The Tzvetan Todorov Plot

Copyright 2020 by Gary L. Pullman

In The Fantastic: A Structural Approach to a Literary Genre, Dr. Tzvetan Todorov differentiates between fiction that is fantastic, uncanny, or marvelous.

 

A story is fantastic, he says, if it cannot be resolved as either uncanny or marvelous. For example, at the end of Henry James's novel The Turn of the Screw (1898), it remains unclear whether the ghosts are real or simply products of the governess's hallucinations.

A story is uncanny if its seemingly fantastic incidents can be explained rationally or scientifically. According to this understanding, H. G. Wells's short story “The Red Room” (1894) is uncanny: the ghost that allegedly haunts the castle in which the protagonist has come to spend the night turns out to be the invention of his imagination, an effect of his fear.

A story is marvelous if its incidents cannot be rationally or scientifically explained. Stephen King's short story “1408” (1999) is marvelous, because the ghosts (or demons) that allegedly haunt the hotel room in which the writer spends the night are, in fact, truly supernatural.

Whether intentionally or not, Todorov offers a formula for plotting fantastic, uncanny, or marvelous fiction. It sounds complicated, but it's actually fairly simple. This is how it works:

1. Develop a single situation that can be understood in either natural and or terms or that can be interpreted by reference to the supernatural or faith.
2. During the course of the story, indicate that the situation may be supernatural.
3. Show that the situation actually is supernatural or natural in origin of character or that the situation cannot be resolved in either way.

Fiction provides many models of this approach. Here are a few:

Uncanny:“The Damned Thing” (short story) (1893) by Ambrose Bierce; “The Premature Burial” (short story) by Edgar Allan Poe (1844); A Tough Tussle” (short story) by Ambrose Bierce (1888)

 Marvelous: The Exorcist (novel) (1971) by William Peter Blatty; The Sixth Sense (movie) (1999) directed by M. Night Shyamalan; “Dracula's Guest” (short story) (1914) by Bram Stoker

Fantastic: The Exorcism of Emily Rose (movie) (2005) directed by Scott Derrickson;“The Birds” (short story) (1955) by Daphne du Maurier; Let's Scare Jessica to Death (movie) (1971) directed by John Hancock

By analyzing these stories and others that use the Tzvetan Todorov plot, we can see what specific techniques their writers use to create and sustain the ambiguity that results from the tension between the two opposite interpretations of the stories' incidents, that of the natural and that of the supernatural.

Uncanny: In writing “The Red Room,” Wells withholds the actual (natural) cause of the allegedly supernatural incident (the ghost's haunting of the red room) that the protagonist investigates. By doing so, Wells allows the extinguishing of the candles and the fire in the room's fireplace to seem to be the work of the ghost. His panic causes him to run through the chamber in the dark, seeking escape, which results in his knocking himself unconscious when he collides with a piece of furniture. It is only upon awakening that he realizes that the red room was haunted only by his own fear-fueled imagination.

Marvelous: In The Exorcist, Regan MacNeil's strange behavior causes her mother Chris to seek both medical and psychiatric help for Regan after Chris cannot rationally account for Regan's behavior. Both sciences fail to help Regan, who becomes worse. To help Regan, Chris eventually turns to a priest, Father Damien Karras, despite her own atheism. Through exorcism, at the cost of his own life, Father Karras rids Regan of the demon that possesses her. By postponing the revelation that Regan's apparent demonic possession is, in fact, genuine, Blatty creates and sustains ambiguity as to whether the possession is apparent (the result of a physiological or mental disorder) or real.

Withholding the cause of the seemingly fantastic, as Wells does in “The Red Room,” or showing the failure of both reason and science to account for a seemingly supernatural incident before revealing that the incident actually is fantastic, as Blatty does, introduces the possibility of the fantastic while establishing it as subject to natural or rational interpretation or as genuinely marvelous. 

Other techniques that writers using what is here referred to as the Tzvetan Todorov plot include:

• Swinging back and forth between the natural or scientific explanation of an incident that only at first appears to be marvelous and never explaining the incident's inexplicable mystery (i. e., implying its truly marvelous character).
• Explaining, eventually, that the apparently fantastic incident is the result of a trick; it is a hoax, a prank, or a publicity stunt.
• Explaining, eventually, that the apparently fantastic incident is the enactment of a rite or ritual performed by people who genuinely believe that the act is supernatural.
• Confusing one state of affairs (e. g., a cataleptic trance) with another state of affairs (e. g., death).

Characters + Twist = Outcome

Copyright 2018 by Gary L. Pullman

It's possible to analyze the plot dynamics of horror fiction, whether a particular narrative or drama takes the form of a novel, a short story, a narrative poem, or a movie), in a variety of ways.

In the scheme proposed in this post, two (occasionally, more) characters are involved in a relationship of some sort, and an unknown, unusual or extraordinary twist causes or facilitates a significant outcome, which may or may not be catastrophic.

