Showing posts with label 1408. Show all posts
Showing posts with label 1408. Show all posts

Wednesday, May 11, 2022

Hop-Frog: A Story of Reversals

copyright 2008 by Gary L. Pullman
 

As a rule of thumb, a writer introduces his or her story’s protagonist before the antagonist makes an appearance. One reason for doing so is that people respond most strongly to the person they meet first, especially if the individual seems to be a decent sort of a soul, as protagonists, even self-conflicted ones, usually are, just as readers tend to most remember whatever they read first. After all, since the narrative is the story of the main character, it makes sense to introduce the protagonist first, before any other character takes the stage (or the page). Another reason for introducing the main character first is to establish clarity. Introducing the protagonist first makes it clear to the reader, from the outset, whose story is being read or told. 

Occasionally, however, this rule is violated, as is the case in “Hop-Frog,” Edgar Allan Poe’s short story of humiliation and revenge. Poe starts his tale by introducing its antagonist, or villain, a nameless, sadistic king who delights in abusing his fool, Hop-Frog.

An example of the monarch’s cruelty is the jester’s nickname. In an apparent attempt to curry favor with their liege, the king's “seven ministers,” aware of the ruler's delight in unkindness, named the jester “Hop-Frog” to make fun of his peculiar style of locomotion: “In fact, Hop-Frog could only get along by a sort of interjectional gait--something between a leap and a wriggle--a movement that afforded illimitable amusement, and of course consolation, to the king.”

Such a problem would elicit pity and sympathy from a nobler person, but the king is obviously well pleased with the wittiness of his ministers’ naming the fool’s for the effect of his unfortunate disability. The king also enjoys tormenting Hop-Frog directly. The dwarf and a fellow citizen, Tripetta, also a dwarf, were abducted from their homeland and given, as if they were but things, rather than people, “as presents to the king, by one of his ever-victorious generals.”

Aware that Hop-Frog misses the friends whom he was forced to leave behind and aware, furthermore, that the fool is unable to drink wine without suffering from near madness as a result, the king directs his jester to drink to in the honor of his “absent friends.”

When the wine and the thought of his “absent friends” has the effect upon Hop-Frog that the king has anticipated, the king thinks the jester’s grief and miserable state of intoxication amusing: “It happened to be the poor dwarf's birthday, and the command to drink to his 'absent friends' forced the tears to his eyes. Many large, bitter drops fell into the goblet as he took it, humbly, from the hand of the tyrant.”

The king responds with cruel laughter: "'Ah! ha! ha! ha!' roared the latter, as the dwarf reluctantly drained the beaker. 'See what a glass of good wine can do! Why, your eyes are shining already!'"

The king’s malice is also seen in his abusive treatment of Tripetta. When she intercedes with the king on the behalf of Hop-Frog, upon whom the monarch seeks to force still more wine, the king “pushed her violently from him, and threw the contents of the brimming goblet in her face.”

The vulgarity of the king and his sycophantic courtiers, vis-à-vis the grace Hop-Frog and Tripetta, is a second reversal in the story. Not only has Poe introduced the villainous king before he’s introduced the heroic fool, but he has also traded the stereotypical natures of these two characters, making the noble king vulgar and the low fool courteous.

These reversals effect much of the story’s irony. Customarily, a reader would suppose the king, rather than a jester, to be the refined and cultured sophisticate. In fact, the comedy of the fool is often ribald and crude, involving the same sort of humiliating practical jokes, at times, as those that the king performs.

The king’s humiliation of Tripetta is the story’s inciting moment, for it is this act of outrage upon her that inspires Hop-Frog’s plan for revenge, as, ironically, he tells the intended victim: “just after your majesty had struck the girl and thrown the wine in her face--just after your majesty had done this...there came into my mind a capital diversion .” Thus, the king, in a sense, is undone by his own sadistic nature, for it is one of his acts of mindless cruelty that inspires Hop-Frog’s scheme to kill him in a fashion that is at once both spectacular and horrible.

Traditionally, regardless of the king’s character or the morality of his deeds, if he orders the execution of one of his subjects, for any (or no) reason, the subject would be killed, no questions asked. In “Hop-Frog,” however, it is the fool who, in another reversal, becomes the executioner of both the king himself and his toadying courtiers. What’s more, Hop-Frog accomplishes his vengeance of Tripetta’s honor with impunity, thereby further humiliating the monarch and his noble friends, since he escapes punishment for having, in essence, assassinated his own and Tripetta’s tormentors. Each of these reversals heightens the story’s irony.

Hop-Frog’s revenge is extremely violent and horrible. Had Poe not prepared the reader to accept this act as just, albeit appalling, the reader’s sympathy for the crippled dwarf and his beloved Tripetta would likely not withstand the gruesome deaths that he causes the king and his courtiers to suffer. Instead, the immolation of the nobles would have been regarded, in all likelihood, as being too extreme and it would suggest that it is Hop-Frog who is the true monster, rather than his adversary, the king’s own cruelty notwithstanding.

The reader accepts the justice of Hop-Frog’s execution of his tormentors for several reasons. First, the odds are against Hop-Frog. He is a mere court jester. His adversary is a monarch who enjoys absolute power. Readers support an underdog. 

Second, the king is cruel. He is, in other words, a sadist. Many times, he has abused Hop-Frog simply for his own amusement and, perhaps, to show off in front of his courtiers. He is not above insulting even someone as beautiful, kind, and harmless as Tripetta, although he must know that doing so will both hurt her and offend Hop-Frog. He has no regard for their feelings.

