The Fly in the Ointment of Being a Ghost in a Machine

Copyright 2010 by Gary L. Pullman

Monsters are degenerate. They represent deterioration or disintegration. As such, they are living object lessons, as it were, examples of what will happen to the rest of us if we pursue their course or “suffer the slings and arrows,” as William Shakespeare might put it, of their “outrageous fortune.” Potentially, we are all Frankenstein’s monster; any of us could be the creature of the Black Lagoon; you and I could both become the next werewolf, vampire, or zombie. Horror fiction is about the could-be versions of ourselves, and, often, these could-be versions are our lesser, degenerate selves.

The authors of horror fiction imply that another’s hubris can cause us to suffer, as arrogant Victor Frankenstein, in seeking to play God, makes his creature suffer. Frankenstein lusts after power and glory (or fame), and, like the novel’s author, Mary Shelley, other writers of horror fiction suggest that our lusts, sexual or otherwise, may bring about our downfall, just as the sexual desire of the creature of the Black Lagoon for Kay Lawrence and the infatuation of King Kong with Ann Darrow lead to these monsters’ downfalls and deaths. If we do not control the animal within, we may become a werewolf; if we parasitize others too freely, whether emotionally, financially, sexually, or otherwise, we may become vampires; if we are too passive and compliant (or indifferent), we may be transformed into zombies by those whom we serve (or, both history and politics show, even by those who supposedly serve us).


Often, monsters expose dangers to society and faults within a nation or a system, but they can also show us the perils of ourselves and others. In addition, horror stories show us that it is humans’ inhumanity to others that frequently creates monsters. Beowulf’s Grendel attacks the Danes because, ostracized by human society, he feels envious of the warriors’ camaraderie and fellowship. Grief-stricken, Grendel’s mother is also motivated by her passion: she seeks vengeance against the Geatish warrior, Beowulf, who killed her son. In the same epic poem, a dragon seeks to avenge the theft of gold that it guards--gold that it has itself stolen from the graves of dead warriors. Such stories suggest what is wrong with us as a group.

However, other monsters, such as Godzilla, the gigantic ants of the movie Them!, and the flora of M. Night Shyamalan’s abysmal film The Happening represent--indeed, embody--the dangers of environmental pollution, whereas such menaces as Frankenstein’s monster, the hybrid human-animal creatures of H. G. Wells’ novel The Island of Dr. Moreau, the gigantic plants and animals of Wells’ novel The Food of the Gods (and the movie based upon it), the human fly of David Cronenberg's movie The Fly, and the dinosaurs of Steven Spielberg's movie Jurassic Park (based upon the novel of the same title by Michael Crichton), represent, as do the antagonists of many other movies, the dangers of overreaching scientists who would manipulate and control nature, regardless of the potential risks involved in their experiments. Madmen as monsters are another type of this menace. Such characters appear in Edgar Allan Poe’s “The Tell-Tale Heart” and “The Cask of Amontillado” and in such films as Alfred Hitchcock’s Psycho (based upon Robert Bloch’s novel of the same title) and Jonathan Demme’s film The Silence of the Lambs (based upon the novel, of the same title, by Thomas Harris). Such movies suggest what is wrong with our behavior as individuals.


Still other monsters, such as the blob (in Irvin Yeaworth's movie The Blob) or the cosmic forces and entities that appear in many of H. P. Lovecraft’s short stories suggest that the threat to humanity is an external force that is beyond our control; the menace comes from outside, infecting us or subjecting us to its will. Such stories imply that, despite our knowledge and our wit, we are but the pawns of fate.

In short, many of the monsters of horror fiction suggest that something is terribly wrong with us as a society or a species, or with our actions as individuals, or with the very cosmos in which we live. Evils, such movies, imply, are social, biological, or existential; they attack (and lay bare) our weaknesses as dualistic creatures whose structure is both physical and spiritual and who necessarily live in societies which are predicated upon and, indeed, result from, both aspects of our nature as ghosts, as it were, in the machines of our own material bodies.

