Monday, March 24, 2008

Adam Smith’s Theory of Moral Sentiments’ as a Hermeneutics for Horror Fiction

copyright 2008 by Gary L. Pullman

Adam Smith, alive

In Chapter 1 of Part I (“of the propriety of Action”) of The Theory of Moral Sentiments, Adam Smith makes a number of statements of interest to writers of fiction, horror and otherwise. He finds pity or compassion to be natural emotions, present even in “the greatest ruffian,” and considers the basis of these sentiments to be the individual’s ability to project him- or herself into the situation of another by means of an imaginative identification with the other’s plight. Such sympathy, he contends, is the “source of our fellow-feeling” regarding both the “misery” and the “joy” of others.

The examples that he offers in support of his view are often such as would warm the heart of the horror aficionado. For instance, he argues that the suffering, both physical and emotion, of a victim who is being tortured upon the rack remains inaccessible to an observer: “as long as we ourselves are at our ease, our senses will never inform us of what he suffers. They never did, and never can, carry us beyond our own person, and it is by the imagination only that we can form any conception of what are his sensations. . . . It is the impressions of our own senses only, not those of” the other’s “which our imaginations copy.” In short, to each individual, everything is all about oneself, even one’s identification with another’s misery or joy.

Smith’s view is in keeping with the theory that fiction, whether it takes the form of narrative poetry, the short story, the novel, or drama of the stage or screen, is based upon the premise that the reader or the viewer--the audience--identifies, imaginatively, with the plight of the protagonist, or the main character, experiencing the action, as it were, through this character’s eyes and ears and enjoying or enduring, as the case may be, his or her experiences.

One who doubts this contention, Smith says, has proof of it in the way that people imitate the actions of those with whom they have formed an imaginative association. Observer will witness a man draw back his hand or limb when it is about to be chopped off, he says, and the observer will likewise snatch his or her own hand back. A crowd, observing a hanged man, will jerk their bodies in imitation of the hanged man’s paroxysms, he adds. Something similar is true when, seeing a body falling from a height, we might add, the observer averts his or her gaze, not caring to see the terrible moment of impact, although, of him- or herself, the observer feels nothing real; he or she merely imagines what such a collision would feel like, were the observer in the place of the unfortunate person who is falling. Moreover, Smith avers, the more vivid the sight--the gorier or the more ghastly, the horror writer might suggest--the greater the emotional effect it has upon those who are mere observers of another’s plight.

Applying these principles to drama, Smith contends that we are joyful at the “deliverance of those heroes of tragedy or romance who interest us” and are grateful “towards those faithful friends who did not desert them in their difficulties; and we heartily go along with their resentment against those perfidious traitors who injured, abandoned, or deceived them.” In other words, readers bond with sympathetic characters, liking those who assist them and disliking those who harm or neglect them. (By “sympathetic,” we do not necessarily mean a character of whom the reader is fond; rather, a sympathetic character may be one whom the reader likes--but the sympathetic character may also be one who, although disliked, is understood or one who is intriguing in some way. Of course, a character with too many negative traits, or with even a single negative trait that is extreme and significant enough to overwhelm his or her positive traits, will not be sympathetic, even if he or she is both understood and intriguing.)

Smith believes that sympathy is a result more of situation than of the display of emotion, as is seen by the fact that an observer may feel an emotion, such as embarrassment, by observing someone who, although behaving rudely, is not embarrassed him- or herself.

His observation seems to suggest, when applied to fiction, that Aristotle was correct in assigning greater value and importance to plot than to character--or, at least, to the emoting of characters. The living’s ability to identify with the dead (or their idea of the dead) seems to be the clearest demonstration that sentiments are reflections of the self’s responses to imagined situations. After all, the dead feel nothing, but we, the living, imagine how we would feel if we were in their place, but sensate, rather than insensate: “the idea of. . . dreary and endless melancholy. . . arises altogether from our joining to the change, which has been produced upon them [death, decay, dissolution, being forgotten] our own consciousness of that change, from putting ourselves in their situation, and from our lodging. . . our own living souls in their inanimate bodies.” The “dread of death,” or, more precisely, the fear of nothingness, mortifies humanity, but it is a “great restraint upon the injustice of mankind. . . guards and protects society,” Smith suggests.

