Showing posts with label evidence. Show all posts
Showing posts with label evidence. Show all posts

Thursday, July 5, 2018

Plotting a Horror Story as a Mystery

Copyright 2018 by Gary L. Pullman


Many of Sir Arthur Conan Doyle's short stories start with Sherlock Holmes's observations about a client. In “The Adventure of the Speckled Band,” the detective makes declarations about the modes of transportation Helen Stoner used and about her truthfulness.


“You have come by train this morning, I see,” he tells her. He adds that she also “had a good drive in a dog-cart, along heavy roads, before [reaching] the station.” Helen is “bewildered” by Holmes's performance, until he explains how he deduced these facts: “I observe the second half of a return ticket in the palm of your left glove,” he says, adding, concerning her ride in the dog-cart, “the left arm of your jacket is spattered with mud in no less [sic] than seven places. There is no vehicle save a dog-cart which throws up mud in that way, and then only when you sit on the left hand side of the driver.”

Later, when he asks her whether she has told him everything and she answers that she has, Holmes says she has not; she is shielding her stepfather. The “five little livid spots” on her hand, representing pressure from “four fingers and a thumb” indicate that her stepfather has “cruelly used” her. Holmes's display of such skills characterize him as an astute detective, amazing readers, just as he has amazed Helen and as he regularly amazes his friend and colleague, Dr. Watson.


Doyle was inspired in employing this method of characterization by Dr. Joseph Bell, who taught classes at Edinburgh's Royal Infirmary, where he frequently demonstrated the powers of observation and deduction to his students, one of whom was Doyle. In “ From Holmes to Sherlock: The Story of the Men and Women Who Created an Icon, Mattias Bostrom includes four examples of Bell's prowess.
In the first, Bell dips a finger into a “vial” filled with a “bitter liquid” before tasting it. He then invites his students to do the same, and they pass the container from one to the next. After all have complied with his request, he expresses his disappointment at their lack of observation, confessing to them, “While I placed my index finger in the awful brew, it was the middle finger—aye—which somehow found its way into my mouth” (7-8).


In the presence of his students, Bell demonstrated the degree to which a person can ascertain information concerning a patient's “history, nationality, and occupation” simply by means of observation and deduction. The doctor told the day's “first patient,” who wore “civilian clothes,” that the man had “served in the army,” in “a Highland regiment,” as a non-commissioned officer “stationed at Barbados,” and had only recently been discharged (8-9). When the patient confirmed the accuracy of Bell's statements, the doctor explained to his students how he'd reached these conclusions:

The man was a respectful man but did not remove his hat. They do not in the army, but he would have learned civilian ways had he long been discharged. He has an air of authority and he is obviously Scottish. As to the Barbados, his complaint is elephantiasis, which is West Indian and nor British” (9).


The third example of the powers of observation and deduction occurs as Bell asks a woman at “another lecture” where her cutty pipe is, causing her to produce the item from her handbag. He deduced that she smoked such a pipe, he explains to his students, from the presence of “the ulcer on her lower lip and the glossy scar on her left cheek, indicating a superficial burn.” These marks were produced by the “short-stemmed clay pipe [she] held close to the cheek while smoking.”


Bostrom's fourth example of Bell's skills in observation and deduction follow a student's failed application of the doctor's method. Asked for his diagnosis concerning “another patient,” the student ventures the opinion that the patient suffers from “hip-joint disease.” Bell corrects his pupil:

The man's limp isn't from his hip but from his foot. Were you to observe closely, you would see there are slits, cut by a knife, in those parts of the shoe where the pressure of the shoe is greater against the foot. The man is a sufferer from corns . . . and has no hip trouble at all. But he has not come here to be treated for corns . . . . His trouble is of a much more serious nature. This is a case of chronic alcoholism . . . . The rubicund nose, the puffed, bloated face, the bloodshot eyes, the tremulous hands and twitching face muscles, with the quick pulsating temporal arteries, all show this. These deductions, gentlemen, must however be confirmed by absolute and concrete evidence. In this instance my diagnosis is confirmed by the fact of my seeing the neck of a whiskey bottle protruding from the patient's right hand coat pocket. . . . Never neglect to ratify your deductions” (9-10).


In these examples, Holmes's own method, based on that of Bell, is summed up nicely: observe, deduce, and verify one's deductions with “absolute and concrete evidence.”

As Bostrom points out, “Bell's assertions, which had first seemed miraculous, appeared perfectly logical after his explanations” (9). In this statement rests the method of the mystery story: present effects, but withhold causes; show the what and even the how, but not the why. Without a full context, readers will find it difficult, if not impossible, to solve the mystery. Therefore, the cause should be provided only at the end of the story, when the detective explains the case.

Interesting, one may think, but what do the methods of detectives and the manner of the mystery have to do with horror fiction? Horror writers do much the same thing as authors of detective stories, except that the explanation, which typically includes an account of the nature or origin of the monster, provides the information the protagonist needs to neutralize or eliminate the monster (or other threat), rather than to solve a crime.