Movie: Hide and Seek (2005)

Characters: Dr. David Calloway and Emily Calloway

Relationship: Father and daughter

Twist: David is schizophrenic; he has an alter ego called "Charlie"

Outcome:  Charlie is killed after he attacks Emily (murder and attempted murder)

Movie: The Exorcist (1973)

Characters: Father Damien Karras and Regan MacNeil

Relationship: Father Karras, an exorcist, exorcises demon-possessed Regan

Twist: The demon possesses its true target, Father Karras

Outcome: Father Karras commits suicide, but Regan is delivered (deliverance)

Movie: The Others (2001)

Characters: Grace Stewart, Anne Stewart, and Nicholas Stewart

Relationship: Grace is the mother of Anne and Nicholas

Twist: Grace and her children are ghosts

Outcome: Grace discovers that she is in Limbo after having killed Anne and Nicholas and murdered herself (discovery of truth)

 

 Movie: The Sixth Sense (1999)

Characters: Malcolm Crowe and Cole Sear

Relationship: Malcolm is a psychologist; Nathan is one of his patients

Twist: Malcolm discovers he is a ghost (discovery of truth)

Outcome: Malcolm is able to rest in peace (acceptance)

Movie: Psycho (1960)

Characters: Norman Bates and his “mother”

Relationship: Norman is a motel owner; he lives with and takes care of his mother

Twist:  Norman is schizophrenic; “Mother” is Norman's alter ego, who kills a motel guest

Outcome: “Mother” completely takes over Norman's mind (destruction of personality)

Movie: The Most Dangerous Game (1924)

Characters: Sanger Rainsford and General Zarof

Relationship: Rainsford is Zaroff's guest

Twist: Zaroff hunts Rainsford

Outcome: Rainsford survives, after killing Zaroff (implied) (survival)

Horror Fiction: The Appeal of the Need for Sex

Copyright 2018 by Gary L. Pullman

As we saw in the last post (the first in this series), Jib Fowles identifies 15 basic appeals used in advertising. These same appeals, we argue, are frequently employed in horror fiction; indeed, their presence in horror novels and movies accounts for much of the appeal of these types of fiction.

In this post, we'll take a look at the appeal to readers' or viewers' need for sex. The fulfillment of the “needs for,” as opposed to the “needs to” on Fowles's list, require the presence or participation of another person or persons besides oneself. While it is possible to satisfy oneself sexually, by masturbation or other means, to find true sexual fulfillment, one requires a partner (or, some might contend, partners), whether of the male, the female, both, or another gender.

In horror, the need for sex characteristically involves perversion. Since all communication is reducible to seven basic questions, the forms of sexual perversion about which horror writers may write take seven possible types of forms. (A type, as we're using it, means a sexual behavioral set identifiable by shared characteristics.) These types of perversion (i. e., a deviation, corruption, or distortion of the original nature of purpose of a person, place, or thing) can be subsumed under these questions:

Who?

What?

When?

Where?

How?

Why?

How many? or How much?

We can further refine these questions by associating each of them with specific referents:

Who?	What?	When?	Where?	How?	Why?	How many? or How much?
Agent (actor)	Object	Age, time or duration	Location	Method, process, or technique	Cause, motive, or purpose	Quantity (in volume or number)

Let's add a couple more rows, identifying an example of a horror novel or movie that perverts human sexuality by deviating from, corrupting, or distorting the original nature of purpose of a person, place, or thing involved in sexual behavior:

Who?	What?	When?	Where?	How?	Why?	How many? or How much?
Agent (actor)	Object	Age, time, occasion, or duration	Location	Method, process, or technique	Cause, motive, or purpose	Quantity (in volume or number)
Demon Seed (1973 novel; 1977 film)	The Exorcist (1973)	Maleus Maleficarum (1487)*	The Devils of Loudon (1952 novel; 1972 film [The Devils])	Alien (1979)	Rosemary's Baby (1967 novel; 1968 film)	The Devils of Loudon (1952 novel; 1972 film [The Devils])
A computer becomes a woman's sexual partner.	Regan MacNeil, the possessed girl, masturbates with a crucifix.	A demon, having assumed a female form, spends so long in intercourse with her victim that she absolutely drains him of semen and he thereafter dies.	Naked nuns conduct sexual orgies in a convent.	Parasitic pregnancy ends in the fetus's bursting through the human host's abdomen.	After being raped by a demon, Rosemary Wood-house conceives a demonic child.	Naked nuns conduct sexual orgies in a convent.

As the above table shows, the same movie may contain two (or more) of these types of sexual perversion: The Devils of Loudon (1952 novel; 1972 film [The Devils]) contains orgies involving many individuals participating simultaneously in various sex acts; it also takes place in a convent. Likewise, these types of perversions can vary in how they are represented.

For example, a perverse location need not be a geographical place or an architectural space (a convent); it could be an anatomical site, as in Teeth (2008), in which a young woman discovers that she has two sets of teeth, one in her mouth, the other in her vagina. Other possible variations? One's partner could be a poltergeist, as in The Entity (1982) (Who?); human corpses, as in the necrophilia scenes in the novel Under the Dome (2009) (What?); or a man transformed into metal kills his girlfriend after his penis becomes a power drill, as in Tetsuo:The Iron Man (1989) (How?).

Writers are limited pretty much only by their imaginations, their sense of morality, their personal taste, and the law of the land. Publishing houses will print and distribute just about anything that promises to make a buck. It seems unlikely, though, that the majority of readers or viewers are likely to have a need for extreme types of sex, even when it occurs in horror stories.

* Although the Malleus Maleficarum is a book—a manual for prosecuting witchcraft trials—rather than a novel or a movie, it contains supposed accounts of demonic sex, one of which suggests such a long-lasting (and fatal) encounter between a succubus and “her” victim, a hermit, that the hermit was completely drained of his semen:

When he [the hermit] was done and had arisen, the demon said to him, “behold what you have done, for I am not a girl or a woman but a demon,” and at once he disappeared from view, while the hermit remained absolutely astonished. And because the demon, with his great power, had withdrawn a very great quantity of semen, the hermit was permanently dried up, so that he died at the end of a month's time.

One can imagine the use of this description of demonic sexual activity as the basis for a terrifying sex scene in a horror novel or movie!

Note: For you may also want to read my post “Note: You may want to read “Bentley Little: Aberrant Sex as Symbolic of the nature of Sin.”

