children caused her to kill herself and to spend what appears to be purgatory for her sins; Malcolm Crowe comes back from the dead the business of the living which has led to his own untimely demise and his failed marriage.

The twist ending to The Happening (a toxin secreted by plants who are mad as hell and are not going to take it anymore from environmentally insensitive people who pollute the planet are causing people to go insane and kill themselves) has no bearing upon the personal crisis of the protagonist (whose problem appears to be that his wife had lunch with a male coworker). Thousands of years ago, in Poetics, Aristotle wrote of the necessity for the end of a narrative to be integral to everything that precedes it rather than being a dues ex machina that unrealistically and illogically concludes the tale. This is a lesson lost on the likes of Shyamalan, apparently, but, when a plot twist is executed with finesse, it can introduce a surprise ending that both jolts and satisfies. The films of Alfred Hitchcock, Alejandro Amenábar, and, indeed, Shayamalan (at one time, for a film or two) are proof of this.

Generating, Heightening, and Maintaining Suspense

Copyright 2010 by Gary L. Pullman

To create suspense, signal to the reader that something dire is about to happen. Use dramatic irony so that the reader knows more (namely, that something dire is about to happen) than the protagonist knows. Alternatively, situational irony can be employed to mislead the reader into thinking that something other than what does, in fact, occur is likely to happen. (As I point out in “The Others: A Masterpiece of Situational Irony,” this film does a superb job of using situational irony to create, heighten, and maintain suspense.)

A writer can employ the journalist’s technique to generate and develop suspense as well, asking who? what? when? where? how? and why?

Who is to be subjected to the dire circumstances, situation, or event? By identifying several characters as being liable to suffer from an impending crisis, the writer allows the reader to sit on pins and needles, so to speak, waiting to see which potential victim must endure the expected catastrophe. By making one character stand out as nobler or more sympathetic or more likeable than the others and another as more ignoble, unsympathetic, or unlikable, the writer can increase the reader’s anxiety, making him or her wonder whether doom will befall the former or the latter character.

What may happen can also be a means of generating, heightening, and maintaining suspense. By being vague about the nature of the threat or by identifying several possible catastrophes, the writer can make the reader fret over which one will occur. The suspense can be increased, too, by offering a range of possible cataclysms, from mile (a flash flood, say) to wild (perhaps a tsunami), any of which may occur.

When will the tragedy befall the characters? This question will keep the reader turning pages long past bedtime. Alfred Hitchcock spoke of the efficacy of making his audience sweat by making them wait. He used the example of a time bomb of which the audience was aware is set to explode at a predetermined, not-too-distant moment. Oblivious of the danger, the protagonist goes blithely about his or her business, possibly, the audience fears, until it is too late.

Where will the calamity take place? If the reader knows but the protagonist does not and his or her itinerary includes the location of the impending disaster, the reader will grow more and more anxious as zero hour approaches and the main character is on a path that may put him or her in harm’s way.

How will the catastrophe occur? If we know and know, moreover, how to circumvent or stop it, we may anxiously wait to see whether the hero or the heroine figures out how to save him- or herself (and, possibly, the world) in time or are incinerated, eviscerated, bludgeoned, or otherwise unpleasantly dispatched.

The question of why a villain chooses to commit murder, mayhem, genocide, or some other dastardly crime may not be as immediate a cause of suspense as other questions may be, but the reader will want to know what motivated the antagonist, and the reader will read on, anticipating that, at some point, usually toward the end of the narrative, the writer will make everything clear.

The use of dramatic and situational irony, coupled with the use of the journalist’s who? what? when? where? how? and why? Questions will help the author of horror stories, including you, generate, heighten, and maintain suspense!

The Others: A Masterpiece of Situational Irony

Copyright 2010 by Gary L. Pullman

The Others is a virtually perfect exercise in horror by way of situational irony. The viewer is led to believe that any (and possibly all) of three bizarre events are taking place: one supernatural (the house in which the protagonist, Grace Stewart, and her children, Anne and Nicholas, live is haunted) and two natural (Grace may be losing her mind and/or Grace’s live-in servants Mrs. Bertha Mills, the housekeeper; Mr. Edmund Tuttle, the gardener; and a young mute woman, Lydia, are involved in a conspiracy against the family). Evidence is given, as it were, in support of each of these possibilities.