The Metaphysics of Horror

Copyright 2010 by Gary L. Pullman

From a religious point of view, the problem of evil, as philosophers call the idea that a loving, omniscient, omnipotent, and eternal God allows evil and suffering, seems to suggest one of these possibilities:

• There actually is no God.
• God is less than he is believed to be (for example, not loving, omniscient or omnipotent).
• God does not intervene in nature or human affairs.
• The devil (or chief evil entity) is equally as powerful as God.

Sooner or later, if only implicitly, horror fiction must grapple with this philosophical conundrum.

Dean Koontz wrestles with the problem of evil in The Taking, Stephen King in Desperation.

In the former’s novel, the arrival of Satan and his minions, mistaken for an extraterrestrial invasion of alien spacecraft, occurs when these dark forces seek to usher in Armageddon. The nature of the problem of evil is not directly assessed, although Koontz’s novel suggests that, despite its opposition to God’s goodness, evil does have a divine purpose, unintended though that effect may be on the part of the devil. Rather as in the book of Genesis (crossed, perhaps, with the Norse concept of Ragnarok, in which a man and a woman, surviving the destruction of Middle-earth, repopulate the planet at the beginning of a new age), a remnant of humanity is preserved against the wholesale destruction that ensues the hellish invasion. In place of Noah’s ark, the protagonist, having been impregnated by her husband, bears the seed of humanity’s hopes for the future within her womb. The old world dies that a new one may be born.

If Koontz’s novel is informed (by way of Norse mythology) by the Genesis account of the flood and the survival of Noah and his family (and two of every other species on the planet), King’s story seems to take, as its foundation, the Old Testament story of Job.

In King’s novel, God has summoned protagonist David Carver and several others to stop the demon Tak, who has recently escaped from a caved-in mine. In the process, David loses his entire family and concludes that “God is cruel.” However, another character, writer John Marinville, gives the teenager a note that he, Marinville, found while he was in the demon’s lair, a get-out-of-school-early pass that David had left nailed to a tree in his backyard, hundreds of miles away, before he and his family undertook the vacation that ended in Desperation. On the note is a message that wasn’t on the note originally, a message that, presumably, is from God himself: “God is love.” To effect the greater good, love must, at times, take a harsh and unbending stand toward evil, even at the cost of great sacrifice. David is too young to know the ways of God, but, King suggests, like longsuffering Job, the protagonist must trust in the goodness of God and take the deity at his word that he is a God of love who intervenes in human affairs for purposes which are inscrutable to human beings but are just, nevertheless, and, on some greater scale, probably merciful as well.

Koontz, a Roman Catholic, and King, who grew up in the Protestant tradition but claims to subscribe to no “traditional” religious faith and to have a non-traditional idea of God, both offer a view of the problem of suffering which is rooted, at least in part, in the Judeo-Christian faith (and, in Koontz’s case, perhaps Norse mythology), as it is expressed, respectively, in the book of Genesis (and the Eddas) and the book of Job. Although neither author presents an original thesis concerning the problem of evil, each draws attention to the issue in an entertaining and inventive fashion. (A recent film, The Exorcism of Emily Rose, also enquires as to the basis of evil and suffering, leaving the answer open.)

The mystery of iniquity is perhaps unsolvable, but it clearly still retains a powerful interest upon the imaginations of writers and readers today, just as it has for several millennia now.

from Formula Fiction?: An Anatomy of American Science Fiction, 1930-1940

Today’s post carries no byline because it’s really a summary of observations by Frank Cioffi, author of Formula Fiction?: An Anatomy of American Science Fiction, 1930-1940 (Greenwood Press, Westport, CT, 1982). What Cioffi notes concerning science fiction also works for horror fiction and, as he points out, for most other genres of popular literature as well.