Third, Hop-Frog outsmarts the powerful king, and readers favor one who, through the use of nothing more than his or her wits, can outsmart another, especially if the other occupies a position of far greater social status, authority, and power. If one such ordinary person can accomplish such a feat, perhaps others--the reader included--can do likewise. Certainly, many will have harbored fantasies of doing just such a thing.

Fourth, Hop-Frog, like Tripetta, is a dwarf. He is literally smaller than the king, and, figuratively, he is a common person, one of the little guys, so to speak. Hop-Frog is physically weaker, too, than his larger tormentors. Nevertheless, he uses his brain to overcome their brawn, a feat that always gains admiration and respect among those in similar circumstances.

Fifth, Hop-Frog is crippled. His severe handicap, the object of the king’s scorn and ridicule, make him ill-matched to take on the king. Nevertheless, the intrepid dwarf does so--and wins.

Sixth, Hop-Frog is shown to be a sensitive and caring person. He loves Tripetta, and, when she is insulted, he is also hurt, and he vows revenge, even at the risk of his life.

Perhaps the reader would not overlook Hop-Frog’s murder of the king and his courtiers in a such a horrible manner if only one of these conditions or characteristics mitigated against the horror of the deed, but there are at least six extenuating facts, as enumerated herein. Together, they seem to be warrant enough for the reader to ignore the stupendous horror of the dwarf’s immolation of his live victims.

Other horror stories often include a reversal, usually in the form of the surprise, O. Henry-type ending. A good example is “The Monkey’s Paw” by W. W. Jacobs and “The Red Room” by H. G. Wells, both of which have been posted in Chillers and Thrillers. In these stories, the plot suggests a certain type of ending as likely, or even as seemingly inevitable, but then surprises the reader with the substitution of a different ending but one that is, nevertheless, logical and satisfying.

For example, in Wells’ story (which, incidentally, is a clear precursor to Stephen King’s story, “1048”), a skeptic stays overnight in an allegedly haunted room. Despite his doubt as to the reality of the supernatural, he experiences increasingly frightening incidents until, bursting from the room, he strikes the door frame. He turns, confused, and reels into various furniture until he knocks himself unconscious.

The reader is led to assume that the room truly is haunted and, then, Wells offers what, in effect, is a punchline of sorts: the room is haunted by the fear of those who, believing the chamber to be haunted, occupy the place: “Fear that will not have light nor sound, that will not bear with reason, that deafens and darkens and overwhelms.”

The Others, a horror film, also has such a twist: the residents of a haunted house turn out to be the ghosts, just as the apparent ghosts turn out to be the house’s human inhabitants. Such reversals are still marginally effective, if rather overdone, but stories such as “Hop-Frog” are rare in their sophisticated employment of plot reversals, and such stories are correspondingly enriched.

Thursday, January 9, 2020

The Tzvetan Todorov Plot

Copyright 2020 by Gary L. Pullman


In The Fantastic: A Structural Approach to a Literary Genre, Dr. Tzvetan Todorov differentiates between fiction that is fantastic, uncanny, or marvelous.

 
A story is fantastic, he says, if it cannot be resolved as either uncanny or marvelous. For example, at the end of Henry James's novel The Turn of the Screw (1898), it remains unclear whether the ghosts are real or simply products of the governess's hallucinations.


A story is uncanny if its seemingly fantastic incidents can be explained rationally or scientifically. According to this understanding, H. G. Wells's short story “The Red Room” (1894) is uncanny: the ghost that allegedly haunts the castle in which the protagonist has come to spend the night turns out to be the invention of his imagination, an effect of his fear.


A story is marvelous if its incidents cannot be rationally or scientifically explained. Stephen King's short story “1408” (1999) is marvelous, because the ghosts (or demons) that allegedly haunt the hotel room in which the writer spends the night are, in fact, truly supernatural.

Whether intentionally or not, Todorov offers a formula for plotting fantastic, uncanny, or marvelous fiction. It sounds complicated, but it's actually fairly simple. This is how it works:
  1. Develop a single situation that can be understood in either natural and or terms or that can be interpreted by reference to the supernatural or faith.
  2. During the course of the story, indicate that the situation may be supernatural.
  3. Show that the situation actually is supernatural or natural in origin of character or that the situation cannot be resolved in either way.
Fiction provides many models of this approach. Here are a few:


Uncanny:“The Damned Thing” (short story) (1893) by Ambrose Bierce; “The Premature Burial” (short story) by Edgar Allan Poe (1844); A Tough Tussle” (short story) by Ambrose Bierce (1888)


 Marvelous: The Exorcist (novel) (1971) by William Peter Blatty; The Sixth Sense (movie) (1999) directed by M. Night Shyamalan; “Dracula's Guest” (short story) (1914) by Bram Stoker


Fantastic: The Exorcism of Emily Rose (movie) (2005) directed by Scott Derrickson;“The Birds” (short story) (1955) by Daphne du Maurier; Let's Scare Jessica to Death (movie) (1971) directed by John Hancock

By analyzing these stories and others that use the Tzvetan Todorov plot, we can see what specific techniques their writers use to create and sustain the ambiguity that results from the tension between the two opposite interpretations of the stories' incidents, that of the natural and that of the supernatural.

Uncanny: In writing “The Red Room,” Wells withholds the actual (natural) cause of the allegedly supernatural incident (the ghost's haunting of the red room) that the protagonist investigates. By doing so, Wells allows the extinguishing of the candles and the fire in the room's fireplace to seem to be the work of the ghost. His panic causes him to run through the chamber in the dark, seeking escape, which results in his knocking himself unconscious when he collides with a piece of furniture. It is only upon awakening that he realizes that the red room was haunted only by his own fear-fueled imagination.