Techniques of Terror

Copyright 2018 by Gary L. Pullman

Judging by the quality, rather than by the quantity, of one's work, Edgar Allan Poe is probably the greatest writer of horror fiction ever to live. (I make the distinction because some Internet polls give first place to Stephen King, who, in his early novels, did sometimes tell amazingly good—and chilling—stories, but who has since declined sharply, his fiction often offering little more than personal invective and political pontification. These polls' first-place awards to King seem to be based on the volume of his output, which is admittedly vast, rather than on its quantity, which is mediocre at best. King himself admits that his style is the “literary equivalent of a Bic Mac and fries.”)

As the foremost writer of horror fiction, Poe exhibits several techniques of terror from which we can learn. In The Annotated Poe, editor Kevin J. Hayes points out several.

In an earlier post, “Writing Dramatic Scenes,” we saw how Poe's descriptions anticipated filmmaking techniques, well in advance of Hollywood studios' use of them. Hayes cites a paragraph in “Metzengerstein” as an example:

The career of the horseman was, indisputably, on his own part, uncontrollable. The agony of his countenance, the convulsive struggling of his frame gave no evidence of superhuman exertion; nut no sound, save a solitary shriek, escaped from his lacerated lips, which were bitten through and through, in the intensity of terror (The Annotated Poe, 34).

As Hayes notes:

The cinema has much to offer when it comes to understanding Poe, partly because his work has contributed so much to its development. The great Soviet filmmaker Sergei Eisenstein found that Poe's writing anticipated visual techniques that would not be fully utilized until the invention of motion pictures. This paragraph provides a good example. Poe depicts Metzengerstein in close-up (the “agony of his convulsions”), pulls back to show him from a distance (“the convulsive struggling of his frame”), and then supplies an extreme close-up (“his lacerated lips, which were bitten through and through”). The rapid shifting of images quickens the narrative pace, which the ensuing cacophony of sound—the shriek of Metzengerstein, the clatter of hoofs, the roar of the flames, and the shriek of the wind—further intensifies, thus providing a narrative running start for the horse's final bound up the staircase (The Annotated Poe, 34).

In Introduction a la litterature fantastique (1970), Tzvetan Todorov distinguishes between the “uncanny” and the “marvelous.” That which is presented in certain types of literature, including the horror genre, as fantastic, Todorov says, is usually resolved as being either uncanny (susceptible to explanation via scientific knowledge or natural law) or marvelous (inexplicable via scientific knowledge or natural law). Only that which remains ambiguous at the conclusion of such stories retains its fantastic character. In “Manuscript Found in a Bottle,” Poe sets up a similar “dynamic between the narrator's love of scientific explanation and the supernatural events of the story” by the way Poe describes the story's narrator; as Hayes points out, the narrator, is “a man who has 'a strong relish for physical philosophy'” (37). The narrator's description of the particulars of material objects, such as the ship upon which he embarks as a passenger (“a beautiful ship of about four hundred tons, copper-fastened, and built at Bombay of Malabar teak”) also shows the narrator's character as “a man who has 'a strong relish for physical philosophy'” (37). According to Hayes, “Poe has learned well the need, in a fantastic adventure tale, of a credible witness” (38).

Poe's use of blanks in dates, “18—“ in “Manuscript Found in a Bottle,” for example, was not new with Poe. It was an established convention, Hayes says. Used to enhance “mystery” by implying that the story being told is based on “a true story whose details have been deliberately withheld to protect those involved” (37). The device is similar to the notification, at the beginning of a movie—and often a seemingly fantastic film, at that—that the picture is “based on a true story.”

Such a statement may make the dubious incidents seem more believable, despite the fact that movies “based on a true story” often depart substantially from the facts of the “true story” itself. (For example, Backcountry is “based on a true story,” but the roles of female victim and the male survivor are changed, among other alterations of the facts, with the male being killed and the female escaping in the movie version. Likewise, in The Exorcist, the possessed person is a girl, whereas, in the “true story” upon which the film is based, this individual is a boy. Examples of such changes could be multiplied extensively.)

Poe employs the juxtaposition of contrasts to heighten horror, as when he alternates between “static and dynamic imagery” in describing, in “Metzengerstein,” the appearance of “a gigantic ship” at sea (42):

At a terrific height directly above us, and upon the very verge of the precipitous descent, hovered a gigantic ship . . . . What mainly inspired us with horror and astonishment, was that she bore up under a press of [an unfurled] sail in the very teeth of that supernatural sea, and of that ungovernable hurricane. When we first discovered her, her bows alone were to be seen, as she rose slowly from the dim and horrible gulf beyond her. For a moment of intense terror she paused upon that giddy pinnacle, as if in contemplation of her own sublimity, then trembled and tottered and—came down.

Poe's shift of tense in the same story indicates a compression of “space, time, and information,” that, anticipating “the technique of a cinematic montage,” increases the story's pace, “propelling readers toward its climax” (Hayes, 43).

Through description, Poe suggests similarities, both superficial and significant, between his characters. As Hayes notes, “Making narrator and captain the same height (5'8”), Poe draws the reader's attention to a deeper resemblance between the two men. Both are men of science,” or, rather scientism, “relying too heavily on science to explain everything.” (46).

Even cliches are used for effect in Poe's story, characterizing his characters: “The 'eagerness of hope' and 'the apathy of despair' are cliched proverbial phrases. The narrator's growing reliance on stock phrases suggests he is lost for words as he approaches the unknown” (Hayes, 48).

Poe uses the dialogue that a particular character uses, including his or her choice of words, as a way to suggest subtle motivations for their behavior. In “Ligeia,” the narrator's “mellifluous word pairs—a”thrilling and enthralling,” “steadily and stealthily,” “unnoticed and unknown”—reveal a narrator deliberately shaping personal experience into ornate literary prose,” Dorothea E. von Mucke contends (Hayes, 66).