That the house may be haunted is suggested by Anne’s seeing and speaking to ghosts. She draws a picture of four of the spirits she’s seen: that of a boy about her own age, named Victor; Victor’s parents; and an “old woman.” Next to each figure, she writes the number of times she has seen each of the ghosts: she has seen each parent twice, Victor five times, and the “old lady” fourteen times. The “old lady” has harsh features and wild hair, and she scares Anne, the girl confesses. Anne also talks to Victor, once in the presence of her younger brother, with whom she shares a bedroom. When Nicholas accuses her of “teasing” him, she asks Victor to touch her brother’s face to let Nicholas know that he, Victor, is present. Later, Grace, who, at first, denies the existence of ghosts, refusing to believe that her house is haunted, hears a piano playing downstairs. When she goes to investigate, she learns that the music room is not only locked but that it is also unoccupied. However, when she leaves, an unseen force knocks her to the floor. Grace also experiences other ghostly phenomena. She hears disembodied voices talking about her when she visit’s a “junk room”--a spare bedroom used for storage--and she hears heavy thumping sounds upstairs, which she attributes to Lydia--until she sees the servant conversing with Mrs. Mills outside the house as the thumping continues upstairs. A headstone on the premises indicates that a body has been buried on the estate. Is the ghost the spirit of this person? Later, Grace finds a “book of the dead,” an album of family members’ corpses, photographed as mementoes for the surviving loved ones. Perhaps one or more of their spirits haunt Grace’s house. Not only do Anne and Grace see (and hear) ghosts, but Mrs. Mills tells Anne that she, like Anne, also sees them. Although both Anne and Nicholas have potentially fatal allergic reactions to sunlight, requiring that the curtains on the windows be closed whenever the children pass from one room to another, they have all been removed overnight, as the children’s panic-stricken screams alert Grace. None of the servants admits to having taken down any of the curtains. Perhaps the ghosts did so. When Anne and Nicholas discover the graves of the servants and Grace herself sees their likenesses in a photograph of the dead, the viewer is apt to suppose that Mrs. Mills, Mr. Tuttle, and Lydia are themselves the ghosts who haunt Grace’s house.

A case is also made for the supposition that Grace is losing her mind. She is fragile and high strung, as Nicole Kidman, who portrays her in the film, says in an interview featured on the DVD release of the movie says, and her husband has gone off to fight in World War II, leaving Grace alone to care for their children. She has poor coping skills, and caring for the two children by herself is more, perhaps, than she can handle. She takes great comfort in the Bible, as the Word of God, and in the rosary, which she says, banishes her fears. She has a simple, unquestioning faith. When her children question the credibility of the such Biblical claims as God’s creation of the universe in only six days and that two of every animal could fit on Noah’s ark, Grace is angered. She tells her children that their doubts may land them in limbo, which she distinguishes from both purgatory and hell. These concepts, like the rosary, suggest that she and her family are Roman Catholics, rather than Protestants. Her dependency upon the Bible, like her generally anxious manner, her quickness to anger, and her impatience toward her children and the servants suggest that she is tottering on the edge emotionally. It is not difficult to imagine that her seeing the “old woman” wearing the veil and dress that she made for her daughter’s confirmation, instead of Anne wearing it, as if, having possessed the girl, the “old woman” is now impersonating Grace's daughter may be the result of Grace’s hallucinating, rather than an instance of a perverse supernatural masquerade. Likewise, Grace may have only imagined that she’d heard the disembodied voices in the “junk room.” She may have had other hallucinations as well, hearing thumping when there was none, for example, and imagining that she’d heard a piano playing in the locked, unoccupied music room. She herself may have done some of the things that seem simply to “happen,” such as the taking down of the curtains in the house. Even the visit of her husband, who, until his sudden appearance, was presumed dead, a casualty of the war, could be attributed to her tendency to hallucinate, especially since, while he is home, he is eerily distant, lies motionless in bed for hours and days on end, refuses to eat anything, and is soon gone again, off, he says, to the battlefront. Indeed, after Grace attacks Anne, thinking that her daughter is the “old woman” in disguise, Anne tells Nicholas that their mother has “gone mad.” All these incidents, individually, and collectively, suggest, rather strongly, that Grace may be going mad or may already have gone insane.

On the other hand, maybe Grace’s house is not haunted, any more than she herself is insane; instead, the servants may be involved in a conspiracy against Grace and her family. They claim to have appeared at the house as the result of their "passing by," a mere coincidence, despite the fact that Grace’s house is located on an island and, for that reason, would not be a place where anyone--especially experienced servants--would be apt to seek employment. At Mrs. Mills’ direction, Mr. Tuttle dumps leaves on a headstone to prevent Grace from discovering the marker, despite Grace having given him a directive to find the headstones of all those who are allegedly buried on the estate. Mrs. Mills confides in Anne that, like the girl, the housekeeper has herself also seen the ghosts. Does Mrs. Miller do so to convince Anne that the ghosts are real in the hope that Anne will, in turn, influence Grace’s belief that her house is haunted and that it is safest to leave the mansion? Did the servants pose for the picture of the dead in which their corpses were supposedly photographed as a memento for their surviving loved ones? Mrs. Mills more than once hints at secrets that she and the other servants are keeping from Grace, and the housekeeper tells Grace that the living and the dead sometimes get “mixed up” with one another. Grace herself supplies a possible motive on the part of her servants for their conspiracy: they want to “take over” her house, she charges. Grace’s thoughts and behavior, at times, seem rational and appropriate, but, at other times, her ideas and actions are obviously groundless and even bizarre, suggesting that she is either insane or nearly so.