In an interview, Doyle revealed that he normally started the writing process by envisioning the story's end. “The art,” he said, “then lay in writing his way to the end while managing to conceal the finale from the reader” (Bostrom, 78). It's possible that Doyle learned this approach from Edgar Allan Poe, whose own earlier detective fiction Doyle admired; in explaining the process, in “The Philosophy of Composition,” by which he wrote his poem The Raven, Poe says he wrote the poem backward, first devising the end and then making everything lead toward this conclusion so that the story had unity of effect and the end seemed inevitable.


In Writing Monsters, Philip Athans quotes Lynn Abbey as recommending a similar backward approach to plotting horror fiction. She recommends determining how the monster will be neutralized or eliminated and then dismantling “the characters' knowledge and preparation” before developing the “plot details that allow the characters to pick up the pieces [i. e., the clues and other information] they're going to need.”

Such an approach allows writers of both detective and horror fiction to develop their plots since, at the heart of both genres, there is a mystery: a crime in the former case and the nature or origin of a monstrous menace in the latter instance.


Doyle also wrote according to “template,” or formula, from which he seldom varied, Bostrom observes: a client arrives for a consultation; based on observations, Holmes makes and explains deductions about the client; Holmes explains these deductions, identifying his observations; the client presents the facts of his or her case; Holmes investigates the case, sometimes in the company of Watson; Holmes solves the case; the perpetrator is captured (or, we might add, killed).




Applying the writing-backward approach and using this template, Doyle's short story, “The Adventure of the Speckled Band,” might look like this:

The perpetrator is apprehended. Dr. Grimesby Roylott is killed by a venomous snake.
Holmes solves the case. Holmes explains that, to prevent his stepdaughters from inheriting most of the fortune their late mother left in his charge when they wed, Roylott uses milk to train a venomous snake to return, at the sound of a whistle, to his room, through a ventilator between his bedroom and that of his first victim, Helen Stoner's sister, Julia. He would then slip a leather loose around the snake's body to return the reptile to the safe he kept in his bedroom. To provide the snake with access from the vent to the bed he'd bolted in place in Julia's bedroom, Roylott installed a bell-cord unconnected to a bell. After Julia's death, he ordered Helen to switch from her own bedroom to her sister's, under the pretext that construction was underway in the wing of the house in which Helen's bedroom is located. He would release the snake at the same time every night until it bit its victim.
Holmes investigates the case. Holmes, accompanied by Watson, travels to Roylott's house while Roylott is away from home. There, they determine that reliable shutters on the bedroom windows and its locked door are sufficient to have kept out both wild animals and gypsies roaming the estate. Holmes also discovers a vent that connects with the adjacent bedroom, that of Roylott, rather than emptying outdoors; a dummy bell cord; a bed bolted to the floor to make it immovable (a clue shared only at the end of the story); and, in Dr. Roylott's bedroom, a saucer of milk atop a safe (despite the absence of a house cat), a leather leash with a loop in it, and a chair beneath the vent leading to Julia's bedroom.
The client presents the facts of the case. Helen recounts the engagement of her sister Julia to be married and Julia's mysterious death; the sound of a whistle she hears every night; unnecessary construction on her stepfather's estate; the fortune her late mother left for them, in Dr. Roylott's care, payable to them upon their marriage; and the presence of wild animals and gypsies that freely roam the estate.
Holmes makes and explains the deductions he makes about the client based on his observations.
You have come by train this morning, I see,” Holmes tells Helen. He adds that she also “had a good drive in a dog-cart, along heavy roads, before you reached the station.” Helen is “bewildered” by Holmes's performance, until he explains how he deduced these facts: “I observe the second half of a return ticket in the palm of your left glove,” he says, adding, concerning her ride in the dog-cart, “The left arm of your jacket is spattered with mud in no less [sic] than seven places. There is no vehicle save a dog-cart which throws up mud in that way, and then only when you sit on the left hand side of the driver.”

Later, when he asks her whether she has told him everything and she answers that she has, Holmes says she has not; she is shielding her stepfather. The “five little livid spots” on her hand, representing pressure from “four fingers and a thumb” indicate that her stepfather has “cruelly used” her.
A new client arrives to consult with Holmes. Holmes's landlady and housekeeper, Mrs. Hudson, announces the arrival of Helen Stoner to see him.

Note: The gypsies and the wild animals are introduced as possible suspects in Julia's death.

Not surprisingly, the same method can be used to plot a popular type of horror story. However, the template, or formula, for this type of story differs from the one Doyle used to write his Sherlock Holmes stories. Typically, the template for this type of horror story includes these phases:

  1. A series of bizarre incidents occurs.
  2. The protagonist learns the nature, origin, or cause of the bizarre incidents.
  3. The protagonist uses the knowledge of the nature, origin, or cause of the bizarre incidents to put an end to them.