Poe also enriches the possible implications and meanings of his tales with frequent allusions, mostly to the Bible, to classical mythology, to history, and to literature, but he also refers to folklore, legends, and occult systems of belief. These allusions make his stories seem predicated upon ancient knowledge or traditions, associate them with existing worldviews or metaphysical themes, and suggest his own work is, at times, commentaries or innovative adaptations or extensions of these previous materials.

In summary, Poe uses a number of techniques, the chief among which is description, to accomplish a variety of narrative effects. These techniques include those which anticipate cinematic techniques yet to be developed, dates deliberately left incomplete, descriptive characterization (i. e., characterization via description), juxtapositions of contrasts, deliberate shifts of tense, descriptive motivation (i. e., implication of motive via description), the deliberate use of cliches to characterize characters, and various allusions.

Note: Poe's use of additional techniques of terror may be considered in a future post or two.

Page and Stage

Writers who want to incorporate cinematic techniques into their fiction need, first, to translate the latter into their literary equivalents. I use the word “equivalents” loosely, of course, as there is not precise equivalence between the techniques of the soundstage and the page.

So, what are these “equivalents”?

The camera = description. Everything the camera “sees” can be communicated, in writing, only by way of description. The camera has the advantage of showing everything at once, if it chooses, or of focusing exclusively, and in minute detail, on only one person or object, close up, leaving it to the viewer to perceive that which is displayed and to sort for him- or herself those people (actors) or objects included in the scene upon whom or which he or she chooses to concentrate attention. Of course, through a variety of other techniques—camera angle, intensity, contrast, special effects, and so forth—the director, the cinematographer, and others involved in shooting the scene—can direct the viewer's attention and direct the audience's focus, but, ultimately, it is up to those who watch the movie to see what they will. novelists have a different advantage. Unlike filmmakers, they can appeal to the senses of touch, smell, and taste, as well s to the two senses available for moviemakers' exploitation—sight and hearing. Literary authors can also take their readers inside the minds of their characters, describing their thoughts and feelings about the sights, sounds, tactile sensations, tastes, and sounds they experience during a scene. (A word of caution: novelists should be careful not to overuse description. Unless a picture, or word-picture, is central to a scene or some other narrative element, such as theme, it should be spare, rather than florid. Because filming a movie is enormously expensive, screenwriters have learned to make every image and word count, and most directors plan every second of the filming of each scene. Economy is the filmmaker's watchword, as it should be that of the novelist. As Mark Twain advised, writers should be careful to “eschew surplusage.”)

The camera = point of view. In film, the movie is shown from the camera's point of view, whether the perspective is that of an omniscient, a first-person, or a limited third-person “narrator.” In literary fiction, the point of view can be more complex and experimental and can more easily involve the shifting or alternating perspectives of two or more characters.

Actor = character. It's only partly true that the actor = the literary character, because the screenwriter also creates the movie character. The writer puts the words into the characters' mouths, and, through such dialogue, the character's personality becomes apparent, as does his or her attitude, emotions, values, principles, beliefs, and so forth. By interpreting and projecting these words on the page, actors bring these qualities to life on the screen, making these intangibles tangible.

Audio bridge = transition. In cinema, there are more techniques to indicate a transition from one time to another or from one place to another than there in literary fiction. In the latter, space breaks on thee page or a phrase, or a sentence is all a writer can use to indicate such a shift in time or place. Filmmakers, on the other hand, can use an audio bridge, defined, in Filmsite's “Film Terms Glossary,” as “an outgoing sound (either dialogue or sound effects) in one scene that continues over into a new image or shot [that] connects the two shots or scenes.” As an example of an audio bridge, the Filmsite's article cites Apocalypse Now's use of “the sound of helicopter blades are linked to the next scene of the spinning blades of an overhead fan.” Films also use a number of visual transitions to indicate a change in scene, including the “cut, fade, dissolve, and wipe” (“Film terms Glossary”).

Cut – transition. A cut is “an abrupt or sudden change or jump in camera angle, location, placement, or time, from one shot to another” and may be accomplished in numerous ways.

Fade = transition. A fade can also be accomplished in a number of ways:

[A fade is] a transitional device consisting of a gradual change in the intensity of an image or sound, such as from a normally-lit scene to darkness (fade out, fade-to-black) or vice versa, from complete black to full exposure (fade in), or from silence to sound or vice versa; a 'fade in' is often at the beginning of a sequence, and a 'fade out' at the end of a sequence; a cross-fade means fading out from one scene and into another (often with a slight dissolve or interruption) (“Film Terms Glossary).

Dissolve = transition. A dissolve is “the visible image of one shot or scene is gradually replaced, superimposed or blended (by an overlapping fade out or fade in and dissolve) with the image from another shot or scene.” For example, in Metropolis, this technique “dissolves that transform the face of the heroine Maria into the face of an evil robot.” (“Film Terms Glossary”).

Wipe = transition. A wipe occurs when “one shot appears to be "pushed off" or "wiped off" the screen by another shot replacing it and moving across the existing image.”

There are other film techniques that correspond, roughly, with literary techniques, which is not surprising, since filmmakers, limited to sight and sound, have had to devise ways, using these two methods of storytelling to communicate what novelists accomplish through linguistic means. Now that the stage has largely replaced the page as the storytelling medium of choice for the general public, at least, novelists, in telling their tales, might want to adopt, as far as possible, some of the techniques their cinematographic friends have developed. That mean, first of all, thinking in terms of showing, rather than telling. Thinking as a screenwriter, rather than as a novelist, should facilitate this objective. Again, there is no precise match between the techniques of filmmaking and those of writing novels, but these media's approaches to storytelling are close enough to allow an approximation on the part of the novelist. For example, a novelist cannot use an audio bridge (unless, perhaps, in an audiobook). However, he or she can simulate the use of this technique. Here's an example, using the audio bridge in Apocalypse Now (mentioned above):

The helicopter's whirling rotors were louder and much faster than the leisurely turning blades of the softly humming ceiling fan.