Adam Smith, dead

His description of “the dread of death” is worth quoting at length, because of its implications for writers of horror (and other) fiction:

We sympathize even with the dead, and overlooking what is of real importance in their situation, that awful futurity which awaits them, we are chiefly affected by those circumstances which strike our senses, but can have no influence upon their happiness. It is miserable, we think, to be deprived of the light of the sun; to be shut out from life and conversation; to be laid in the cold grave, a prey to corruption and the reptiles of the earth; to be no more thought of in this world, but to be obliterated, in a little time, from the affections, and almost from the memory, of their dearest friends and relations. Surely, we imagine, we can never feel too much for those who have suffered so dreadful a calamity. The tribute to our fellow-feeling seems doubly due to them now, when they are in danger of being forgot by every body; and, by the vain honours which we pay to their memory, we endeavour, for our own misery, artificially to keep alive our own melancholy remembrance of their misfortune. That our sympathy can afford them no consolation, seems to be an addition to their calamity; and to think that all we can do is unavailing, and that, what alleviates all other distress, the regrets, the love, and the lamentations of their friends, can yield no comfort to them, serves only to exasperate our sense of their misery. The happiness of the dead, however, most assuredly is affected by none of these circumstances; nor is it the thought of these things which can ever disturb the profound security of their repose. The idea of that dreary and endless melancholy, which arises altogether from our joining to the change, which has been produced upon them, our own consciousness of that change, from putting ourselves in their situation, and from our lodging. . . our own living souls in their inanimate bodies, and then conceiving what would be our emotions in this case. It is from this very illusion of the imagination, that the foresight of our own dissolution is so terrible to us, and that the idea of those circumstances, which undoubtedly can give us no pain when we are dead, makes us miserable when we are alive.
Edgar Allan Poe uses this tendency of people to project their own emotions--and their consciousness--upon others, including inanimate corpses, to great effect in his horrific short story, “The Premature Burial,” in which a man, buried alive, experiences what we, the living, imagine would be the horror of the grave, were we, yet alive, to be put in the place of the dead.

The body may be corporeal and earthbound, but, through the imagination, the mind, or soul, becoming all things, transcends time and space, to reach out and beyond, and to assume the forms of rocks, insects, plants, animals, other human beings, or the gods themselves. In horror fiction, as often as not, the soul also descends to the level of the demonic, exploring the underworlds of Hades and hell. The monster, we find, is ourselves--but it is only one aspect and one avatar of ourselves. We are the three worlds--the world of the divine, the world of the earthly, and the world of the diabolic. By showing us what is horrible, horror fiction shows us, also, what is good; by demonstrating the worthless, horror fiction shows us, too, what is worthwhile. As such, in the face even of death and nothingness, horror fiction is a guide to the good life. Life and, indeed, existence-itself, is all about us, but, paradoxically, at the same time, nothing is about us. Were it not for fiction, pantheism would be necessary, for we are protean, and we would populate all things and nothing.

In future posts, we will consider other ways in which Adam Smith’s views are, at times, at least, something of a hermeneutics for horror fiction.

Friday, March 21, 2008

Buffy: More than Pastiche


copyright 2008 by Gary L. Pullman

Buffy the Vampire Slayer is a pastiche, as executive producer Marti Noxon freely admits in a comment on the series’ third season compact disc (CD). Most viewers believe the series was far superior during its first three seasons than it was thereafter. One reason for this, perhaps, is that the show based many of its earlier episodes upon classic horror monsters, offering Buffy’s take on them. If “imitation is the sincerest form of flattery,” as Charles Caleb Cotton said, Buffy is positively sycophantic toward such artists and movies as:

  • Cat People (“The Pack”)
  • The Terminator, and (if only in the title) Tarzan the Ape Man (“I Robot, You Jane”)
  • A Nightmare on Elm Street (“Nightmares”)
  • H. G. Wells’ The Invisible Man (“Out of Sight, Out of Mind”)
  • Mary Shelley’s Frankenstein (“Some Assembly Required”)
  • The Mummy (“Inca Mummy Girl”)
  • The Terminator (“Ted”)
  • Werewolf films and folklore (“Phases” and others)
  • The Creature from the Black Lagoon (“Go Fish”)
  • Stephen King’s Pet Semetary, Night of the Living Dead and the Gorgons (Greek mythology) (“Dead Man’s Party”)
  • Hansel and Gretel (“Gingerbread”)
  • Mary Shelley’s Frankenstein (“Primeval” and other episodes featuring Adam)
  • Bram Stoker’s Dracula (“Buffy vs. Dracula”)
  • Ground Hog Day (“Life Serial”)
  • Tremors (“Beneath You”)

It’s fine to be “inspired” by other writers and their works, as long as other writers’ ideas are treated differently in one’s own work--as long as, to paraphrase Noxon, one makes the other’s creature feature one’s own. Just by relating classic horror monsters to contemporary teens and the problems and issues that they face in their daily lives, Buffy goes a long way in doing this. Of course, the characters, the setting, the conflicts, the themes, and pretty much every other dramatic element also differs as a result of bringing the monsters into a new arena, just as these elements are drastically different in Bram Stoker’s Dracula as compared to Stephen King’s ‘Salem’s Lot, despite the fact that both stories feature vampires.