Applied to Them!, backward plotting from this horror template might result in something like this:

The protagonist uses the knowledge of the nature, origin, or cause of the bizarre incidents to put an end to them. Army troops use flamethrowers to destroy two escaped queen ants and their brood. (By nature, queen ants are vital to the survival of their colony and, indeed, to the species itself, “producing thousands of eggs” over their lifetimes.
The protagonist learns the nature, origin, or cause of the bizarre incidents. FBI agents destroy a gigantic ant with their sub-machine guns. A scientist theorizes that a colony of ants became giants after atomic radiation from a nuclear test at Alamogordo caused them to mutate.
A series of bizarre incidents occurs. In shock, a girl wanders the desert near Alamogordo, New Mexico. Her trailer appears to have been attacked and destroyed. Gramps Johnson, a store owner is found dead inside his ripped-open store. In an ambulance, the girl sits up when a high-pitched sound occurs. State Trooper Ed Blackburn screams as he goes outdoors to investigate a shrill sound. Since both Johnson, who died of a broken neck and whose body contains formic acid, and Blackburn were found with fired weapons, it seems unlikely their attackers were gunmen. The girl found wandering in the desert awakens from her catatonic state when exposed to formic acid and yells, “Them!”

Saturday, July 9, 2011

Learning from the Masters: Douglas Preston and Lincoln Child

Copyright 2011 by Gary L. Pullman


In Chapter 47 of their latest novel, Fever Dream, authors Douglas Preston and Lincoln Child shed light upon their technique for creating mysterious and engaging thrillers.

To NYPD’s Captain Laura Hayward, a stand-in, at this point in the story, for the reader, who may be as mystified as to the protagonist’s actions as Hayward herself, the investigation that her boyfriend, homicide detective Lieutenant Vincent (“Vinnie”) D’Agosta, and his friend, the FBI’s Special Agent Aloysius Pendergast, are conducting concerning the murder, twelve years ago, of Pendergast’s wife, Helen, seems to be “a typical Pendergast investigation, all hunches and blind alleys and conflicting evidence, strung together by highly questionable police work” (235).

However, from the author’s perspective (and from Hayward’s as well, once Pendergast explains his and D’Agosta’s findings to date), “the bizarre story” has “an internal logic,” for Preston and Child, of course, have plotted the story in full, in advance of their writing a single word of it. However, because they withhold relevant information from the reader, supplying key material in a piecemeal fashion, the authors deny both D’Agosta, Pendergast, and the reader the very context that the writers have had from the beginning. As a result, “the bizarre story” they tell, through Pendergast, has “an internal logic” to them, but not to the reader (or, initially, to the investigators or to Hayward, before she is clued in).

Of course, eventually, Preston and Child must allow their protagonist, with the help of D’Agosta, to figure out at least something of what is going on--in other words, to causally connect the pieces of evidence and the clues that the investigators discover--and, to gain Hayward’s confidence when he needs her to take over D’Agosta’s role as his assistant, following the lieutenant’s being gravely wounded, Pendergast shares his theory concerning the significance of the evidence:

. . . Pendergast explained his late wife’s obsession with Audubon; how they had traced her interest in the Carolina Parakeet, the Black Frame, the lost parrot, and the strange fate of the Doane family. He read her passages from the Doane girl’s diary: a chilling descent into madness. He described their encounter with Blast, another seeker of the Black Frame, himself recently murdered--as had been Helen Pendergast’s former employer at Doctors With Wings, Morris Blackletter. And finally, he explained the series of deductions and discoveries that led to the unearthing of the Black Frame itself (235).
In Fever Dream, the authors also suggest an analogy (not an especially original one, but one which is, nevertheless, illuminating) concerning their narrative technique. Due to his association with Pendergast, D’Agosta has learned, “long ago. . . to never get caught without two things: a gun and a flashlight” (138). As if the investigators were in a darkened room throughout their investigation, most of the contents of the room (the facts and clues of the investigation) are unseen (unknown, overlooked, or not understood). Therefore, facts, clues, and other pertinent information are brought to light (discovered or recognized as relevant) only a little at a time, as the flashlight’s beam (perception, comprehension, analysis, and evaluation) exposes them--and, when it does expose them, these pieces of evidence are usually not in any apparent logical or systematic order. As a result, both to the investigators and the reader at the moment that the evidence is gleaned), it may well seem that the investigators are, indeed, pursuing “hunches,” following “blind alleys,” and collecting “conflicting evidence” blindly and haphazardly. It is only after they have gathered the evidence, determined its significance, and interpreted its meaning that D’Agosta and Prendergast (mostly Pendergast) can develop a theory that fully illuminates their findings so that their work (or their “bizarre story”) begins to have “an internal logic.”

In his discussion with Hayward at his estate, following D’Agosta’s grave injury, Pendergast, in fact, models his method, deducing the meaning (and thereby providing the explanation for) “the central mystery of the case, the birds,” linking Audubon’s illness (the cause of his genius as a painter) to Helen’s discovery of the same link between Audubon’s genius and his sickness:

“And all she wanted with the painting was confirmation for this theory?” [Hayward asks Pendergast].

Pendergast nodded. “That painting is the link between Audubon’s early, indifferent work and his later brilliance. It’s proof of the transition he underwent. But that doesn’t quite get to the central mystery in this case: the birds.”

Hayward frowned. “The birds?”

“The Carolina Parakeets. The Doane parrot.”

Hayward herself had been puzzling over the connection to Audubon’s illness, to no avail. “And?”

Pendergast sipped his coffee. “I believe we’re dealing with a strain of avian flu.”

“Avian flu? You mean, bird flu?”