By using sights and sound to appeal the senses of vision and hearing, this transitional sentence imitates an audio bridge, indicating a shift in time and place, as the story's scene changes.

Similar approaches can be taken to suggest many of the other cinematographic techniques motion picture crews use to tell—or show—their stories.

Novelists who want to emulate screenwriters should familiarize themselves with the terms associated with moviemaking and adapt them to the process of writing novels to develop their own set of similar approaches to storytelling. Filmsite's “Film Terms Glossary” is a good resource for this purpose. Novelists who seek cinematographers' techniques for characterization, plot development, story structure, narration, setting, and theme and then, with these (and some actual examples from films) in mind, devise their own similar approaches, are likely to write “cinematographic” novels, which show more than tell. General audiences everywhere will thank them.

Note: Read “The Exorcist: A Marriage of Spirit and Matter in the Style of William Peter Blatty,” my post about William Peter Blatty's use of in his novel The Exorcist for a sense of how a novelist (who was also a screenwriter) uses cinematographic techniques to write a compelling “cinematographic” novel. Novelists can also learn to write this hybrid type of story by reading novels by other screenwriters. Stephen J. Cannel's book, TheProstitutes' Ball, is not only a novel, but, in a sense, a how-to book about writing screenplays and novels!

Ambrose Bierce: A New Hope for Horror Fiction?

Copyright 2018 by Gary L. Pullman

Like other literary genres, horror becomes, sooner or later, more lulling than chilling. The same formulas, repeated over and over, become tiresome. The originality of horror stories become mere banality, and where there was once a race of the blood through arteries, veins, and brain, there is now only but the yawn and the nod. Every so often, a genre needs to reinvent itself—or be reinvented—and horror is no exception.

Unfortunately, it is a rare talent, indeed, that can reshape, or even redirect, an entire genre of fiction. In horror, there are many would-be masters but few Hawthornes, Poes, Lovecrafts, and (at least, for a time) Kings.

What usually happens in such times is a falling away of the aficionados. Only the young, the inexperienced, and the desperate cling to a dying literary form. Others either stop reading fiction altogether or seek their pleasures in other genres or in more serious literature of a quality that stands the test of time.

Horror fiction has been moribund for some time, critics contend. The death vigil has been long and grievous. Now, perhaps, the cadaver stinks so badly that the truth cannot be any longer denied. Horror fiction, clearly, is dead.

At least, horror fiction as it has been known since its last revival, in the latter half of the twentieth century, which witnessed Robert Bloch's Psycho, Stephen King's Carrie, and William Peter Blatty's The Exorcist, among others.

Now, though, the chills—and, indeed, the thrills—are gone again, and, like the narrator of William Butler Yeats' “The Second Coming,” we await the coming of some new “rough beast,” yet to be born.

For a while, it seemed the marriage of horror and science fiction might save both genres. There was hope, after all, such films as Alien, Jurassic Park, and the remakes of The Invasion of the Body Snatchers, The Thing, and The Fly suggested.

Of course, the wedding of such an unlikely couple was really nothing new. Such authors as Jules Verne, H. G. Wells, Nathaniel Hawthorne, Edgar Allan Poe, H. P. Lovecraft, and even Stephen King had married fear and wonder before. But, for a while, anyway it seemed new, as resurgences often do.

Alas, those days, too, are gone.

We get merely more of the same, with writers revisiting old themes, characters we have met before, and places we have been in times long past. Thus, we get Dan Simmons' A Winter Haunting, the sequel to Summer of Night, Stephen King's Doctor Sleep, a sequel to The Shining, and Dean Koontz's endless series of self-parody, the Odd Thomas spectacle. Been there, done that.

After a long night, the faint illumination of first light seems to appear upon the far horizon. There seems to be the dimmest hope that a trickle, if not as tide, of resurgence may again moisten, if not inundate, the infertile shores of the wasteland that horror fiction has become. When the genre seems not almost dead but a goner for sure, there may be some last vestige of hope, and, if there is, we have another great writer of horror to thank for it, none other, ladies and gentlemen, than Ambrose Bierce.

I would explain, but, alas, I am too tired at the moment and will save the explanation for another time.

Perhaps. . . .

. . . if the interest doesn't flag. . . .

William Peter Blatty: Opening and Closing Sentences

Copyright 2011 by Gary L. Pullman

The Exorcist is destined to become a classic of horror fiction. Its theme--the love of God surpasses both the problem of evil and human knowledge, depending upon trust in God, or faith--and the execution of this theme in and through William Peter Blatty’s narrative make the novel a book not for its day only but for all time. Like most other books whose importance transcends its own time, The Exorcist also happens to be adroitly written, as just the opening and closing lines of each of its major divisions indicate; Blatty knows how to create, maintain, and heighten suspense, both by the use of situations, foreshadowing, and cliffhangers.

The structure of Blatty’s novel also suggests how he saw the configuration or makeup of the corrodible event--itself comprised of other horrible incidents--of which his book is ostensibly a record or account. As such, it is instructive for those who want to ensure that the structures of their own novels enhance the effect of the horrors their books narrate.

Prologue: Northern Iraq

The blaze of sun wrung pops of sweat from the old man’s brow, yet he cupped his hands around the glass of hot sweet tea as if to warm them.