“Status quo” science fiction. . . . opens with a conventional picture of social reality. . . . This reality is disrupted by some anomaly or change--invasion, invention, or atmospheric disturbance, for example--and most of the story involves combating or otherwise dealing with this disruption. At the story’s conclusion, the initial reality (the status quo) reasserts itself (ix). Status quo science fiction served to affirm existent reality in much the same way that other popular genres of the troubled 1930s affirmed values such as family, the love ethic, manly heroism, the American Way, and the like (ix). The “subversive” formula. . . [is] a variety of SF that comes directly out of the status quo formula and, in fact, closely resembles it. . . . In the subversive formula, the anomaly is not expelled, but somehow incorporated into society; in short, society is subverted by it (ix.) Rather than demonstrating how society snaps back to normal after any disruption, subversive science fiction depicts how society adapts to and incorporates the anomalous. . . . The anomaly is making an impact on the social structure depicted: altering it, subverting it, destroying it (x). The “other world” formula. . . Displays no explicit, representational society: conventional society is bypassed altogether in this formula, though it is of course the implied referent for the fictive world. . . . A story of the other world type might show a number of slightly confusing pictures of an entirely alien culture culminating in a revelatory scene that suggests some connection to a conventional or familiar reality, thereby shaping the protagonist’s (and reader’s) perception of the foregoing events. This formula can also be seen as a variant on the status quo or subversive type which starts from an alternative social reality. The initial “status quo” of this formula is some entirely projected fantastic world, often a version of contemporary social reality or a future evolution of it. . . . This variety emphasizes perfection. How should values be formed in the absence of a familiar cultural context? How would our world’s values look to complete outsiders? (x). The typology of 1930s SF may be used to identify most subsequent examples of the genre (xi). Instead of depicting the expulsion of the anomaly, the subversive story shows society adapting (or crumbling) in response to it (12). This anomaly’s plausibility elevates science fiction out of fantasy, and into a realm where it must be taken seriously. The way the anomaly first appears and how characters react to it determine its plausibility. The critic, however, need not make explicit connections between the story’s anomaly and actual current events (13). The first, most obvious level of analysis concerns acceptance of the anomaly by characters within the story: is the anomaly valuable or repulsive, good or bad, useful or destructive?. . . . In the third formula. . . the anomaly’s general utility vis-à-vis experiential reality has to be inferred from the author’s stance [rather than from “the interaction between the real world and the anomaly,” because “the other world structure radically departs. . . from any specific(or even slightly veiled) depiction of the author’s social/experiential milieu; its terms and events are almost entirely removed from the identifiably naturalistic” (12)] (15). After the initial reaction of experiential reality to the anomaly is discerned--either in the story itself or through the author’s stance--the reader distances him/herself (with the author) one more degree from the story, and determines whether that reaction is right or wrong. . . . Many SF stories use dramatic irony to show things about society and groups that these societies or groups themselves cannot see but which are manifestly clear to the reader (15). A banal plot can. . . be given weight--or publish ability--by injection of terms and situations ordinarily associated with serious, important matters (17). Where the scientific terms gravitate toward encompassing all society and suggest a typicality or repeatability of situation, fantasy terms would suggest an individuality or singularity, and would thrust the story into am entirely new realm--that of the supernatural (17). This ur-text. . . is of the status quo variety (17). The general methodology brought to bear on all SF formulas will essentially be the same archaeological procedure. . . : uncovering component parts (anomaly, reality, authorial stance) and looking for relationships among them that suggest meaning (17). The “classic detective story” (as defined by John G. Cawelti) takes a similar structure [to that of the status quo formula story]. Into a fairly conventional and familiar world a crime intrudes, and by the story’s conclusion, the crime is solved, and the integrity of society is reinforced (40). It even more closely resembles the “fantastic journey” variety of adventure story: the protagonist of a central group of characters journeys into the unknown or the forbidden but safely returns to the comforting, familiar world by the end of the story. Horror stories often exhibit a similar structure. The horror element is introduced into a conventional world (or sometimes arises through placement of conventional types in a horror setting such as a haunted house) and causes excitement, chills, and thrills; but finally the real world reasserts itself and order reigns (41). An ur-text. . . is formed by looking for conventional plots, heroes, conflicts, and anomalies which appear in large numbers of stories but only rarely appear all at once in any one tale. The ur-text, then, is a composite picture of the most oft-repeated and conventional features of a formula. . . . The ur-text . . . is entirely conventional, containing more clichés than a writer would ever be able to sell in one