Marvelous: In The Exorcist, Regan MacNeil's strange behavior causes her mother Chris to seek both medical and psychiatric help for Regan after Chris cannot rationally account for Regan's behavior. Both sciences fail to help Regan, who becomes worse. To help Regan, Chris eventually turns to a priest, Father Damien Karras, despite her own atheism. Through exorcism, at the cost of his own life, Father Karras rids Regan of the demon that possesses her. By postponing the revelation that Regan's apparent demonic possession is, in fact, genuine, Blatty creates and sustains ambiguity as to whether the possession is apparent (the result of a physiological or mental disorder) or real.

Withholding the cause of the seemingly fantastic, as Wells does in “The Red Room,” or showing the failure of both reason and science to account for a seemingly supernatural incident before revealing that the incident actually is fantastic, as Blatty does, introduces the possibility of the fantastic while establishing it as subject to natural or rational interpretation or as genuinely marvelous. 

Other techniques that writers using what is here referred to as the Tzvetan Todorov plot include:
  • Swinging back and forth between the natural or scientific explanation of an incident that only at first appears to be marvelous and never explaining the incident's inexplicable mystery (i. e., implying its truly marvelous character).
  • Explaining, eventually, that the apparently fantastic incident is the result of a trick; it is a hoax, a prank, or a publicity stunt.
  • Explaining, eventually, that the apparently fantastic incident is the enactment of a rite or ritual performed by people who genuinely believe that the act is supernatural.
  • Confusing one state of affairs (e. g., a cataleptic trance) with another state of affairs (e. g., death).

Monday, September 3, 2018

Horror Fiction: The Appeal of the Need to Satisfy Curiosity

Copyright 2018 by Gary L. Pullman


“Human beings,” communications professor Jib Fowles note, “are curious by nature, interested in the world around them, and intrigued by tidbits of knowledge and new developments.” In adverting, such appeals are often satisfied by the information that advertisements deliver. Unless a product is new to the market, the item advertised is usually already familiar to the advertisement's audience. In this case, the information such advertisements convey is likely to be about some “improvement” to the product, an increase in its size, or the addition of a new ingredient.


In horror fiction, the person, place, or thing about which curiosity is excited is apt to be unfamiliar to readers or moviegoers. In horror fiction, the anomalous makes us curious. We want to know about someone, someplace, or something because it is abnormal, aberrant, deviant, atypical, bizarre, singular, strange, or weird. Human cognition and experience is reducible to six categories, each of which relates to a specific question or set of questions: who?, what?, when?, where?, how?, why?, and how much? or how many? (quantity in number or volume). 

Each of these categories and related questions is further associated with a real-world, or existential, referent: why?, with an agent or an agency; what?, with an action or an object; when?, with time or duration; where?, with location; how?, with method, process, or technique; why?, with cause, motive, purpose, or meaning; how many? with quantity in number; and how much?, with quantity in volume. All six categories relate to cognitive element, identity.

A table neatly summarizes these relationships:

Question
Existential Referent
Cognitive Element
Who?
Agent or agency
Identity
What?
Action or object
Identity
When?
Time or duration
Identity
Where?
Location
Identity
How?
Method, process, or technique
Identity
Why?
Cause, motive, purpose, or meaning
Identity
How many? How much?
Quantity (in number or volume)
Identity


It is with regard to these categories that curiosity is aroused, either by ignorance or by the appearance of the anomalous or the extraordinary (or, most often, by the combination of the two). In other words, in horror fiction (as in life), questions about the identities of agents or agencies, actions or objects, times or duration, locations, methods, processes, techniques, causes, motives, purposes, meanings, and quantities make us curious.

As we discovered in a previous post, the suppression of knowledge about the origin or nature of an entity, a force, or another kind of phenomenon maintains mystery and suspense. It also maintains curiosity, of course. Since we've already covered this ground, let's focus on the other major cause of curiosity, the appearance itself of the anomalous or the extraordinary.


We're familiar with this figure of ancient Greek mythology, although it was doubtlessly astonishing enough to us the first time we made her acquaintance, which brings up a point: all things are extraordinary the first time that we encounter them. Often, they can be made extraordinary again, by transforming them in some way:


Unless we're experts in a particular field of inquiry, many of the phenomena that are familiar to the experts will be new—and, therefore, unfamiliar—to us, as laypersons. I'd never seen this creature before (or so I'd thought), but zoologists have, and when they identified it as a turtle without a shell, I realized I have seen the animal before, just not without its shell. The mystery was solved, but, in the process, the extraordinary became ordinary (sort of).



As Edgar Allan Poe said (and showed, many times in his own work), by combining old forms in new ways, an author creates new visions of reality and suggests fresh perspectives on our lives. In the process, writers (and other artists) also evoke readers' or audiences' curiosity and appeal to their need to satisfy this curiosity.

Plenty of horror stories and movies appeal to reader's or viewers' need to satisfy their curiosity. We'll limit our discussion to just three of them: H. G. Wells's short story “The Red Room,” the film adaptation of Stephen King's short story “1408,” and Alfred Hitchcock's 1960 movie Psycho (1960).


Having absconded with her boss's money instead of depositing it in the bank, Marion Crane is forced by a storm to stop at an out-of-the-way motel. She waits in her car, but no one in the office comes outside to assist her, so she dashes inside, only to find the office empty. Going outside again, she notices a light on in a second-story window of a Victorian house on a hill overlooking the motel. Seeing a woman walk past the window, she returns to her car and honks her horn. A young man hastens from the house, down three flights of stairs, and crosses the parking lot, inviting Marion into the motel's office, where she registers while he makes small talk about the decline in the motel's business after the new highway bypassed the motor lodge.