It may be instructive to examine Buffy’s treatment of a couple of the classic horror monsters, so, in this post, we’ll take a look at the show’s use of three in the same episode: Stephen King’s Pet Semetary, Night of the Living Dead and the Gorgons of Greek mythology, all of which inform the plot of “Dead Man’s Party,” and at werewolf lore, which is developed in “Phases” and several of the series’ other episodes.

In “Dead Man’s Party,” Buffy Summers has just returned home to Sunnydale after running away to Los Angeles, where she’d been living in a motel and working as a waitress in Helen’s Kitchen (an allusion to New York City’s Hell’s Kitchen), calling herself by her middle name, Anne. Now that she’s returned, her friends and her mother, Joyce, insist upon throwing her a welcome-home party. Unfortunately, Buffy is still struggling with the “fallout” from her “love life,” as she characterizes her problematic relationship with Angel in “I Only Have Eyes for You”: in the episode previous to “Anne,” Buffy had to dispatch Angel to hell in order to prevent him from sucking the world into the same dimension, and, in an argument with her mother, who forbade her to leave the house, Joyce told Buffy not to come back if she left the house. Buffy’s attempts to repress her feelings are not working.

After Joyce, the owner of an art gallery, hangs a Nigerian mask on her bedroom wall, she announces to Buffy that she is hosting Buffy’s welcome-home party, and sends Buffy to the basement to retrieve their better dishes. As she does so, Buffy discovers the cadaver of a cat, which mother and daughter bury in the back yard. That night, the mask glows, and the cat is resurrected. The next day, it returns to the Summers’ house, shocking Buffy and Joyce, who call Buffy’s watcher (mentor), Rupert Giles, the high school librarian. Giles traps the animal in a cage and takes it to the library to study. The resurrection of the dead, buried cat is an allusion to Stephen King’s novel, Pet Sematary, in which a beloved pet is buried after being killed and returns (as, later, a dead child, buried in the same cemetery, does, as well).

During the party, it’s clear that Buffy is not coping well with her difficulties. She seems to have been avoiding her best friend and confidante, Willow Rosenberg. Xander, on the other hand, is too busy spending time with Cordelia Chase, his newfound girlfriend, to pay Buffy much attention. Buffy overhears Joyce confide in a friend as to how difficult it is for her to have Buffy back home again. Meanwhile, Buffy is surrounded by strangers who have crashed her party. Feeling alienated and alone, she packs her bags to run away again, but she’s caught by Joyce and Willow. In a confrontation between mother and daughter, in front of her friends and the other partygoers, Buffy is humiliated. Xander also confronts her, telling her that she must deal with her problems rather than trying to repress them: “You can’t just bury things, Buffy. They’ll come right back to get you.” They do just this, in the form of zombies.

In his research, Giles learns the secret of the Nigerian mask that Joyce has hung on her bedroom wall, and rushes to the Summers house to warn Joyce and Buffy, but, on the way, he’s attacked by the zombies.

As Joyce and Xander confront Buffy, the zombies crash Buffy’s party, attacking and killing guests in a scene reminiscent of Night of the Living Dead.

One drags Joyce’s friend, Pat, down a hallway. Buffy, Joyce, Xander, and Willow take refuge in Joyce’s bedroom, where they find Pat lying on the floor, while Willow’s boyfriend, Oz, and Cordelia hide in a closet downstairs. Checking her pulse, Willow confirms their fears: Pat is dead.
As Oz and Cordelia step out of the closet, they encounter Giles, who’s just arrived, and he explains that Joyce’s mask is imbued with the power of a zombie demon, Ovu Monabi, or Evil Eye. The zombies have come to retrieve it. Whoever dons the mask becomes the demon.