“That, I believe, is the disease that laid Audubon low, that nearly killed him, and that was responsible for his creative flowering. His symptoms--high fever, headache, delirium, cough--are all consistent with flu. A flu he no doubt caught dissecting a Carolina Parakeet” (236).
Nor is Pendergast through with demonstrating his powers of deduction, for he next links the birds to the Doane family’s artistic brilliance and the madness to which they later succumbed, citing significant “similarities” between the family’s behavior and Audubon’s own conduct:

“But all that still doesn’t explain how those parakeets [the Carolina Parakeet specimens Helen stole from the Audubon collection] are linked to the Doane family” [Hayward declares to Pendergast].

“It’s quite simple” [Pendergast explains]. The Doanes were sickened by the same disease that struck Audubon.”

“What makes you say that?”

“There are simply too many similarities, Captain, for anything else to make sense. The sudden flowering of creative brilliance. Followed by mental dissolution. Too many similarities--and Helen knew it. That’s why she went to get the bird from them [the Doanes]” (237).
He is also certain that Helen had known the same cause-and-effect relationship between the birds and the flowering genius (and madness) of both Audubon and the Doane family, which is why she visited the museum housing specimens of birds personally preserved by Audubon and why she visited the Doane family, stealing both museum specimens and the parrot that the Doane family had found and adopted as a pet. Helen had meant, Pendergast contends, to “extract from them [the birds] a live sample” of the avian virus, both to “keep it from spreading” and “to test it. . . to confirm her suspicions” that the virus was what had caused the artist’s and family members’ artistic genius and subsequent madness. Helen’s knowledge is attested to, Pendergast says, by the precautions she had taken to avoid infecting herself with the virus:

“. . . She wore leather gloves, and she stuffed the bird and its cage into a garbage bag. Why? Initially, I assumed the bag was simply for concealment. But it was to keep herself and her car from contamination” [Pendergast tells Hayward].

“And the leather gloves?’

“Worn no doubt to conceal a pair of medical gloves beneath. Helen was trying to remove a viral vector from the human population. No doubt the bird, cage, and bag were all incinerated--after she’d taken the necessary samples, of course” (237-38).
Preston and Child do not merely have characters discuss past investigative findings. The authors also use dialogue between their characters to present rhetorical questions pertaining to as-yet-undiscovered aspects and implications of the investigation, as in this exchange between Pendergast and Hayward, wherein the reader is advised, as it were, of three other, related questions implicit in the case:

“Isn’t there another question you’re forgetting?” Hayward asked.

Pendergast looked at her.

“You say Helen stole the parrots Audubon studied--the ones that supposedly sickened him. Helen also visited the Doane family and stole their parrot--because, as you also say, she knew it was infected. By inference, Helen is the common thread that binds the two events. So aren’t you curious what role she might have had in the sequencing and inoculation?” (238)
Masters of their craft, Preston and Child show how, in skilled hands, authors can provide data without context, piece together a theory that, using deductive and inductive reasoning to analyze causes and effects and to infer implications concerning the significance and meaning of such evidence, explains criminal undertakings and their perpetrators’ motives and goals while, at the same time, keeping unresolved questions that are important to the developing case before the reader’s mind. Whether an aspiring author writes horror fiction or thrillers, he or she can learn a good deal from the example of such masterful storytellers.

Friday, May 22, 2009

Ghosts: An Endangered Species?

Copyright 2009 by Gary L. Pullman


Figure 1. Double exposure
Source: The Skeptic's Dictionary

For various reasons, from humanity’s earliest days, the spirits of the dead, or ghosts, are alleged to have visited the living. Some return to avenge the murder, other to warn loved ones of impending catastrophes, and still others to assuage guilt so powerful that it has survived the grave. If one can believe the stories associated with ghosts, they have haunted everything from ancient graveyards and medieval castles to modern mansions and hotels. Short story writers, novelists, and screenwriters would have their readers and audiences believe that some ghosts have a sense of humor while others are somber, indeed. They have appeared in literary works as diverse as William Shakespeare’s Hamlet and Macbeth, Charles Dickens’ A Christmas Carol, H. G. Wells’ “The Red Room,” Henry James’ The Turn of the Screw, Mark Twain’s “A Ghost Story,” Stephen King’s The Shining and Bag of Bones, and Dean Koontz’s Odd Thomas. Ghosts have appeared as guest stars, so to speak, in such movies as Topper, Poltergeist, Beetlejuice, Ghost Busters, The Sixth Sense, The Others, An American Haunting, and many others, and in episodes such television shows as The Ghost and Mrs. Muir, Bewitched, Buffy the Vampire Slayer, and Ghost Hunters. There’s no doubt about it: ghosts have not only been reported throughout history, but they have also enjoyed plenty of airtime. The virtual omnipresence of ghosts is curious when one considers that such entities may not actually exist. Although men and women who believe in the existence of ghosts offer such evidence for their existence as eye-witness reports, photographs, electronic voice phenomena, abrupt temperature drops, and sudden increases in electromagnetic radiation, this evidence can be explained without reference to the entities that are supposed to cause them, which makes the actual existence of ghosts questionable at best.