The sight of the house, large and imposing, that looks down on the motel, emphasizes the Victorian residence as a presence. Overseeing all that takes place within its purview, it sees all, knows all, at least in relation to its manager, Norman Bates. Literally looking down on him, the house also represents the judgment of his mother, the dominant personality he has created within his disordered mind. His every action, thought, and emotion is controlled by Mother, who makes her disdain for Marion and women in general known and soon puts an end to any possibility that Norman will be able to develop a romantic relationship with Marion (not that this seems at all likely).

By showing the audience not just a house, but this house—large, imposing, dark, and located on a hill high above the motel Norman manages—Hitchcock excites his viewers' curiosity. As the movie progresses and the audience learns more about this abode, their curiosity, although partly satisfied, is further aroused, as new mysteries are revealed. Why, for example, is there an outline of a body in the mattress of the bed in Norman's mother's bedroom? What other dark secrets does the house hold?


In dreams, some believe, houses symbolize the human personality. The attic is the intellect, the basement the unconscious. The bedroom represents sexuality; the kitchen, domesticity and nourishment; the dining room, appetites; the living room, personal interests. If one follows adopts such suggestions, applying them to the characters in Hitchcock's film and the incidents that transpire because of their actions, the film may take a new level of psychological complexity, although many would reject such an interpretation as unscientific and speculative. In any case, the house is certainly a symbolic presence that exerts a malevolent influence on the thoughts, emotions, and actions of its residents, Norman, and his “Mother”—and it certainly evokes and sustains the audiences need to satisfy their curiosity.


Stephen King's 1999 short story “1408,” and the 2007 motion picture of the same title based on it, are, in effect, reversals of H. G. Wells's 1894 short story, “The Red Room.” In all three stories, the protagonist (Mike Enslin in King's story and the movie adaptation of it and an unnamed young man in Wells's story) are warned multiple times in the strongest terms not to go through with their intention of investigating the supernatural events that have allegedly occurred in a hotel (King) and a castle (Wells). In each story, the protagonist is skeptical of the existence of supernatural entities. Disregarding the warnings not to investigate, both Enslin and Wells's protagonist stay overnight, putting the reports of supernatural activity to the test.

The multiple, fervent warnings arouse readers' and viewers' curiosity, as does the question of whether the protagonists' respective investigations will prove or disprove the allegations that the places they investigate are haunted.


In King's story and the film adaptation of it, Enslin discovers that a supernatural presence, ghostly or demonic, haunts the hotel room in which he stayed, barely surviving the experience, whereas Wells's protagonist finds that only his own fear, which has caused his imagination to run away with him, haunts the castle chamber in which he'd spent the night.


According to literary critic Tzevetan Todorov, fantastic literature tends to resolve the issue of whether narrative events are supernatural by either affirming or denying this proposition. If science can explain the events, they are no longer fantastic, but uncanny; otherwise, the events are marvelous. Whereas Wells's story suggests that the events his protagonist experienced are uncanny (the are explainable as the results of an imagination overly excited by fear), King's story and the film based on it both suggest that science cannot explain the incidents that Enslin experienced, so they are no longer fantastic, but marvelous. Thus, in this sense, King's story is a reversal of Wells's tale.

One more point needs to be highlighted. Fowles does not say that most advertisements appeal to people's curiosity. He says that they appeal to people's need to satisfy their curiosity, mostly by becoming informed, i. e., by being educated, about an advertised product or a service. The appeal to the need to satisfy curiosity is a means of generating suspense, which will keep readers reading or viewers viewing as they anticipate the moment at which all shall be made known and the mystery of the nature or the origin of the phenomenon the story's characters have encountered is resolved.

Monday, May 31, 2010

Alternate Endings: When One Conclusion Is As Good As Another

Copyright 2010 by Gary L. Pullman

Aristotle condemned the irrelevant, tacked-on endings with which the playwrights of his day sometimes concluded their dramas (Poetics), and, Edgar Allan Poe contended that the end of a story should be implicit in and follow from the narrative’s beginning (“The Philosophy of Composition”), although not in an obvious way. Apparently, some filmmakers disagree, for, recently, alternate endings seem to have become all the rage.

According to the fine folk of Wikipedia (whoever they may be), “alternate ending is a term used (usually in movies) to describe the ending of a story that was planned or debated but ultimately unused in favor of the actual ending. Generally, alternate endings are considered to have no bearing on the canonical narrative” (“Alternate Ending”). (By “canonical,” the anonymous authors presumably mean the film as it was actually released.)

The online encyclopedia article offers a list of twenty eight alternate endings, including those of 1408, Army of Darkness, and I Know What You Did Last Summer.

In 1408, “Mike Enslin dies in the fire he causes. At his burial, his wife is approached by the hotel manager, offering his personal belongings. She refuses [to accept them], and he lets her know that her husband did not die in vain. Back in his vehicle[,] he listens to the tape recorder, and screams in fear as he sees Enslin’s burned[,] deformed body in his back seat for only a moment. The film closes with an apparition of Mike Enslin still in 1408, muttering to himself, and finally exiting the room, hearing his daughters [sic] voice” (“1408 [film]”).

In Army of Darkness, “after Ash drinks the potion that would make him sleep long enough to wake up in his own time, he accidentally drinks too much and wakes up in the future. In the new time[,] it's a post-apocalyptic wasteland of a world and he screams ‘I slept too long!’” (“Army of Darkness”).