Pat shocks everyone by recovering. She was dead, but, now, she lives. She’s also wearing the mask, having become the zombie demon. In a fight with Buffy, the slayer knocks the demon through Joyce’s bedroom window, and both combatants tumble off the roof, to land in the yard below. During the fight, Buffy learns that the demon can paralyze people, after the fashion of Medusa and the other Gorgons of Greek mythology, whose look could turn their victims into stone. When Oz distracts the demon, it paralyzes him, giving Buffy the chance she needs to attack the monster, and she shoves a shovel into its eyes, blinding it. Defenseless, the demon (and the body of Pat) vanishes, and those who were paralyzed recover.

The episode ends with Buffy and Willow bonding as life returns to as-close-to-normal as it gets in Sunnydale.

This episode fuses elements of the plots of King’s Pet Sematary, George Romero’s Night of the Living Dead, and the Greek myth of the Gorgons. However, these elements are synthesized in a way that makes them unique to the demands of Buffy’s continuing storyline. The resurrection of the dead cat foreshadows Pat’s resurrection, both of which are accomplished by virtue of the power of the mask; the zombies are associated with the mask, but they also represent the powerful negative emotions that Buffy has sought to repress, or bury; and the power of unresolved emotional trauma, represented by the demonic mask and the demon’s power to paralyze its victims, represents Buffy’s alienation, her inability to cope, and the destructiveness to others of her unwillingness to communicate. In using these elements, the Buffy writers have made them their own, as Noxon says, and, in doing so, have transformed them rather than simply copied them off from other writers and stories.

“Phases,” “Wild at Heart,” and other Buffy episodes use werewolf legends and folklore in a similar way to develop the TV show’s continuing storylines and themes.

There hasn’t been a definitive story about werewolves the way there has been, with Bram Stoker’s novel, Dracula, a definitive story about vampires. The closest that the literature of horror has come in distilling the legends and folklore regarding the hirsute horror is, perhaps, The Wolfman, starring Lon Chaney. For the most part, however, the stories concerning werewolves remains fragmented and diverse, lacking a center. In the episodes of Buffy that concern the werewolf as an antagonist, the series provides a center, if not a definitive one, for this character, as it appears in the Buffy mythos.

The show’s writers cleverly play upon the idea that the creature is a monster only on the night preceding a full moon, on the night of the full moon, and on the night following the full moon, or three days out of a month. (Traditionally, a werewolf is a werewolf only on the night of the full moon, but the show’s writers wanted to suggests that their three-day period is equivalent to a woman’s menstrual period, as Willow tells her boyfriend, Oz, the show‘s sometime-werewolf, “Three days out of the month, I’m not much fun to be around, either.”)

Willow, Buffy, Giles, and the other members of their clique protect Oz from a poacher whose specialty is werewolves. (He makes necklaces of their teeth and sells their pelts.) To protect Oz and those whom he might kill and devour were he allowed to run free during his “period,” Oz is locked inside the library’s rare books cage. In another departure from most werewolf lore, Oz suffers guilt, in “Beauty and the Beasts,” when he escapes from the cage and believes that he may be responsible for the death of a human being. In the same episode, he says, after having devoured part of the actual killer after a fight with him, which Oz, in his werewolf avatar, wins, he says, that, oddly enough, he feels full although he hasn’t eaten. Oz doesn’t recall his actions as a werewolf when he reverts to human form. Such forgetfulness is in keeping with traditional werewolf lore. However, this will change, he is assured by a fellow werewolf, Veruca, whom he meets in “Wild at Heart.” Veruca has been a werewolf longer than Oz, and, after they are intimate as werewolves (if such creatures can in any real sense of the word be intimate), she tells him that she can recall some of her experiences as a werewolf, and relishes them, as he will do as well, eventually. The prospect horrifies Oz rather than delighting him.

When Veruca approaches Oz the next night, he locks her inside the library book cage with him, and Willow finds their naked bodies, there, the next morning. Later, Veruca attacks Willow, but is saved by Oz, who, in his werewolf state, attacks and kills Veruca. Next, he turns on Willow, but Buffy’s arrival saves the witch, and, the next day, distraught at the thought that he may have killed Willow, Oz leaves Sunnydale to seek a cure for his lycanthropy.

When he finds the cure, Oz returns, finding that Willow has become enamored of another woman, her fellow college student, Tara Maclay. Enraged, he reverts to his vampire self, and attacks Tara, but he is subdued by a military platoon led by Buffy’s new boyfriend, Riley Finn. When Oz escapes, he leaves Sunnydale for good, accepting the fact that Willow loves Tara rather than him.