Since the beginning of time, people have claimed to have seen ghosts, and believers in the existence of spirits of the dead declare that so many people couldn’t be deceived or lying in providing eye-witness testimony. It does seem likely that some--perhaps many--such eyewitnesses really do believe that they have seen ghosts. Seeing isn’t believing, though, or shouldn’t be. Scientists regard eyewitness testimony, or anecdotal or testimonial evidence, as they prefer to call it, as being notoriously unreliable. In “anecdotal (testimonial) evidence,” an Internet article concerning such evidence, Robert T. Carroll points out that “anecdotes are unreliable for various reasons,” including the distortion that occurs as accounts are told and retold, exaggeration, confusion regarding “time sequences,” “selective” memory, misrepresented “experiences,” and a variety of other conditions, including the affect upon their testimony that “biases, memories, and beliefs” have. Carroll also suggests that gullibility, “delusions,” and even deliberate deceit also make such testimony “inherently problematic and usually. . . impossible to test for accuracy.”

Most people who investigate reports concerning the presence or appearances of ghosts also seek to photograph them. It has been said that cameras do not lie, but the problem with photographic evidence is that it is easy for photographers to doctor film. In his Internet article concerning “spirit photography,” James Randi gives an example of a rather crude attempt by some spiritualists to fool folks into believing they’d captured the apparition of the deceased author of the Sherlock Holmes short stories, Sir Arthur Conan Doyle, who, as himself a spiritualist, was a frequent focus of “spook-snappers” who “claimed to summon him up after his death in 1930.” The problem, Randi says, with their evidence is that it is “apparently a cut-out of a reversed photo placed in what appears to be cotton wool”; otherwise, the spirit photograph “agrees in detail, lighting, and expression with the original” photograph of the Doyle which was taken in the author’s “prime” (“spirit photography”). In other words, the photograph is a fake. A favorite technique among those who create fake spirit photographs, Carroll points out, is the “double exposure,” an example of which appears on the article’s webpage (see Figure 1). A double exposure occurs when the same film is exposed to first one, and then another, object, with the result that the image of the second object overlays or overlaps the image of the first object; both images appear to have been photographed together, at the same time and in the same place. However, pictures of supposed ghosts sometimes result from the photographer’s own incompetence or “natural events,” rather than deliberate deceitfulness, Carroll concedes, including
various flaws in camera or film, effects due to various exposures, film-processing errors, lens flares (caused by interreflection between lens surfaces), the camera or lens strap hanging over the lens, effects of the flash reflecting off of mirrors, jewelry. . . light patterns, polarization, [or] chemical reactions.
When deliberate deceit occurs, photographers may also use graphic art software or computer graphics software to deliberately manipulate photographs that are uploaded from the camera, into a computer.

If neither eyewitness testimony nor photographs prove the existence of ghosts, perhaps electronic voice phenomena, or EVP, do so. A sophisticated term for tape-recorded voices, EVP demonstrate the presence of ghosts, some contend, since sensitive instruments have recorded the disembodied voices of apparitions. However, as Carroll indicates, in his Internet article, “electric voice phenomenon,” skeptics point out that such sounds may not be voices at all, but may be nothing more than the results of “interference from a nearby CB [citizen’s band radio] operator or cross modulation”--one radio station transmitting over another station’s broadcast. Likewise, EVP may be nothing more than a listener’s interpreting “random noise” as the statements of a disembodied voice or voices. In the same Internet article, Carroll cites the explanation for this tendency by Jim Alcock, a psychologist: “When our brains try to find patterns, they are guided in part by what we expect to hear. . . . People can clearly ‘hear’ voices and words not just in the context of muddled voices, but in a pattern of white noise in which there are no words at all.” It seems that, for these reasons, EVP is just as problematic as the proof of ghosts’ existence as eyewitness reports and photographs have been shown to be.

Perhaps the abrupt drop in temperature that some ghost hunters have both felt and recorded will prove more convincing evidence of the existence of the spirits of the dead. According to an anonymous “paranormal researcher,” who writes, in answer to a question posted on Yahoo! Answers, it is believed that such “cold spots” result from ghosts’ draining of energy sources, such as electricity, as a means to produce sounds or to speak. Supposedly, the energy they draw from the environment heats their own energy, but this heat is then dissipated by the sound effect the ghost produces with this borrowed energy. Neither this researcher nor any other seems able to explain how a disembodied spirit--that is, an entity that has no lips, teeth, tongue, vocal cords, or lungs--can speak, even if it does help itself to ambient energy sources. Once again, Carroll finds such evidence to be less than persuasive. In his Internet article, “ghost,” he notes that “many people report physical changes in haunted places, especially a feeling of a presence accompanied by temperature drop and hearing unaccountable sounds” and agreeing that such people “are not imagining things,” he, nevertheless, discounts the notion that ghosts are responsible for these phenomena. Instead, he says,
Scientists who have investigated haunted places account for both the temperature changes and the sounds by finding physical sources of the drafts, such as empty spaces behind walls or currents set in motion by low frequency sound waves (infrasound) produced by such mundane objects as extraction fans.
Sudden increases in electromagnetic radiation is “produced by such things as power lines, electric appliances, radio waves, and microwaves,” Carroll observes, in his Internet article “EMF (EMT).” Therefore, he adds, the idea that ghosts somehow cause such radiation seems unlikely, and, indeed, “some think that electromagnetic fields are inducing the haunting experience” (“ghost”).