story. Conversely, no story would be able to sell without at least a good portion of these ur-text features (42). Things are uneventful. . . . People go about their business in a routine way. . . . There is a real stasis. . . and against this (often only implied) background of static reality, various characters appear who seem to be restive, driven, or obsessive--or who are sometimes simply the pawns of chance--on whom the action will focus. More often than not, the main character will e a “hero-type” of the kind usually associated with adolescent literature. Successful in many phases of endeavor, he is young, brilliant (often in scientific work), unmarried. Seldom. . . is this main character a woman. Seldom is the hero either stupid or very poor. . . . Wealth and some social status are usually accessible to him. . . because these accoutrements increase possibility, and the early part of the story must brim with the possible, the potential adventure. . . . And the more conventional the first part is, the greater the shock of anomaly (42). Onto this comfortable familiarity disruption descends. This disruption can take many forms: a breakthrough occurs in the laboratory; a freakish discovery is made by a scientific expedition; contact is established with a faraway planet. In the early 30s stories, the disruption often results from happenstance: a meteor falls; a letter or telegram arrives. . . . The familiar world of the first part crumbles almost entirely at this stage. The story focuses instead on the anomalous circumstances--the civilization found under the sea, the dangers of another planet, or the like. . . . The change can be effected in many different ways; but generally, the more severe the dislocation, the more dramatic the struggle against it, and the more heroic the act that is needed to overcome it (43). The struggle between the agent of the known reality and the anomaly can take many forms. Ordinarily, two main conflicts operate in the status quo story. First, the values, ethics, or morals embodied by the agent of reality (usually the hero) are suddenly thrust into a world in which they no longer matter. A new morality, therefore, is at least implied--particularly since survival usually ranks of paramount importance--and it always worked against the known, accepted, fairly conventional values the hero embodies. He must do any number of things to save himself--fill, bribe, appear nude before or sleep beside women he does not know. Such actions flout the code and rules he has always lived by, but are accepted actions when he finds himself among aliens, immersed in the bizarre. A second moral conflict involves the alien force’s actions. They know no ethical restrictions or guidelines o at least they don’t obey ours (43). All sorts of taboos, such as unfettered sexuality, polygamy, homosexuality, sadomasochism, incest, bestiality, cannibalism, human sacrifice, torture, and genocide, can be carried on by agents of the anomaly. Readers could devour such fare with no sense of guilt or shame because the underlying message is always the reassuring one that this behavior is wrong, the product of creatures or cultures entirely removed from the human realm. The reader could be comfortable knowing not only that such actions are being condemned, but that they are the ones that the agents of the familiar world actively works to defeat (44). The classic response to this anomaly is expulsion. Accomplished by a variety of means, the danger is averted, and the familiar world reestablishes itself at the story’s conclusion. The scientific method often establishes the real hero. . . . Conventional values work to actively oust or abandon the anomaly: pertinacity, self-awareness, love, loyalty, patriotism. Usually, opposition to the anomaly is deliberate. . . . And this expulsion of the anomaly is usually presented as the correct response, too. The themes that such stories center on--invasion, evil aliens, awful biologioes, destructive technologies--generally threaten society. The reassertion of “reality” at the story’s conclusion-no matter how it is effected--is accepted as essentially the best resolution to what was potentially an enormously threatening chain of events. In short, the status quo stories usually have a happy ending (44). There are a number of ways the status quo formula avoids being a simple reenactment of one well-worn, conventional plotline. Any established plot formula. . . always operates against the background of what could conceivably be. That is, no fulfillment of the formula or fulfillment of a contrary formula is--in the better stories--always threatened or imminent. In the status quo SF story, for example, the anomaly introduced could come very close to wreaking havoc; or reality could be so grossly altered that it would no longer be recognizable (45). Status quo stores can bypass a tedious conventionality through their depiction of social taboos (46). Another artful tack the writer of the status quo SF story can take involves creating a tension between the attractiveness of the SF anomaly and the anomaly’s potential for evil or destructiveness. A writer can spark the reader’s enthusiasm for and appreciation of an anomaly. It can seem like a perfectly good idea, a reasonable experiment, say, with intelligently planned and practical ends. Yet a small misgiving that may appear early on magnifies as the experiment and the story move toward their conclusions. Nat Schachner’s “The 100th Generation” (AS, May 1934) follows such a pattern. It concerns the eugenics experiments of a millionaire scientist, Bayley Spears, and his friend Radburn Phelps (the narrator). Spears outlines his experiment: using the sperm and ova of famous people, he plans to produce a super race. . . . [Phelps] becomes caught up in the millionaire’s enthusiasm and earnestness--and