The romantic relationship that Oz has with Willow is another departure from traditional werewolf lore. One reason that the legends concerning this monster may remain fragmented and diverse rather than having acquired coherence and a more cohesive structure is that the beast, rather than the human, aspects of the monster have been highlighted historically. When the protagonist is more animal than man, character development is unlikely. One of Buffy’s more creative innovations with regard to the show’s use of werewolf folklore is to reverse this treatment, showing the humanity of the monster rather than the bestiality of the human. Because Oz is allowed to be not only a beast but a man, the writers can more fully develop both his character and the tradition out of which it, in part, comes. After all, werewolf is motivated, primarily, by instincts, but a person, being far more complex, is motivated by many impulses, instinctive, emotional, rational, and otherwise. The show’s use of the werewolf motif, like its use of the zombie motif, is complex, but it is also unique, because it makes it serve its own narrative and dramatic purposes. In so doing, the show makes these classic monsters its own, rather than simply using them as the monster of the week or the creature feature of the moment.

Thursday, March 20, 2008

Paranormal and Supernatural Hoaxes

copyright 2008 by Gary L. Pullman

A number of paranormal and supernatural hoaxes have been, and continue to be, perpetuated upon the public; many of these, whether from a position of belief or skepticism, are of interest to published and aspiring writers of fiction concerning horror, fantasy, and science fiction. Some of the more familiar and long-standing of these frauds are included in this post.


Cousins Elsie Wright (16) and Frances Griffith (10), of Cottingley, England, photographed themselves with cutouts of cardboard fairies. Experts confirmed the authenticity of the photographs, but Kodak refused to follow suit. The pictures sparked a huge controversy, which involved, among others, Sir Arthur Conan Doyle, the author of the Sherlock Holmes detective stories, who wrote an article on the incident, “Fairies photographed--an epoch making event,” for Strand magazine. He wrote a follow-up account of the fairies in The Coming of the Fairies, expressing his personal conviction that they were real beings. In 1981, the girls finally admitted that the photographs were a hoax, the fairies being cardboard cutouts mounted upon hairpins.


Geometric patterns
that appear overnight in crops or pastures, as in the film Signs, are alleged to be the handiwork of extraterrestrial visitors who, perhaps, intend the designs to be navigational aids for their more navigationally challenged peers. However, Doug Bower and Dave Chorley have explained how they created such designs as a prank. Using nothing more than planks of wood, rope, hats, wire, and ingenuity, they created a 40-foot circle in only 15 minutes. When publicity proved to be less than they’d anticipated, they repeated the procedure near a natural amphitheater near a busy roadway and increased the complexity of their designs when critics were unimpressed by their simple circles. The wire was used to fashion a loop that, suspended from a hat, allowed the men to focus on a distant landmark as an aid to keeping lines straight. Their hoax was exposed when Bower’s wife, noting the high number of miles on her husband’s odometer, confronted him as to his many outings, and, afraid she’d think he was being unfaithful to her, he confessed his and Chorley’s hobby. Others have since taken up the practice, which has become something of an international pastime.

Lyall Watson claimed that Japanese scientists observed the so-called hundredth monkey effect, in which, once a number of the animals learned to wash sweet potatoes, the practice was instantly performed by other monkeys on nearby islands as well. However, this account ignores the fact that one of the monkeys who had learned to wash the vegetables by imitating older monkeys (the same way that all the others also learned the practice) had swum to one of these islands, where it lived for four years, and that sweet potatoes were introduced by humans into the area at about the time that the so-called effect was supposedly observed.


The Committee for Skeptical Inquiry (CSICOP) Internet article, “Don’t Be Fooled: Strange Hoaxes That Endure,” debunks several paranormal hoaxes:
  • The Roswell incident, in which a crashed alien spaceship and its crew, killed in the impact, were supposedly recovered and sent to secret military installations.
  • Spiritualism, which is predicated upon channeling spirits or otherwise communicating with the dead.
  • Psychic networks, which the gullible can telephone for help with the future.
  • The Shroud of Turin, which is said to be the burial cloth of Jesus Christ.
  • The Cottingley fairies (see above).
  • Crop circles (see above).
  • The Amityville Horror, the story of a supposedly haunted house, wherein a previous resident “murdered his parents and siblings,” was created by homeowners George and Kathy Lutz “over many bottles of wine” and became a major motion picture.
  • The Piltdown Man, who was comprised of a human skull and an orangutan’s jawbone.
  • Psychic surgery, which involves the supposed removal of “'tumors' and other diseased tissue” sans scalpel and anesthesia.
  • King Tut’s curse, which was supposedly inscribed over the doorway to his tomb and has caused the deaths of his final resting place’s plunderers, whereas, “in fact, ten years after the tomb was opened, all but one of the five who first entered it were still living.”