In I Know What You Did Last Summer, “Julie receives an invite [sic] to a pool party and read[s] an email that reads ‘I still know” ("I Know What You Did Last Summer [film]").

Those who have seen these films are likely to agree that their actual endings are more satisfying and integral to their stories than these alternate possibilities.

1408 ends with Enslin recovering “in a New York hospital, Lily at his bedside. He swears that he saw Katie, but Lily refuses to believe him. After his recovery[,] Enslin moves back in with Lily, beginning work on a new novel about his stay in 1408. While sorting through a box of items from his night in 1408[,] that [sic] Lily wants to discard, Enslin comes across his Mini Cassette recorder. After some difficulty[,] he manages to get the tape to play; it begins with Enslin's dictation of 1408’s appearance, but cuts in with audio from his interaction with the apparition of his daughter. [In shock,] Lily, who is standing by him[,] listening to the audio, drops a box she was holding. . . . The scene ends with Enslin staring at Lily's face” (Wikipedia, “1408 [film]”).

Army of Darkness concludes “with Ash back at the S-Mart store, telling a co-worker all about his adventure back in time, and how he could have been king. After this, a deadite starts wreaking havoc on the store (it is implied that he again raised the dead by saying the wrong words needed to travel through time), and Ash slays the creature. The film ends with Ash. . . saying, ‘Sure I could have been King, but in my own way, I am a king.’ He then says out loud, while kissing a female customer, ‘Hail to the King, baby!’” (Wikipedia, “Army of Darkness”).

In I Know What You Did Last Summer, Julie “receives a letter resembling the one she had got[ten] from Ben, but it. . . contains [only] a pool party invitation. Julie returns to the bathroom, which has filled with steam. On the shower door, ‘I STILL KNOW’ is written. Ben jumps through the shower door, attacking her” (Wikipedia, “I Know What You Did Last Summer [film]”).

The Wikipedia articles concerning the alternate endings of two of these movies explain why they were dropped and the movies’ existing endings were substituted. The reactions of test audiences at screenings of the movies before their public release did not favor the original (that is, the “alternate”) endings or studio executives ordered that a different ending be filmed:

“Director Mikael Håfström has stated that the ending for 1408 was reshot [sic] because test audiences felt that the original ending was too much of a ‘downer’”, [sic] and “when test audiences didn’t approve of [Sam] Raimi's original ending [to Army of Darkness], he cut the film down to the international cut that now exists on DVD. When it was again rejected by Universal, Raimi was forced to edit it again to the U.S. [sic] theatrical version.” (No explanation as to why the original ending to I Know What You Did Last Summer is provided by the authors of its Wikipedia article.)

In short stories and novels, which are usually produced by a lone author or, occasionally, a pair of collaborators, no advance audience reacts to the narratives’ endings before the stories or novels are published. The emphasis is upon the artwork, not the public’s reaction to it. In other words, the artists determine how and why their work should end the way that it does, and Aristotle and Poe, among others, provide the guidance that most such writers follow in ending their stories: the conclusion must both be logical and organic, as it were, flowing from the narrative’s structure, from the very beginning, and not tacked on for convenience’s sake or, these critics probably would have contended, their audience’s, readers’, or producers’ approval. Whose take is wiser, those of Aristotle and Poe or the Hollywood film industry’s? The filmmakers or their audiences? Or is the very question itself a false dilemma? Could the filmmakers be right in some cases and the test audiences’ reactions be correct in others? It’s impossible to say for certain, but devising several possible alternate endings may be useful as a tool for sustaining situational irony until the very end of a story, although, in the end, a writer should be more concerned with his or her art than with pleasing the reader (or the audience).

Sunday, February 14, 2010

Imagining the End

Copryright 2010 by Gary L. Pullman


This is the end, my friend,
Of all our elaborate plans, the end
Of everything that stands, the end
I’ll never look into your eyes again, the end. . . .

-- The Doors
In “The Philosophy of Composition,” Edgar Allan Poe argues that the end of a story so important that it should be imagined before any of the story is actually written and that all incidents of the plot and other narrative details should drive inexorably toward this predetermined ending (without it being obvious, of course, to the reader).

Hollywood directors apparently believe that the means must justify the ends, too, as it were, and, to this end, more than a few have devised alternate endings to the same story. Wild, wooly Wikipedia, which seems to have an article on virtually everything, although some articles are more reliable than others, and some are fairly unreliable altogether, features an essay concerning these endings, including a list of many of the films that include them.

According to Wikipedia, an alternate ending is one “that was planned or debated but ultimately unused in favor of the actual ending.”

Some of the examples of these endings, courtesy of the same source, are:

1408: . . . Mike Enslin dies in the fire he causes. At his burial, his wife is approached by the hotel manager, offering his personal belongings. She refuses, and he lets her know that her husband did not die in vain. Back in his vehicle he listens to the tape recorder, and screams in fear as he sees Enslin’s burned deformed body in his back seat for only a moment. The film closes with an apparition of Mike Enslin still in 1408, muttering to himself, and finally exiting the room, hearing his daughter's voice. . . .

The Astronaut's Wife: When Spencer is killed, Jillian is not possessed by the alien. Instead, she moves out to the country. Sitting beneath a tree, looking up at the stars, she tunes her radio to the same signals Spencer was receiving while possessed by the alien--her twin babies controlling her movements from inside the womb, listening--and waiting. . . .

The Butterfly Effect: Evan watches a home video of his mother pregnant with him and returns to the memory of himself as a fetus. Convinced that his very existence has ruined the lives of those around him, he strangles himself with his umbilical cord and dies, stillborn. This “Director’s Cut” ending is much darker than the theatrical ending, where he simply stops himself from becoming friends with Kayleigh.