He hastened toward Mosul and his train, his heart encased in the icy conviction that soon he would face an ancient enemy.

I: The Beginning

One

Like the brief doomed flare of exploding suns that registers dimly on blind men’s eyes, the beginning of the horror passed almost unnoticed; in the shriek of what followed, in fact, was forgotten and perhaps not connected to the horror at all.

What looked like morning was the beginning of endless night.

Two

He stood at the edge of the lonely subway platform, listening for the rumble of a train that would still the ache that was always with him.

He rushed for the seven-ten train back to Washington, carrying pain in a black valise.

Three

Early on the morning of April 11, Chris made a telephone call to her doctor in Los Angeles and asked him for a referral to a local psychiatrist for Regan.

There were no disturbances. That night.

Four

She greeted her guests in a lime-green hostess costume with long, belled sleeves and pants.

The mattress of the bed was quivering violently back and forth.

II: The Edge

One

They brought her to an ending in a crowded cemetery where the gravestones cried for breath.

His orders were to “rest.”

Two

Regan lay on her back on Klein’s examination table, arms and legs bowed outwards.

No one noticed.

Three

The consulting neurologist pinned up the X-rays again and searched for indentations which would look as if the skull had been pounded like copper with a tiny hammer.

Wherever Sharon moved, Regan would follow.

Four

Friday, April 29. While Chris waited in the hall outside the bedroom, Dr. Klein and a noted neuropsychiatrist were examining Regan.

Burke Denning’s head was turned completely around, facing backward.

Five

Cupped in the warm, green hollow of the campus, Damien Karras jogged alone around an oval, loamy track in khaki shorts and a cotton T-shirt drenched with the cling of healing sweat.

She screamed until she fainted.

III: The Abyss

One

She was standing on the Key Bridge walkway, arms on the parapet, fidgeting, waiting, while homeward traffic stuttered thickly behind her, while drivers with everyday cares honked horns and bumpers nudged bumpers with scraping indifference.

“Perhaps we could now have a talk. . . .”

Two

Karras threaded tape to an empty reel in the office of the rotund, silver-haired director of the Institute of Languages and Linguistics.

He continued his farewells.

IV. “And Let My Cry Come Unto Thee. . . ”

One

In the breathing dark of his quiet office, Kindemann brooded above his desk.

The river flowed quiet again, reaching for a gentler shore.

Epilogue

Late June sunlight streamed through the window of Chris’s bedroom.

In forgetting, they were trying to remember.

William Peter Blatty’s "Dimiter": The Creator and His Creation, or the Mind Beyond Nature

Copyright 2011 by Gary L. Pullman

The flyleaf to William Peter Blatty’s novel Dimiter (2010) gives a succinct and intriguing synopsis of the narrative’s basic plot:

Dimiter opens in the world’s most oppressive and isolated totalitarian state: Albania in the 1970s. A prisoner suspected of being an enemy agent is held by state security. An unsettling presence, he maintains an eerie silence though subjected to almost unimaginable torture. He escapes--and on the way to freedom, completes a mysterious mission. The prisoner is [Paul] Dimiter, the American “agent from Hell.”

The scene shifts to Jerusalem, focusing on Hadassah Hospital and a cast of engaging, colorful characters: the brooding Christian Arab police detective, Peter Meral; Dr. Moses Mayo, a troubled but humorous neurologist; Samia, an attractive, sharp-tongued nurse; and assorted American and Israeli functionaries and hospital staff. All become enmeshed in a series of baffling, inexplicable deaths, until events explode in a surprising climax.

The flyleaf also suggests Blatty’s purpose, the novel’s theme being associated with “the sacred search for faith and the truth of the human condition.” Published by Tom Doherty Associates, a Christian house, the book is unlike others of its genre (Christian suspense thrillers) in that it not only contains some profanities, but it also examines faith itself in both a reverential and a skeptical, sometimes ironic, manner.

Blatty, of course, is also the author of The Exorcist, a novel that still excites interest among members of the clergy, philosophers, and theologians and lay readers alike, the latter of whom are perhaps more intrigued by a good, suspenseful, even horrific, story than they are by the finer points of faith and thought.

The author’s theme is reinforced by what, at first, seems but a curious habit: his inclusion of phrases that describe spiritual or psychological qualities within passages which, otherwise objective, are devoted to depicting terrain, flora, and other details of a material environment. Indeed, these subjective notations, so to speak, draw attention to themselves because of their very incongruity as subjective phrases amid objective descriptions.

One such description appears early in the novel, when Blatty is depicting a character’s hunt for a fugitive; I indicate the subjective phrases in bold font, which is not used in Blatty’s novel:

One of the dogs, a ferocious mastiff of enormous muscle and bulk, had been loosed toward a crackling sound in a wood and was later discovered lying still among gold and orange leaves on the forest floor in autumnal light as if fallen asleep and turned away from all yearning. Its neck had been broken. The leader of the force, a young smith named Rako Bey, felt a shadow pass over him at the sight, for he could not grasp the power of a human capable of killing the dog in this way. His breath a white fire on the darkening air, he scanned the wood with narrowed eyes, sifting hawthorn and hazel in search of his fate and seeing nothing but the cloud that is before men’s eyes. The sun was descending. The forest was haunted. Bare branches were icy threats, evil thoughts (14).