The Cardiff giant, mentioned among the “C” entries of our own “A Dictionary of the Paranormal, the Supernatural, and the Otherworldly” post, is also mentioned.

For those who are interested in the subject of paranormal and supernatural hoaxes, two excellent sources are The Skeptic’s Dictionary and James Randi Educational Foundation's An Encyclopedia of Claims, Frauds, and Hoaxes of the Occult and Supernatural. We also recommend Chillers and Thrillers own four-part “Alternative Explanations” series: Part 1 , Part II, Part III, and Part IV.

About.com’s Stephen Wagner sponsors an annual “Paranormal Photo Hoax,” inviting the public to send him “a fake paranormal photo of any kind,” such as one of monsters, ghosts, poltergeists, fairies, UFO’s, or “anything else you can dream up.” Stories concerning the photographs are also welcome, he says. He’s the judge, and certain “terms and conditions” apply. Interested parties can read more at his blog, Paranormal Phenomena.

The Monster as the Mirror of the Protagonist’s Soul

Copyright 2008 by Gary L. Pullman


The Picture of Dorian Gray (1945)

Monsters are often metaphors, as we saw in the “Metaphorical Monsters” post. However, monsters are often also foils to horror stories’ main characters. As Robert Louis Stevenson showed us, in The Strange Adventures of Dr. Jekyll and Mr. Hyde, the monster is, or can be, just an alter ego of oneself, one’s bitter half, rather than one’s better half. In Jungian terms, the monster is the shadow archetype, comprised of the collection of those aspects of oneself that an individual represses.

As a foil, the monster’s character traits are opposite to those of the monster’s attributes. They illuminate by contrast, showing readers or viewers more clearly what the main character is like. Usually, there is only a single foil, but there may be more than one. For example, in the television series Buffy the Vampire Slayer, Faith, the rogue slayer, is a foil to Buffy, and, because of Faith’s irresponsibility, we better discern Buffy’s reliability and trustworthiness; Faith’s narcissism allows us to better see Buffy’ altruism; Faith’s amorality lets us better perceive Buffy’s morality. Although Buffy is spontaneous and independent, she is not, like Faith, rash and reckless--well, not as a rule. The only other slayer whom viewers observe over several episodes, Kendra, is a foil to Buffy as well, although she’s not a monster, as Faith, at times, in a way, tends to be. Kendra contrasts sharply with Buffy in several ways, among which are:
Buffy is spontaneous; Kendra is inhibited.

  • Buffy is affable; Kendra is reserved.

  • Buffy lives with her mother; Kendra was removed from her parents’ home shortly after she was born and does not remember her parents.

  • Buffy has a boyfriend; Kendra is not allowed to date and is unsure even how she should act around members of the opposite sex.

  • Buffy is a modern, liberated young woman; Kendra is subservient to men.

  • Buffy blows off research (and homework); Kendra is more a bookworm than Buffy’s watcher, Rupert Giles.

  • Buffy is autonomous; Kendra is a follower.

  • Buffy is independent; Kendra is dependent.

  • Buffy is a fashion enthusiast; Kendra owns only one shirt.

  • Buffy shares her secret identity with her friends; Kendra keeps her identity as a slayer secret.

We could go on (and on), but you get the picture: both Faith and Kendra are foils to Buffy.


However, we begin, with Kendra, to digress. Let’s resume our consideration of how monsters can be foils to a main character.


The Picture of Dorian Gray, by Oscar Wilde, does not employ a foil, per se, as much as it does a symbol.


In Wilde’s story (which is surely a study of hypocrisy and false appearances), the protagonist, Dorian Gray, remains young and handsome while his portrait is aged by the sins he commits. Gray claims to love an actress, Sybil Vane, but, when, lovesick for her suitor, she loses her ability to act, he jilts her, causing her to commit suicide. Thereafter, for nearly two decades, inspired by a “poisonous” novel he receives as a gift, Gray undertakes a career in debauchery. The portrait continues to age and to become more and more repulsive, reflecting Gray’s inner state. Enraged, Gray murders the artist, Basil Hallward, who painted his likeness (and who gave him the novel). He blackmails a friend into disposing of his victim’s corpse. After a close call during which Sybil’s brother, James, seeks to murder him to avenge his sister, but is subsequently killed himself in hunting accident, Gray repents, vowing to reform. Hoping to see a change in his portrait, he finds that it is uglier and more aged than ever, whereupon, in a newfound capacity for self-reflection, he wonders whether curiosity or vanity prompted him to check on his portrait’s appearance. He tries to confess his sins and change his ways, before it is too late to save his soul, but he hasn’t the will to do so, and, instead, he plunges a knife--the same weapon with which he’d earlier dispatched Hallward, and is found by his servants, aged and shriveled, it being necessary to examine the rings he wears in order to identify his remains. The portrait is the picture of youth and health that it was when Hallward had first unveiled it.