I could go on (and on), but it’s not my purpose, really, to discuss alternate endings per se or to give an exhaustive list of examples of them. My purpose is to discuss such endings as a means of devising plots that are not predictable.

For an alternate ending to serve the purpose I suggest, though, it would have to be more of a departure than the ones exemplified in Wikipedia.

Monday, November 10, 2008

Danger, Will Robinson! Danger!

copyright 2008 by Gary L. Pullman

In the 1960’s, the X-Men trained in the Danger Room. A spacious chamber in their mansion, it was full of hidden traps, launchers, catapults, collapsing floors, and various other mechanical threats. From the control booth, an individual observed the exercise while ensuring the participants’ safety. Improvements replaced some of the mechanical effects with computerized and holographic hazards. Joss Whedon, the creator of Buffy the Vampire Slayer, Angel, Firefly, and Dollhouse, also writes for Marvel Comics on occasion, and, during a stint for The Amazing X-Men, he made the danger room self-conscious. Unfortunately, he also personified it as a female character known as Danger. The room has since been replaced with the Danger Cave, a cavern beneath the mutants’ mansion, which uses holograms to review the X-Men’s battles with enemy mutants, rather after the fashion of professional football teams’ use of taped games to identify areas in which players can improve their play. 

Horror movies often employ a sort of metaphorical danger room by confining characters in a close, often locked, sometimes remote area into which the monster or other threat, natural, paranormal, or supernatural, is introduced. The characters are thus forced to fight the monster at close quarters without being able to escape. Beowulf, Alien, The Thing From Another World, 1408, Jurassic Park (Michael Creighton), The Island of Dr. Moreau (H. G. Wells), The Funhouse (Dean Koontz), Storm of the Century (Stephen King), Mad Max: Beyond Thunderdome, Ghost Ship, The Descent, Saw, The Mummy, Indiana Jones and the Temple of Doom, and many other novels and movies, both science fiction, horror, and otherwise, employ such a “danger room.” Perhaps the greatest use of the concept appears in Edgar Allan Poe’s short story “The Premature Burial,” in which the danger room is a coffin, inside which the buried person, still alive, must confront the monster of his own terror. Mad Max: Beyond Thunderdome specifies one of the rules, as it were, for the sort of danger room that appears in horror fiction: “Two men enter; one man leaves,” except that the numbers may differ, both with regard to those who enter the setting and those who survive the monster’s attacks. In other words, there are going to be one (or many) victims and one (or more) survivors before the monster is killed, if it is killed. Unlike the X-Men’s danger room, this chamber of horrors is, in a horror story, full of real and terrible dangers, even when they are mental, rather than physical, in nature, and they will be, for some, at least, lethal. There is no escape or, at least, no easy way out. (As the protagonist of 1408 is told, the only way out of the danger room is “feet first.”) Another rule seems to be that the dangers, although predetermined, must be, to the characters they threaten, both unknown and varied. If the narrative has only one monster, as most horror stories do, its terror must be multiplied in some way, whether by its ability to reproduce quickly, sexually or asexually; its ability to transform itself into other entities or forces; its use of different deathtraps and devices of torture; or some other technique or combination of techniques. The protagonist and the other characters must be kept constantly off balance. Therefore, if they figure out how or why the monster attacks, the monster must then attack in a completely unexpected way as a result of an unknown or unforeseen impulse, motive, or cause, or the intervention of another character. There must also be a reason for the danger room’s existence--in other words, a plausible and believable cause for the existence of the story’s setting. Alien takes place aboard a derelict spaceship; the extraterrestrial in The Thing From Another World is the frozen body of an alien pilot whose spaceship crashed in the arctic, where a team of scientists set up a research station; Jurassic Park is built on an island as a future tourist attraction that is half-zoo, half amusement park; Dr. Moreau has come to an uncharted island to conduct his unethical research; and so it goes, each story providing a reason for the existence of its particular version of the figurative danger room. Poe gives a great early example of a danger room as literal as that of the one that appears in the 1960’s X-Men comics: a dungeon wherein there is both a pit and a razor-sharp pendulum as well as red-hot walls that close upon prisoners in the same manner as the walls of the giant trash compactor close in upon Luke Skywalker, Han Solo, Princess Leia, and Chewbacca in the original Star Wars movie. Likewise, in “The Masque of the Red Death,” the danger room is also an actual, physical place: the palace of Prince Prospero. However, the danger room can be, as Poe shows, the mind itself, as it is in not only “The Premature Burial,” but also several of his other stories, including “The Tell-Tale Heart,” “The Fall of the House of Usher,” and “The Black Cat.” Madness can be a place, as it were, in which traps and missiles and collapsing floors appear as thoughts, feelings, attitudes, delusions, fears, and assorted other inner demons from which escape is truly impossible and in which survival may or may not occur for the poor soul that is beset by these monstrous dangers. In constructing a danger room of one’s own, a writer should remember these principles:

  1. There must be victims and at least one survivor before the monster is killed, if it is killed.
  2. The dangers must be unknown to the characters and varied.
  3. There must be a plausible reason for the danger room.
  4. Escape is difficult, if not impossible.
  5. The danger room may be actual and physical or figurative and psychological.

Paranormal vs. Supernatural: What’s the Diff?

Copyright 2009 by Gary L. Pullman

Sometimes, in demonstrating how to brainstorm about an essay topic, selecting horror movies, I ask students to name the titles of as many such movies as spring to mind (seldom a difficult feat for them, as the genre remains quite popular among young adults). Then, I ask them to identify the monster, or threat--the antagonist, to use the proper terminology--that appears in each of the films they have named. Again, this is usually a quick and easy task. Finally, I ask them to group the films’ adversaries into one of three possible categories: natural, paranormal, or supernatural. This is where the fun begins.