indeed the reader is caught up, too. . . . When Phelps finally does voice his objections, they seem after-the-fact, possibly even petty: he says the creatures will not have responded to environmental influences, and will be too inbred. He then distances himself from the experiment altogether, and lets Spears go to a remote island with the embryos (47-48). The tensions between the possibility of carrying out such an experiment--compressing three thousand years into twenty--and the experimental technique’s unforeseen ramifications resolves itself when Spears sends Phelps a telegram requesting that the remote island be immediately blown up. The experiment apparently ended in failure. Schachner consciously creates an interesting tension: when Phelps lands on the island, the first creature he sees is a beautiful woman, seemingly the ideal result of eugenic experimentation. Why blow up the island?. . . . She [Una] proves, however, to be the exception to the rule, and the rest of the hundredth generation are so monstrous that they plan to vivisect the landing party. Fortunately, this plan fails. Reality reestablishes itself in the form of a romance that springs up between Phelps’s son and Una. Throughout, Schachner skillfully divides the reader’s feeling between an enthusiasm for the experiment--reified fully in the person of Una--and fear of its terrifying failure (48). [Another story that uses this same technique is Michael Crichton’s Jurassic Park.] The attractiveness-repulsiveness dichotomy in status quo SF formulas ultimately became so central that its writers shaped the status quo story into other versions of itself. Some stories show the anomaly as entirely positive, so much so that reality (flawed as it is) cannot accept it. This pattern I called the inverted status quo. Another version, the transplanted type status quo formula, begins with an anomalous situation (such as a space flight to Andromeda) into which an even more anomalous agent intrudes (a “black hole” appears in space, for example). As the anomaly becomes more and more attractive, the desire to expel it becomes weaker: instead of chronicling the machinations of expulsion, the latter, more complex and more sophisticated status quo formulas question the necessity of such expulsion, and examine the underlying instincts and motivations for the reader’s attraction to this anomalous element (48). [Alien, It! The Terror from Beyond Space and The Thing both use “the transplanted type status quo formula” as well.] And this second anomaly forms the focus of the action and excitement in the transplanted status quo tale (57). The transplanted status quo tale usually opens with a picture of the transplanted reality. The opening phase of the story is either characterized by restiveness--the crew I anxious to dock, say, or to find excitement--or by a prevailing indolence. In both instances a sense of something about to happen pervades the opening sequences. Often a slightly distracting minor incident whets the reader’s appetite for excitement. A power failure almost occurs on board the spaceship, or one of the crew members falls ill (57). An alternative pattern starts with the depiction of the anomaly or alien that the transplanted reality will no doubt encounter, but it, too, is in either a passive or a dormant state. A. E. Van Vogt’s “opening line to “Black Destroyer” (ASF, July 1939) is an excellent example of alien dormancy: “On and on Coeurl prowled!” This is a state from which adventure will be generated, an opening that promises action and conflict. The conflict usually comes gradually rather than all at once. The anomaly is either encountered by the agents of a near-recognizable reality, or these familiar types actively seek out the anomaly (58). The anomaly itself is usually some kind of alien life form whose destructiveness and evil are gradually revealed to the crew (and to the reader) as the story unfolds. Occasionally, the life form is not overtly vile, but insidiously evil. Such a situation prolongs the reader’s tension over what portion of the anomalous situation is usual and what is threatening. Yet this variation does not really change the pattern of action. As the story moves to a climax, and the true nature of the anomaly is revealed, the interaction between it and the reality agents degenerates into some fairly conventional action sequence--fight, chase, showdown, and the like: most SF stories generally have more intriguing openings than endings (58-59). In the better transplanted status quo tale, the imagery used throughout the conflict usually suggests some easily identifiable earth-bound concern--hunger, sexuality, or work, for example--and it is finally that image pattern that suggests the meaning of the story (59). At the story’s end, order is restored, the alien or evil anomaly is thrust out, and the transplanted reality survives. . . . The Enterprise of “Star Trek” [sic] continues to “explore new world, to seek out new life and new civilizations, to boldly go where no man has gone before”--week after week (59). [In the transplanted reality formula] the action and characters are isolated throughout from the rest of civilization. Such a feature is apparent in sea stories, air stories, Gothic tales (especially those set in castles), and many detective stories (59). The popular form closest to the transplanted SF tale is the western (59-60). The transplanted status quo eventually evolved into the story of the alternative world, in which the focus was not so much on earth values, or earth-like personalities but on the very strange. The transplanted story is evidence of how SF writers were attempting to transcend their popular culture antecedents and find their own set of conventions and situation, ones that were not entirely analgous to those found in other forms (67).