Gray’s portrait is limited as a means of illustrating the temptations Gray faces and their specific effects on his own life and the lives of those he encounters. For this reason, perhaps, Wilde shows his protagonist’s behavior and its consequences directly, using the portrait to symbolize the effects of his treacherous behavior and his dedicated debauchery upon the protagonist’s inner man. Outwardly, he remains young and handsome, but his portrait shows the true state of his soul. It also indicates, from time to time, his emotional state, as when the picture sneers after Gray has treated Sybil in an abusive manner, thereby showing the contempt that he feels for her but does not show in his actual behavior toward her--not until he jilts her, at any rate. There is only so much that can be accomplished through the use of an inanimate object, after all.

Stevenson’s novel divides the good self from the bad, with Dr. Jekyll’s creation a potion that transforms him into the hideous Mr. Hyde. The monstrous alter ego differs from its creator in several important ways and, thus, serves as a true, if limited, foil:


  • Dr. Jekyll is moral; Mr. Hyde is without a conscience.

  • Dr. Jeckyll is socially respectable; Mr. Hyde freely indulges his passions, including his sexual lusts.

  • Dr. Jekyll is a cultivated man; Mr. Hyde is a little more than a wild animal.

  • Dr. Jekyll is a man of reason; Mr. Hyde is a sociopath.

  • Dr. Jekyll is law-abiding; Mr. Hyde is criminal.

However, the dichotomies aren’t really this simple, for, after all, it is Dr. Jekyll who invents the potion, and it is he who, of his own, free will, drinks it. Mr. Hyde is not another; as an adversary, he is not an external “other,” but the repressed aspects of Dr. Jekyll’s own personality. The conflict in Stevenson’s story is psychological and moral, not social (although the conflict does have social implications). Mr. Hyde is the self whom Dr. Jeckyll desperately wants to be, at intervals and for a time, at least; he is, in Jungian terms, Dr. Jekyll’s shadow, the repressed, largely unconscious part of his personality. In the end, Mr. Hyde takes over completely, killing himself and, as a result, Dr. Jekyll as well. Stevenson suggests that social norms and personal restraints, or morality and conscience, may not be sufficient, in the end, to control the beast within. When they are not, the result is not only crime and sin, but also death and destruction. The use of Mr. Hyde as a foil to Dr. Jekyll allows readers to see a greater, and, indeed, a hidden dimension of the protagonist, suggesting that, appearances to the contrary, Dr. Jekyll may not be as moral, respectable, cultivated, reasonable, and law-abiding as he seems, and, of course, he also allows Dr, Jekyll to discover this same truth about himself.

Other horror characters also have alter egos, or second selves. Count Dracula appears to be a cultivated, cosmopolitan, suave, and sophisticated man of refined tastes, capable of witty repartee and hospitality. He seems to be a well educated man of reason, and, in fact, he can be downright charming. However, he is also a vampire, and, as such, harbors all the attributes of the fiend that shares his body. He is parasitic, secretive, cunning, treacherous, deceitful, hypocritical, and narcissistic--all the things that, secretly, the count longs to be. The fact that man and demon inhabit the same body suggests that they are the same person, and that the vampire’s behavior represents the expression and enactment of temptations that the count normally represses. There is a fine line between the acceptable and the forbidden, at times, and the more political and economic power one has, the more opportunity he or she also has to do that which remains unthinkable to men and women who occupy lesser social positions. As a count, Dracula can be forgiven much more than a peasant would be forgiven.

He is a victim, however, of changing times, as another character, as his foil, suggests. Just as science and technology are beginning to replace religious faith and superstitious beliefs as the dominant worldview, so are nobles being replaced by a growing middle class, a member of which, Dr. Abraham van Helsing, a professor, summoned by his former student, a psychologist, proves to be the death of Dracula. The vampire’s supernatural power is no match against the professor’s use of hypnotism and medical science. Part philosopher and part “metaphysician,” van Helsing is also “one of the most advanced scientists of his day,” Steward informs the reader, and, as such, has one foot in the old, and the other in the new, world. He is a transitional figure. As such, he is a fitting antagonist and foil to the noble Count Dracula, whose world of monarchy and mysticism are coming to their ends. As with Buffy, whose foils are Kendra and Faith, Dracula has more than one opposite: the vampire is a foil to the count, just as is the professor.