Occasionally, as a Halloween feature, some newspapers or television shows spotlight a supposedly haunted house. The ghostly phenomena are described, and then a natural explanation is provided for each of the supposedly supernatural elements of the tale. One such account, by Cathy Lubenski, appeared under the title “When your house has spooks, who are you going to call” in The San Diego Union-Tribune. Her story included reports of slime oozing from walls, cold spots, lights flashing on and off, doors opening by themselves, knocking inside walls, foul odors, and howling. Were one living in a house in which such phenomena were occurring, it might well seem that the residence was indeed haunted. Instead, each of these phenomena had a natural cause, not a supernatural origin. The slime was from a bee’s nest in the attic; the cold spots resulted from an air-conditioner unit’s return airflow; the stench was an effect of dead rats in the wall and trapped sewer gas; the howling was the wind, blowing down a vent. Philosophers advise people to adopt the principle of Occam’s razor, which says, essentially, that one should never consider more possible causes than the number that are necessary to explain why something happens. As Carroll points out, “Occam’s razor is also called the principle of parsimony,” and “it is usually interpreted to mean something like ‘the simpler the explanation, the better’” or “as most people would put it today, ‘don’t make any more assumptions than you have to.’” To demonstrate the principle, Carroll offers this example: “[Erik] Von Däniken could be right: maybe extraterrestrials did teach ancient people art and engineering, but we don't need to posit alien visitations in order to explain the feats of ancient people.” Therefore, according to Occam’s razor, one should not attribute “art and engineering” to the human intelligence and ingenuity that men and women develop as the result of their evolutionary, genetic and environmental inheritance. The same applies, of course, with respect to ghosts. The fact that eye-witness reports, photographs, electronic voice phenomena, abrupt temperature drops, and sudden increases in electromagnetic radiation that have been cited as evidence for the existence of ghosts can be explained without reference to these supernatural entities, making which are supposed to cause them makes the actual existence of ghosts questionable at best. Therefore, one can conclude that it is more likely that ghosts do not exist than to suppose that they do. Nevertheless, some are likely to believe in them because they add mystery to the everydayness of ordinary life, they suggest that there is some sort of existence after death, and they make interesting literary and dramatic characters that enliven short stories, novels, and movies. Likewise, they are convenient symbols of such emotional and psychological states and experiences as guilt, the memory of traumatic past experiences, and of actual historical events. In the sense that human beings are, to some extent, products of their own previous experiences and of historical affairs, they are haunted, after all--by the ghosts of their pasts.

Works Cited

Carroll, Robert. "anecdotal (testimonial) evidence." The Skeptic's Dictionary. 23 Feb 2009. 22 May 2009 http://www.skepdic.com/testimon.html.

---. "electronic voice phenomenon (EVP)." The Skeptic's Dictionary. 23 Feb 2009. http://www.skepdic.com/evp.html.

---. "EMF (EMR)." The Skeptic's Dictionary. 23 Feb 2009. 22 May 2009 http://www.skepdic.com/emf.html.

---. "ghost." The Skeptic’s Dictionary. 23 Feb 2009. 22 May 2009 http://www.skepdic.com/ghosts.html.

"I believe spirits use energy to communicate with us. But which energy sources?." Yahoo! Answers. 2009. Yahoo!. 22 May 2009 http://answers.yahoo.com/question/index?qid=20080819160007AAjvMQ7.

Lubenski, Cathy. "When your house has spooks, who are you going to call." The San Diego Union-Tribune 29 Oct 2000: C6. Print.

Randi, James. "spirit photography." An Encyclopedia of Claims, Frauds, and Hoaxes of the Occult and Supernatural . 2007. James Randi Education Foundation. 22 May 2009 http://www.randi.org/encyclopedia/spirit%20photography.html

Paranormal vs. Supernatural: What’s the Diff?

Copyright 2009 by Gary L. Pullman

Sometimes, in demonstrating how to brainstorm about an essay topic, selecting horror movies, I ask students to name the titles of as many such movies as spring to mind (seldom a difficult feat for them, as the genre remains quite popular among young adults). Then, I ask them to identify the monster, or threat--the antagonist, to use the proper terminology--that appears in each of the films they have named. Again, this is usually a quick and easy task. Finally, I ask them to group the films’ adversaries into one of three possible categories: natural, paranormal, or supernatural. This is where the fun begins.

It’s a simple enough matter, usually, to identify the threats which fall under the “natural” label, especially after I supply my students with the scientific definition of “nature”: everything that exists as either matter or energy (which are, of course, the same thing, in different forms--in other words, the universe itself. The supernatural is anything which falls outside, or is beyond, the universe: God, angels, demons, and the like, if they exist. Mad scientists, mutant cannibals (and just plain cannibals), serial killers, and such are examples of natural threats. So far, so simple.

What about borderline creatures, though? Are vampires, werewolves, and zombies, for example, natural or supernatural? And what about Freddy Krueger? In fact, what does the word “paranormal” mean, anyway? If the universe is nature and anything outside or beyond the universe is supernatural, where does the paranormal fit into the scheme of things?