from The Dark Descent

Today’s post carries no byline because it’s really a summary of observations by David G. Hartwell, editor of The Dark Descent (Tor, NY, 1987), which he makes in his introduction to the anthology of creepy short stories by such authors as Stephen King, John Collier, M. R. James, H. P. Lovecraft, Shirley Jackson, Harlan Ellison, Nathaniel Hawthorne, J. Sheridan LeFanu, Ray Bradbury, Fritz Leiber, Robert Bloch, Charles L. Grant, Thomas M. Disch, Theodore Sturgeon, Clive Barker, Edgar Allan Poe, Charlotte Perkins Gilman, William Faulkner, D. H. Lawrence, Tanith Lee, Flanner O’Connor, Ramsey Campbell, Henry James, Gene Wolfe, Charles Dickens, Joyce Carol Oates, Ambrose Bierce, Edith Wharton, Algernon Blackwood, Philip K. Dick, and other names worth the dropping, to wit:

[Horror stories] clustered around the principle of a real or fake intrusion of the supernatural into the natural world, an intrusion which arouses fear (4-5).

It is Lovecraft’s essay that provides the keystone upon which any architecture of horror must be built: atmosphere. . . . What this means is that you can experience true horror in, potentially, any work of fiction, be it a western, a contemporary gothic, science fiction, [or] mystery. . . . as long as the atmosphere follows. This means that horror is free of the supernatural (5).

Hartwell includes a quotation of David Aylward:

To them [those who don’t read horror] it is a kind of pornography, inducing horripilation instead of erection. And the reader who appears to relish such sensations--why, he’s an emotional masochist. . . (Revenge of the Past, as quoted in The Dark Descent, 5-6).

Hartwell resumes his own voice, arguing his ideas on his topic:

[Edmund Wilson] sees. . . literature as evolving in a linear fashion into fantasies of the psyche removed entirely from supernatural trappings. Any audience interested in these trappings is regressive. He sees no value to a modern reader in obsolete fiction (7).