Many other passages of the novel also mix subjective descriptions of characters’ psychological or spiritual nature with objective depictions of material existence; the effect, which is surely intentional, is to suggest that, unseen within the materialistic world of nature, the spirit of God, as Creator, is discernable as the vital essence that infuses the world and gives it no only its material existence but also its sacred purpose and its spiritual and supernatural significance. Again, I indicate the subjective phrases in bold font, which is not used in Blatty’s novel:

Vlora’s eyes flicked up. An eerie whipping wind had arisen behind him, softly moaning and thumping at the windowpanes. Uneasy, feeling watched, the Interrogator swiveled his chair around and looked through the windows to the flickering north where thick black clouds were scudding toward the city from the mountains like the angry belief of fanatical hordes, and in a moment they would darken the Square below and its anonymous granite government buildings, the broad streets drearily leading nowhere, and the rain-slick statue of Lenin commanding the empty storefront windows crammed with the ghosts of a million longings, dust, and the dim recollection of hope (46).

The corporal. . . . looked through a window at the rough stone cobbles outside the post where a gust-driven rain spattered back and forth in hesitant, indecisive sweeps like a wispy gray soul just arrived on the empty streets of some afterworld, lost and forlorn (118).

The presence of such subjective phrases among objective descriptions suggests the presence, in nature, of spirit, a theme that the novel expresses subtly, by both this technique of including the subjective, or spiritual, with the objective and material and Blatty’s allusions, through the testimony of peasants to authorities concerning various crimes or other events and the meditations, sermons, and thoughts of religious clerics (some genuine, others counterfeit). For example, in an interview with “Rako Bey, leader of the volunteer force to Quelleza, taken 10 October,” the atheistic inquisitor is offended by his respondent’s reference to “fate” and commands Bey to maintain “propriety”:

Q. And what led you to the house in the first place?
A. Nothing, sir. Grodd was related to the blind man who lived there, but then he is related to most of the village. Nothing led us there, Colonel. It was fate.
Q. Maintain propriety.
A. Sorry sir.
Q. Our fate is in our hands (18).

Later, the interrogator is equally offended by Ligeni Shirqi, during a deposition that is taken “at Quelleza” on “12 October” and, again, orders the respondent to “maintain the proprieties”:

Q. Your door was unlocked?
A. Yes, it was. I heard the knocking and I called out, “Come in, you are welcome.”
Q. You didn’t think it dangerous?
A. Danger is irrelevant. Things are different here. It’s not like below. Had he killed my own children, I had to make him welcome. “I live in the house,” goes the saying, “but the house belongs to the guest and to God.”
Q. There is no God.
A. No, not in the city, perhaps, Colonel Vlora, but right now we are in the mountains and our general impression here is that he exists.
Q. Do maintain the proprieties, Uncle.
A. Does that help?
Q. Only facing reality helps (24).

One might argue, without too much of a stretch, perhaps, that the mountains represent heaven, or faith in God, and that the city “below” represents hell, or unbelief. However, if Shirqi’s references to God are expressions of faith, they would seem to indicate that his faith is empty and mechanical, rather than authentic and zealous, for her tells his interrogator that such references are but “formulas of grace that we observe” (25).

Throughout the novel, Blatty juxtaposes evidence for faith with listeners’ (and speakers’) reactions to such evidence; usually, the reactions are skeptical or hostile, and behavior that seems truly to be inspired by genuine faith, such as Dimiter’s stoic resistance to his torture and the miracles that take place in Jerusalem and elsewhere, terrify, rather than edify, their witnesses. If God does exist, the characters of Dimiter seem to believe, he must be a Judge to be feared, rather than a loving Father to be adored.

However, officially, it is the contention of Colonel Vlora and his fellow atheistic authorities that “there is no God” and that human conduct is autonomous. It is perhaps because of their atheistic humanism that genuine religious faith, as seen in the stoic acceptance of his suffering on Dimiter’s part, terrify Vlora, causing him to insist that others “maintain the proprieties” of unbelief.

The miracles that occur in the instantaneous healings of several of the patients at Jerusalem’s Hadassah Hospital also mystify and unsettle the skeptical Jew, Dr. Moses Mayo. The neurologist questions Samia, a nurse, concerning her claim to have witnessed a patient, Mrs. Lakhme, “recently crippled by a fractured hip,” walking--and looking far younger than her advanced age--but he is unable, even in the face of such testimony, to believe that such a miracle implies the existence of God:

Mayo’s gaze fixed dubiously on the crimson Star of David stitched onto her oversized starched white cap. His quest for unwavering faith in her accounts had been less than heroically advanced by the fact that he knew her to be a neurotic as well as a courageously innovative tester of the outermost limits of paranoia (83).

Ironically, the novel’s theme (the presence of God, the Creator, is implied by his creation) is perhaps best expressed by a Muslim cleric who, hoping to secure intelligence from Dimiter, poses as a Christian priest who, himself a prisoner, shares Dimiter’s cell and, ostensibly, his own alleged faith in God, preaching a sermon of sorts based upon the teleological argument:

“Before the Big Bang,” he started preaching to the cell, “the entire universe was a point of zero size and infinite weight. Then the point exploded, creating space and, with it, time and its twin, disorder. And yet for our cosmos to come into existence the force of that primordial outward explosion needed to match the force of gravity with the accuracy you would need for a bullet to hit a one-inch target on the opposite side of the observable universe thirteen billion light-years away” (49).

Although it would seem that the counterfeit priest’s argument from design should be convincing enough to unbiased minds, it is, ironically enough, received with the same lack of enthusiasm as is evidenced by Colonel Vlora or, for that matter, Dr. Mayo: “A fist lashed out from the darkness, striking the priest on his cheekbone with the crunching sound of gristle and flesh. ‘I told you I wanted to sleep!’ snarled an angry, deep male voice” (49).