According to the Online Etymology Dictionary, the word “paranormal,” formed of the prefix “para,” meaning alongside, and “normal,” meaning “conforming to common standards, usual,” was coined in 1920. The American Heritage Dictionary defines “paranormal” to mean “beyond the range of normal experience or scientific explanation.” In other words, the paranormal is not supernatural--it is not outside or beyond the universe; it is natural, but, at the present, at least, inexplicable, which is to say that science cannot yet explain its nature. The same dictionary offers, as examples of paranormal phenomena, telepathy and “a medium’s paranormal powers.”

Wikipedia offers a few other examples of such phenomena or of paranormal sciences, including the percentages of the American population which, according to a Gallup poll, believes in each phenomenon, shown here in parentheses: psychic or spiritual healing (54), extrasensory perception (ESP) (50), ghosts (42), demons (41), extraterrestrials (33), clairvoyance and prophecy (32), communication with the dead (28), astrology (28), witchcraft (26), reincarnation (25), and channeling (15); 36 percent believe in telepathy.

As can be seen from this list, which includes demons, ghosts, and witches along with psychics and extraterrestrials, there is a confusion as to which phenomena and which individuals belong to the paranormal and which belong to the supernatural categories. This confusion, I believe, results from the scientism of our age, which makes it fashionable for people who fancy themselves intelligent and educated to dismiss whatever cannot be explained scientifically or, if such phenomena cannot be entirely rejected, to classify them as as-yet inexplicable natural phenomena. That way, the existence of a supernatural realm need not be admitted or even entertained. Scientists tend to be materialists, believing that the real consists only of the twofold unity of matter and energy, not dualists who believe that there is both the material (matter and energy) and the spiritual, or supernatural. If so, everything that was once regarded as having been supernatural will be regarded (if it cannot be dismissed) as paranormal and, maybe, if and when it is explained by science, as natural. Indeed, Sigmund Freud sought to explain even God as but a natural--and in Freud’s opinion, an obsolete--phenomenon.

Meanwhile, among skeptics, there is an ongoing campaign to eliminate the paranormal by explaining them as products of ignorance, misunderstanding, or deceit. Ridicule is also a tactic that skeptics sometimes employ in this campaign. For example, The Skeptics’ Dictionary contends that the perception of some “events” as being of a paranormal nature may be attributed to “ignorance or magical thinking.” The dictionary is equally suspicious of each individual phenomenon or “paranormal science” as well. Concerning psychics’ alleged ability to discern future events, for example, The Skeptic’s Dictionary quotes Jay Leno (“How come you never see a headline like 'Psychic Wins Lottery'?”), following with a number of similar observations:

Psychics don't rely on psychics to warn them of impending disasters. Psychics don't predict their own deaths or diseases. They go to the dentist like the rest of us. They're as surprised and disturbed as the rest of us when they have to call a plumber or an electrician to fix some defect at home. Their planes are delayed without their being able to anticipate the delays. If they want to know something about Abraham Lincoln, they go to the library; they don't try to talk to Abe's spirit. In short, psychics live by the known laws of nature except when they are playing the psychic game with people.
In An Encyclopedia of Claims, Frauds, and Hoaxes of the Occult and Supernatural, James Randi, a magician who exercises a skeptical attitude toward all things alleged to be paranormal or supernatural, takes issue with the notion of such phenomena as well, often employing the same arguments and rhetorical strategies as The Skeptic’s Dictionary.

In short, the difference between the paranormal and the supernatural lies in whether one is a materialist, believing in only the existence of matter and energy, or a dualist, believing in the existence of both matter and energy and spirit. If one maintains a belief in the reality of the spiritual, he or she will classify such entities as angels, demons, ghosts, gods, vampires, and other threats of a spiritual nature as supernatural, rather than paranormal, phenomena. He or she may also include witches (because, although they are human, they are empowered by the devil, who is himself a supernatural entity) and other natural threats that are energized, so to speak, by a power that transcends nature and is, as such, outside or beyond the universe. Otherwise, one is likely to reject the supernatural as a category altogether, identifying every inexplicable phenomenon as paranormal, whether it is dark matter or a teenage werewolf. Indeed, some scientists dedicate at least part of their time to debunking allegedly paranormal phenomena, explaining what natural conditions or processes may explain them, as the author of The Serpent and the Rainbow explains the creation of zombies by voodoo priests.

Based upon my recent reading of Tzvetan Todorov's The Fantastic: A Structural Approach to the Fantastic, I add the following addendum to this essay.

According to Todorov:

The fantastic. . . lasts only as long as a certain hesitation [in deciding] whether or not what they [the reader and the protagonist] perceive derives from "reality" as it exists in the common opinion. . . . If he [the reader] decides that the laws of reality remain intact and permit an explanation of the phenomena described, we can say that the work belongs to the another genre [than the fantastic]: the uncanny. If, on the contrary, he decides that new laws of nature must be entertained to account for the phenomena, we enter the genre of the marvelous (The Fantastic: A Structural Approach to a Literary Genre, 41).
Todorov further differentiates these two categories by characterizing the uncanny as “the supernatural explained” and the marvelous as “the supernatural accepted” (41-42).