As horror has evolved in this century, it has grown significantly in the areas of “the morbidities of the psyche” and fantasies of “a world in which, prosaic though it is, we can find no firm foothold on reality (7).

Hartwell includes a quotation of Jean-Paul Sartre:

In order to achieve the fantastic, it is neither necessary nor sufficient to portray extraordinary things. . . . Either it [the fantastic] does not exist at all, or else it extends throughout the universe.. . (The Fantastic Considered as a Language, as quoted in The Dark Descent, 7-8).

Hartwell resumes his own voice, arguing his ideas on his topic:

Contemporary horror occurs in three streams. . .: 1. moral allegorical [,] 2. psychological metaphor [, and] 3. fantastic. These modes are not mutually exclusive, but usually a matter of emphasis (8).

[Moral allegories] are characteristically supernatural fiction, most usually about the intrusion of evil into consensus reality. . . . These arte the stories of children possessed by demons, of haunting by evil ghosts from the past. . . stories of bad places (where evil persists from past times), of witchcraft and satanism. . . . They are often written by lapsed Christians, who have lost their firm belief in good but still have a discomforting belief in evil. Stories in this stream imply or state the Manichean universe (8).

In speaking of stories and novels in this first stream, we are speaking of the most popular form of horror fiction today, the commercial bestseller lineage of Rosemary’s Baby and The Exorcist, and a majority of the works of Stephen King. . . . This stream is the center of category horror publishing (8-9).

The second group of horror stories, stories of aberrant human psychology embodied metaphorically, may be either purely supernatural, such as Dracula, or purely psychological, such as Robert Bloch’s Psycho. What characterizes them as a group is the monster at the center. . .--an overtly abnormal human or creature, from whose acts and on account of whose being the horror arises (9).

Stories of the third stream have at their center ambiguity as to the nature of reality, and it is this very ambiguity that generates the horrific effects. Often this is an overtly supernatural (or certainly abnormal) occurrence, but we know of it only by
allusion. Often, essential elements are left undescribed so that, for instance, we do not know whether there was really a ghost or not. But the difference is not merely supernatural versus psychological explanation: third stream stories lack any explanation that makes sense in everyday reality--we don’t know, and that doubt disturbs us, horrifies us. This is the fiction to which Sartre’s analysis alludes, the fantastic. At its extreme form, from Kafka to the present, it blends indistinguishably with magic realism, the surreal, the absurd, all the fictions that confront reality through paradoxical distance. It is the fiction of radical doubt. . . . In the contemporary field it is a major current (10).

Third stream stories tend to cross all category lines but usually they do not use the conventional supernatural as a distancing device (10).

At the end of a horror story, the reader is left with a new perception of the nature of reality. In the moral allegory strain, the point seems to be that this is what reality was and has been all along (i.. e., literally a world in which supernatural forces are at work) only you couldn’t or wouldn’t recognize it. Psychological metaphor stories basically use the intrusion of abnormality to release repressed or unarticulated psychological states. In her book, Powers of Horror, critic Julia Kristeva says that horror deals with material just on the edge of repression but not entirely repressed and inaccessible. Stories from our second stream use the heightening effect of the monstrously abnormal to achieve this release. Third stream stories maintain the pretense of everyday reality only to annihilate it, leaving us with another world entirely, one in which we are disturbingly imprisoned. It is in perceiving the changed reality and its nature that the pleasure and the illumination of third stream stories lies. . . . The mass horror audience is not much taken with third stream stories. . .
Because they modify the emotional jolt (10-11).

Hartwell includes a quotation of George Stade, which originally appeared in The New York Times (October 27, 1985):

Although the manifest images of horror fiction are legion, their latent meanings are few.

He also offers a quotation of Stephen King:

I recognize terror as the finest emotion and so I will try to terrorize the reader. But if I cannot terrify, I will try to horrify, and if I find that I cannot horrify, I’ll go for the gross-out (Danse Macabre).