It’s a simple enough matter, usually, to identify the threats which fall under the “natural” label, especially after I supply my students with the scientific definition of “nature”: everything that exists as either matter or energy (which are, of course, the same thing, in different forms--in other words, the universe itself. The supernatural is anything which falls outside, or is beyond, the universe: God, angels, demons, and the like, if they exist. Mad scientists, mutant cannibals (and just plain cannibals), serial killers, and such are examples of natural threats. So far, so simple.

What about borderline creatures, though? Are vampires, werewolves, and zombies, for example, natural or supernatural? And what about Freddy Krueger? In fact, what does the word “paranormal” mean, anyway? If the universe is nature and anything outside or beyond the universe is supernatural, where does the paranormal fit into the scheme of things?

According to the Online Etymology Dictionary, the word “paranormal,” formed of the prefix “para,” meaning alongside, and “normal,” meaning “conforming to common standards, usual,” was coined in 1920. The American Heritage Dictionary defines “paranormal” to mean “beyond the range of normal experience or scientific explanation.” In other words, the paranormal is not supernatural--it is not outside or beyond the universe; it is natural, but, at the present, at least, inexplicable, which is to say that science cannot yet explain its nature. The same dictionary offers, as examples of paranormal phenomena, telepathy and “a medium’s paranormal powers.”

Wikipedia offers a few other examples of such phenomena or of paranormal sciences, including the percentages of the American population which, according to a Gallup poll, believes in each phenomenon, shown here in parentheses: psychic or spiritual healing (54), extrasensory perception (ESP) (50), ghosts (42), demons (41), extraterrestrials (33), clairvoyance and prophecy (32), communication with the dead (28), astrology (28), witchcraft (26), reincarnation (25), and channeling (15); 36 percent believe in telepathy.

As can be seen from this list, which includes demons, ghosts, and witches along with psychics and extraterrestrials, there is a confusion as to which phenomena and which individuals belong to the paranormal and which belong to the supernatural categories. This confusion, I believe, results from the scientism of our age, which makes it fashionable for people who fancy themselves intelligent and educated to dismiss whatever cannot be explained scientifically or, if such phenomena cannot be entirely rejected, to classify them as as-yet inexplicable natural phenomena. That way, the existence of a supernatural realm need not be admitted or even entertained. Scientists tend to be materialists, believing that the real consists only of the twofold unity of matter and energy, not dualists who believe that there is both the material (matter and energy) and the spiritual, or supernatural. If so, everything that was once regarded as having been supernatural will be regarded (if it cannot be dismissed) as paranormal and, maybe, if and when it is explained by science, as natural. Indeed, Sigmund Freud sought to explain even God as but a natural--and in Freud’s opinion, an obsolete--phenomenon.

Meanwhile, among skeptics, there is an ongoing campaign to eliminate the paranormal by explaining them as products of ignorance, misunderstanding, or deceit. Ridicule is also a tactic that skeptics sometimes employ in this campaign. For example, The Skeptics’ Dictionary contends that the perception of some “events” as being of a paranormal nature may be attributed to “ignorance or magical thinking.” The dictionary is equally suspicious of each individual phenomenon or “paranormal science” as well. Concerning psychics’ alleged ability to discern future events, for example, The Skeptic’s Dictionary quotes Jay Leno (“How come you never see a headline like 'Psychic Wins Lottery'?”), following with a number of similar observations:

Psychics don't rely on psychics to warn them of impending disasters. Psychics don't predict their own deaths or diseases. They go to the dentist like the rest of us. They're as surprised and disturbed as the rest of us when they have to call a plumber or an electrician to fix some defect at home. Their planes are delayed without their being able to anticipate the delays. If they want to know something about Abraham Lincoln, they go to the library; they don't try to talk to Abe's spirit. In short, psychics live by the known laws of nature except when they are playing the psychic game with people.
In An Encyclopedia of Claims, Frauds, and Hoaxes of the Occult and Supernatural, James Randi, a magician who exercises a skeptical attitude toward all things alleged to be paranormal or supernatural, takes issue with the notion of such phenomena as well, often employing the same arguments and rhetorical strategies as The Skeptic’s Dictionary.

In short, the difference between the paranormal and the supernatural lies in whether one is a materialist, believing in only the existence of matter and energy, or a dualist, believing in the existence of both matter and energy and spirit. If one maintains a belief in the reality of the spiritual, he or she will classify such entities as angels, demons, ghosts, gods, vampires, and other threats of a spiritual nature as supernatural, rather than paranormal, phenomena. He or she may also include witches (because, although they are human, they are empowered by the devil, who is himself a supernatural entity) and other natural threats that are energized, so to speak, by a power that transcends nature and is, as such, outside or beyond the universe. Otherwise, one is likely to reject the supernatural as a category altogether, identifying every inexplicable phenomenon as paranormal, whether it is dark matter or a teenage werewolf. Indeed, some scientists dedicate at least part of their time to debunking allegedly paranormal phenomena, explaining what natural conditions or processes may explain them, as the author of The Serpent and the Rainbow explains the creation of zombies by voodoo priests.

Based upon my recent reading of Tzvetan Todorov's The Fantastic: A Structural Approach to the Fantastic, I add the following addendum to this essay.