Interestingly, the prejudice against even the possibility of the supernatural’s existence which is implicit in the designation of natural versus paranormal phenomena, which excludes any consideration of the supernatural, suggests that there are no marvelous phenomena; instead, there can be only the uncanny. Consequently, for those who subscribe to this view, the fantastic itself no longer exists in this scheme, for the fantastic depends, as Todorov points out, upon the tension of indecision concerning to which category an incident belongs, the natural or the supernatural. The paranormal is understood, by those who posit it, in lieu of the supernatural, as the natural as yet unexplained.

And now, back to a fate worse than death: grading students’ papers.

My Cup of Blood

Anyone who becomes an aficionado of anything tends, eventually, to develop criteria for elements or features of the person, place, or thing of whom or which he or she has become enamored. Horror fiction--admittedly not everyone’s cuppa blood--is no different (okay, maybe it’s a little different): it, too, appeals to different fans, each for reasons of his or her own. Of course, in general, book reviews, the flyleaves of novels, and movie trailers suggest what many, maybe even most, readers of a particular type of fiction enjoy, but, right here, right now, I’m talking more specifically--one might say, even more eccentrically. In other words, I’m talking what I happen to like, without assuming (assuming makes an “ass” of “u” and “me”) that you also like the same. It’s entirely possible that you will; on the other hand, it’s entirely likely that you won’t.

Anyway, this is what I happen to like in horror fiction:

Small-town settings in which I get to know the townspeople, both the good, the bad, and the ugly. For this reason alone, I’m a sucker for most of Stephen King’s novels. Most of them, from 'Salem's Lot to Under the Dome, are set in small towns that are peopled by the good, the bad, and the ugly. Part of the appeal here, granted, is the sense of community that such settings entail.

Isolated settings, such as caves, desert wastelands, islands, mountaintops, space, swamps, where characters are cut off from civilization and culture and must survive and thrive or die on their own, without assistance, by their wits and other personal resources. Many are the examples of such novels and screenplays, but Alien, The Shining, The Descent, Desperation, and The Island of Dr. Moreau, are some of the ones that come readily to mind.

Total institutions as settings. Camps, hospitals, military installations, nursing homes, prisons, resorts, spaceships, and other worlds unto themselves are examples of such settings, and Sleepaway Camp, Coma, The Green Mile, and Aliens are some of the novels or films that take place in such settings.

Anecdotal scenes--in other words, short scenes that showcase a character--usually, an unusual, even eccentric, character. Both Dean Koontz and the dynamic duo, Douglas Preston and Lincoln Child, excel at this, so I keep reading their series (although Koontz’s canine companions frequently--indeed, almost always--annoy, as does his relentless optimism).

Atmosphere, mood, and tone. Here, King is king, but so is Bentley Little. In the use of description to terrorize and horrify, both are masters of the craft.

A bit of erotica (okay, okay, sex--are you satisfied?), often of the unusual variety. Sex sells, and, yes, sex whets my reader’s appetite. Bentley Little is the go-to guy for this spicy ingredient, although Koontz has done a bit of seasoning with this spice, too, in such novels as Lightning and Demon Seed (and, some say, Hung).

Believable characters. Stephen King, Douglas Preston and Lincoln Child, and Dan Simmons are great at creating characters that stick to readers’ ribs.

Innovation. Bram Stoker demonstrates it, especially in his short story “Dracula’s Guest,” as does H. P. Lovecraft, Edgar Allan Poe, Shirley Jackson, and a host of other, mostly classical, horror novelists and short story writers. For an example, check out my post on Stoker’s story, which is a real stoker, to be sure. Stephen King shows innovation, too, in ‘Salem’s Lot, The Shining, It, and other novels. One might even argue that Dean Koontz’s something-for-everyone, cross-genre writing is innovative; he seems to have been one of the first, if not the first, to pen such tales.

Technique. Check out Frank Peretti’s use of maps and his allusions to the senses in Monster; my post on this very topic is worth a look, if I do say so myself, which, of course, I do. Opening chapters that accomplish a multitude of narrative purposes (not usually all at once, but successively) are attractive, too, and Douglas Preston and Lincoln Child are as good as anyone, and better than many, at this art.

A connective universe--a mythos, if you will, such as both H. P. Lovecraft and Stephen King, and, to a lesser extent, Dean Koontz, Bentley Little, and even Douglas Preston and Lincoln Child have created through the use of recurring settings, characters, themes, and other elements of fiction.

A lack of pretentiousness. Dean Koontz has it, as do Douglas Preston and Lincoln Child, Bentley Little, and (to some extent, although he has become condescending and self-indulgent of late, Stephen King); unfortunately, both Dan Simmons and Robert McCammon have become too self-important in their later works, Simmons almost to the point of becoming unreadable. Come on, people, you’re writing about monsters--you should be humble.

Longevity. Writers who have been around for a while usually get better, Stephen King, Dan Simmons, and Robert McCammon excepted.

Pacing. Neither too fast nor too slow. Dean Koontz is good, maybe the best, here, of contemporary horror writers.


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