The Others is ambiguous on purpose, suggesting three possible explanations for the strange goings-on at the mansion in which she and her children and the servants live: the house is haunted, Grace is insane, and/or the servants want to drive Grace away so that they can lay claim to the mansion . However, the end of the movie, during which, at a séance, Grace finally learns that she has murdered Anne and Nicholas before committing suicide, upsets all three of these expectations concerning the movie’s plot, for the medium reveals that the children are dead and it is their ghosts and the ghost of their murderous mother and the loyal household servants who are the actual ghosts. Those whom Grace suspected of being ghosts are actually the members of the family who have bought the house. Grace and her family are, it appears, in purgatory, reliving Grace’s murder of her children and her murder of herself over and over again. It is only because of the careful planning of the film’s feasible, but ambiguous and bizarre incidents, that the movie succeeds in leading the audience down one path of expectations so that, at the end, it can deliver a wholly different conclusion to the story that ties up these previous storylines: the house is haunted, but by Grace and her family and servants; Grace has gone insane, killing her own children and herself, because she proved incapable of coping with and handling the stresses of everyday life without her husband’s assistance; and the servants, in fact, were conspiring, but not to steal Grace’s home but to confront her with the truth about herself and her actual situation as a soul in purgatory. Like any story that hinges upon situational irony as the means by which to effect a surprise, or twist, ending, The Others performs a bait-and-switch routine, setting up and maintaining viewers’ expectations along one line of development so that the grand finale can deliver an altogether different conclusion than the one that the previous action has painstakingly and deliberately suggested as the culmination of the whole. In doing so, The Others reveals itself to be masterful, indeed, and, therefore, a suspenseful and frightening thriller well worth watching again--and again.

Quick Tip: Irony and Its Uses in Horror Fiction

Copyright 2010 by Gary L. Pullman

Since O. Henry (and before), writers have surprised readers by ending stories with surprises, or twists. Twisting one’s tale often results from the use of irony--dramatic, verbal, or situational. However, irony can also be used to create humor, to sensationalize moments or incidents, and to generate and heighten suspense.

Narrative suspense results from dramatic irony. In dramatic irony, the reader knows more than one or more of the characters involved in a scene. For example, the monster might wait in ambush, at the intersection of tunnels just ahead; the reader knows this, but the character or characters traveling through the tunnel do not.

Verbal irony is often used in humor. The narrator or a character in the story says the opposite of what he or she means. Example: Seeing a dark sky, feeling a heaviness in the air, and seeing and feeling the effects of rising winds, a character might say, “What mild weather we’re having today!” In horror fiction, verbal irony can sensationalize; for example, a character might say, “Vampires aren’t nearly as scary as I thought they’d be--they’re way more terrifying!” Verbal irony, as it is used, for example, in Edgar Allan Poe’s short stories, can also foreshadow future incidents or situations.

Suspense often relies upon situational irony, which occurs when one situation causes readers to expect a particular outcome, but a later situation either resolves the earlier one in an unexpected way or takes the plot in a new, unanticipated direction. Example: A scientist may be confident that he has the technological means by which to neutralize or destroy a monster, but, when he tries to do so, the technology either has no effect or an unintended effect that actually makes matters worse.

Which type of irony is used in each of these scenes?

1. Montressor wishes Fortunato a long life as Montressor leads Fortunato to his death, and, when Fortunato assures Montressor, “I will not die of a cough,” Montressor [who kills his victim by sealing Fortunato inside a wall] agrees, replying, “True--true.”)

Answer: Verbal (It happens in in Edgar Allan Poe’s “The Cask of Amontillado.”)

2. Revenants suspected of being zombies turn out to be lobotomized.

Answer: Situational (It happens in Douglas Preston and Lincoln Child’s Cemetery Dance.)

3. Kendra thinks Buffy Summers is a vampire because Kendra sees Buffy kissing a vampire (Angel); Kendra doesn’t know that Buffy is a fellow vampire slayer who has fallen in love with Angel, whose soul was restored to him in a Gypsy curse.

Answer: Dramatic (It happens in an episode of Joss Whedon’s Buffy the Vampire Slayer.)