According to Todorov:

The fantastic. . . lasts only as long as a certain hesitation [in deciding] whether or not what they [the reader and the protagonist] perceive derives from "reality" as it exists in the common opinion. . . . If he [the reader] decides that the laws of reality remain intact and permit an explanation of the phenomena described, we can say that the work belongs to the another genre [than the fantastic]: the uncanny. If, on the contrary, he decides that new laws of nature must be entertained to account for the phenomena, we enter the genre of the marvelous (The Fantastic: A Structural Approach to a Literary Genre, 41).
Todorov further differentiates these two categories by characterizing the uncanny as “the supernatural explained” and the marvelous as “the supernatural accepted” (41-42).

Interestingly, the prejudice against even the possibility of the supernatural’s existence which is implicit in the designation of natural versus paranormal phenomena, which excludes any consideration of the supernatural, suggests that there are no marvelous phenomena; instead, there can be only the uncanny. Consequently, for those who subscribe to this view, the fantastic itself no longer exists in this scheme, for the fantastic depends, as Todorov points out, upon the tension of indecision concerning to which category an incident belongs, the natural or the supernatural. The paranormal is understood, by those who posit it, in lieu of the supernatural, as the natural as yet unexplained.

And now, back to a fate worse than death: grading students’ papers.

My Cup of Blood

Anyone who becomes an aficionado of anything tends, eventually, to develop criteria for elements or features of the person, place, or thing of whom or which he or she has become enamored. Horror fiction--admittedly not everyone’s cuppa blood--is no different (okay, maybe it’s a little different): it, too, appeals to different fans, each for reasons of his or her own. Of course, in general, book reviews, the flyleaves of novels, and movie trailers suggest what many, maybe even most, readers of a particular type of fiction enjoy, but, right here, right now, I’m talking more specifically--one might say, even more eccentrically. In other words, I’m talking what I happen to like, without assuming (assuming makes an “ass” of “u” and “me”) that you also like the same. It’s entirely possible that you will; on the other hand, it’s entirely likely that you won’t.

Anyway, this is what I happen to like in horror fiction:

Small-town settings in which I get to know the townspeople, both the good, the bad, and the ugly. For this reason alone, I’m a sucker for most of Stephen King’s novels. Most of them, from 'Salem's Lot to Under the Dome, are set in small towns that are peopled by the good, the bad, and the ugly. Part of the appeal here, granted, is the sense of community that such settings entail.

Isolated settings, such as caves, desert wastelands, islands, mountaintops, space, swamps, where characters are cut off from civilization and culture and must survive and thrive or die on their own, without assistance, by their wits and other personal resources. Many are the examples of such novels and screenplays, but Alien, The Shining, The Descent, Desperation, and The Island of Dr. Moreau, are some of the ones that come readily to mind.

Total institutions as settings. Camps, hospitals, military installations, nursing homes, prisons, resorts, spaceships, and other worlds unto themselves are examples of such settings, and Sleepaway Camp, Coma, The Green Mile, and Aliens are some of the novels or films that take place in such settings.

Anecdotal scenes--in other words, short scenes that showcase a character--usually, an unusual, even eccentric, character. Both Dean Koontz and the dynamic duo, Douglas Preston and Lincoln Child, excel at this, so I keep reading their series (although Koontz’s canine companions frequently--indeed, almost always--annoy, as does his relentless optimism).

Atmosphere, mood, and tone. Here, King is king, but so is Bentley Little. In the use of description to terrorize and horrify, both are masters of the craft.

A bit of erotica (okay, okay, sex--are you satisfied?), often of the unusual variety. Sex sells, and, yes, sex whets my reader’s appetite. Bentley Little is the go-to guy for this spicy ingredient, although Koontz has done a bit of seasoning with this spice, too, in such novels as Lightning and Demon Seed (and, some say, Hung).

Believable characters. Stephen King, Douglas Preston and Lincoln Child, and Dan Simmons are great at creating characters that stick to readers’ ribs.

Innovation. Bram Stoker demonstrates it, especially in his short story “Dracula’s Guest,” as does H. P. Lovecraft, Edgar Allan Poe, Shirley Jackson, and a host of other, mostly classical, horror novelists and short story writers. For an example, check out my post on Stoker’s story, which is a real stoker, to be sure. Stephen King shows innovation, too, in ‘Salem’s Lot, The Shining, It, and other novels. One might even argue that Dean Koontz’s something-for-everyone, cross-genre writing is innovative; he seems to have been one of the first, if not the first, to pen such tales.

Technique. Check out Frank Peretti’s use of maps and his allusions to the senses in Monster; my post on this very topic is worth a look, if I do say so myself, which, of course, I do. Opening chapters that accomplish a multitude of narrative purposes (not usually all at once, but successively) are attractive, too, and Douglas Preston and Lincoln Child are as good as anyone, and better than many, at this art.

A connective universe--a mythos, if you will, such as both H. P. Lovecraft and Stephen King, and, to a lesser extent, Dean Koontz, Bentley Little, and even Douglas Preston and Lincoln Child have created through the use of recurring settings, characters, themes, and other elements of fiction.

A lack of pretentiousness. Dean Koontz has it, as do Douglas Preston and Lincoln Child, Bentley Little, and (to some extent, although he has become condescending and self-indulgent of late, Stephen King); unfortunately, both Dan Simmons and Robert McCammon have become too self-important in their later works, Simmons almost to the point of becoming unreadable. Come on, people, you’re writing about monsters--you should be humble.

Longevity. Writers who have been around for a while usually get better, Stephen King, Dan Simmons, and Robert McCammon excepted.

Pacing. Neither too fast nor too slow. Dean Koontz is good, maybe the best, here, of contemporary horror writers.


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