It is not Blatty’s mere use of personifications to indicate the presence of a Mind beyond nature and of a Creator transcendent to his creation that startles the reader, but the way that the author’s subjective descriptions appear in these passages of his novel, as if they are natural, normal, and expected parts of an otherwise objective depiction of a materialistic universe. One might expect such descriptions in the pantheistic or polytheistic writings of ancient storytellers, but they are more than surprising in the pages of a modern novelist’s novel; they are startling and astonishing, testifying of the omniscient narrator’s own apparent faith. For him, as, perhaps, for Blatty himself, there seems to be little doubt, despite all his characters’ doubts, that “the search for faith and the truths of the human condition” with which the novel is concerned will end triumphantly.

The Protagonist as Leader

Copyright 2010 by Gary L. Pullman

From the earliest days, since the time that the theory of the four humours was popular among ancient shrinks, the concept of personality types has been popular with psychiatrists and psychologists, and, indeed, the idea that human beings can be pigeonholed as this, that, or the other type of personality remains attractive to some social scientists even today.

One such personality type, they contend, is the leader, who is said to demonstrate specific character traits, or qualities, among which are intelligence, the ability to adjust, extraversion, conscientiousness, openness to experience, and general self-efficacy (“Leadership,” Wikipedia). Others identify various other traits, among which, according to “Leadership Theories and Summary”), the “central” ones are intelligence, self-confidence, determination, integrity, and sociability. The matter is much more complex, of course (what isn’t?), but this is the gist of it, as leadership theory relates to personality traits.

The protagonist of a horror story, short or long, is typically a leader and, therefore, he or she will, according to psychology, demonstrate the qualities just mentioned. Let’s consider a few examples of horror fiction protagonists. Do they fill the bill?

David Carver is the protagonist of Stephen King’s Desperation. He’s not one’s typical protagonist; he’s chosen by God Himself to lead the ragtag band of survivors and near-survivors against the demon Tak. To me, he seems intelligent, but not overly so. He is certainly able to adjust to changing situations and shifting responsibilities. He doesn’t appear all that extroverted, but, then, on the other hand, he doesn’t seem all that introverted, either. He is definitely conscientious. Open to experience? Nothing suggests that he isn’t, but he doesn’t seem to seek out new experiences, either. Does he demonstrate self-efficacy? Yes and no: he is willing to obey God, but he doesn’t act of his own accord. He does what he is told to do, and he is willing to allow others to take the lead on occasion. His self-confidence ebbs and flows (as whose wouldn’t who is called to face a demon?). He is definitely a determined soul, and he has integrity to spare.

How does Father Damien Karras, of William Peter Blatty’s The Exorcist, stand up as a leader? Since he is a priest, the reader must assume that he, too, is called by God, for Catholics believe that one is called to the priesthood: he does not choose, but is chosen. Intelligent? Yes, but not more than average, perhaps. Able to adjust to changing situations and expectations? Pretty much. Extroverted? No. Open to experience? Hard to say. Does he demonstrate self-efficacy? He depends more on his mentor, Father Lankester Merrin, and upon God than he does upon himself, although he does take it upon himself to jump out of Regan MacNeil’s bedroom window, sacrificing his life for hers, at the end of the story, so, to that extent, perhaps he demonstrates some self-efficacy. He appears to have little self-confidence, although he shows determination and integrity, despite his crisis of faith.

Like David Carver, Father Karras seems to have some of the traits that psychologists claim a leader must have, but not others. Nevertheless, God has apparently selected him as a leader.

What about Moses, who, at an advanced age, was called by God to lead the ancient Hebrews out of bondage to the Egyptians? Moses does not seem especially intelligent, although he is certainly not stupid. He sometimes has trouble adapting to change. He may be extroverted (or not). He is usually not open to experience: he does not want to be a leader, and he is angry at his people when they began to worship the golden calf instead of Jehovah. He has little self-efficacy, distrusting even his speaking ability and his other abilities in general because of his advanced age. He does appear, at times, to have a fair degree of self-confidence, as might be expected of a high member of pharaoh’s court. He is definitely determined, refusing to take pharaoh’s “no” for an answer, and he is willing to wander about in the desert for forty years, seeking the Promised Land. He is certainly a man of integrity.

Once again, as in the cases of David Carver and Father Karras, Moses appears to possess some, but not other, leadership qualities, but, even so, he accomplishes his mission, where others would be likely to fail.

Let’s conclude our musings upon the psychological theories of leadership qualities with a consideration of Satan, who some scholars contend is the true hero of John Milton’s Paradise Lost. He seems to possess all the qualities of leadership but integrity (the religious would probably add, as a necessary leadership trait, faith in God, so I likewise include it in my consideration); obviously, Satan lacks this quality as well.

Psychiatrists and psychologists who enjoy playing the personality traits game might argue that one need not possess all of the qualities of leadership to be a leader or, perhaps, that one is a more or less effective leader, depending upon the number of leadership qualities that he or she does possess. Such thinkers usually argue from a secular, rather than a religious, perspective, of course, which is a point of view that does not consider theological alternatives.

The Bible’s stories of heroism tend to suggest that God expects faith, or imputed “righteousness,” and integrity, which may be defined, in this context, as the willingness to obey divine commands, more than He demands any other qualities, being more than able Himself to supply whatever those whom He chooses to lead may lack. Indeed, traditionally, He has chosen the weaker, or even the weakest, vessel as his instrument, pouring His Holy Spirit into them so that, in His name and for His sake, they can work miracles, perhaps to demonstrate that it is He, and not those whom He calls, who actually gets the job done.

If a story features a secular protagonist, he or she should be expected to rely upon him- or herself, and, it may be argued, may be more likely to achieve his or her goals if he or she has more, rather than fewer, of the leadership skills that trait theorists have identified, whereas, if a story features a religious protagonist, he or she may well succeed in spite of not having many of these traits, since it is God, presumably, who is acting within and through such a vessel or instrument.