Scientists have identified several possible origins for legends of werewolves, including the tendencies of some serial killers to engage in “cannibalism, mutilation, and cyclical attacks,” and have contended that the bizarre behavior of such wolf-men might have been caused by a variety of actual diseases, including “ergot poisoning” and “rabies, hypertrichosis. . . porphyria. . . . congenital erythropoietic porphria. . . . photosensitivity. . . . clinical lycanthropy” and “psychosis,” many of which conditions involve hallucinations and bizarre behavior. Be that as it may, werewolves represent another instance of a character with an alter ego, since, except during full moons, the wolf is a man (or a woman). However, this possibility for an innate, or built-in, foil that shows the opposite traits of the same character and represents a dichotomy within the same character’s personality hasn’t been well developed, probably because, although there is a long and voluminous body of folklore involving werewolves, there has been no definitive story about one, which integrates and centers the tradition on a single, well-developed, memorable character like Count Dracula, Dr. Jekyll, or Dorian Gray. However, since a foil has traits which are opposite to those of the protagonist (even when the main character and his or her foil are, in effect, the same character, as when the foil is an alter ego rather than a separate character), it would not be difficult to identify the characteristics that such a protagonist would possess, whenever he or she comes along. All one needs to do is to identify the traits of the werewolf and then list opposite attributes:

  • The werewolf is bestial; the protagonist will be humane.

  • The werewolf is fierce; the protagonist will be gentle.

  • The werewolf is driven by its instincts; the protagonist will be cautious and deliberate.

  • The werewolf is wild; the protagonist will be cultivated.

  • The werewolf is destructive; the protagonist will be creative.

  • The werewolf seeks sanctuary among the trees of the forest; the protagonist will find refuge in a society of his or her peers.

  • The werewolf fears humans; the protagonist will be sociable and altruistic.

In such a fashion, we could go on, listing character traits and their opposites until we had the basis for constructing a protagonist for whom his or her werewolf avatar would be an appropriate and effective foil. Some day, a writer may pen the werewolf equivalent to Dracula. At such a time, the novel’s (or film’s) main character will most likely resemble the character we’ve delineated, for the monster is likely to be his foil and, thus, alert us to the hidden impulses and temptations within the protagonist whom he or she replaces whenever the monster within escapes the bounds of repression.

Leftover Plots, Part IV

copyright 2008 by Gary L. Pullman
 
In Part 3 of this series, we saw how the creation of dynamic, complex characters with rich back stories can initiate and sustain storylines. Elements of plots can also be springboards into other stories when they leave unanswered questions or set up unresolved incidents or situations. We saw how the Buffy the Vampire Slayer episode “Bad Eggs” does this by ending with a shot of monster’s eggs hidden in the storage closet of a biology classroom in Buffy’s high school. This thread is never picked up again, but it could have been the impetus to another story that involves the offspring of the monster that Buffy slays in the “Bad Eggs” episode, had the show’s writers wished to revisit this leftover plot. This post will consider other such leftover plots from episodes in the series’ third season. In the first episode of this season, “Anne,” Buffy, having run away from home, assumes a new identity as “Anne,” working in Helen’s Kitchen, a Los Angeles eatery. Despite her decision to renounce her role as a vampire slayer, she agrees to assist Lily, whom she knew previously, in Sunnydale, as a vampire wannabe who was going by the name of Chanterelle. After Lily is abducted, Buffy rescues her from an alternate dimension ruled by a band of demonic entities. She then returns to Sunnydale, Lily taking over her motel room and her identity as “Anne.” What becomes of Chanterelle-Lily-Anne? What happens to the hell dimension from which Buffy rescued Lily now that she’s slain its rulers? What befalls the other captives, now that they’re free to go? Are they too broken to fend for themselves? Such unanswered questions could inspire additional Buffy stories or could suggest ideas for stories by aspiring writers in the horror or another genre of fiction, provided that neither the actual scenes nor any of the Buffy characters is used in the stories. “Beauty and the Beasts” presents a monster that, although it is dispatched by Buffy, leaves a means for the appearance of one or more replacements who could wreck further havoc. Pete, a modern-day, high school version of Dr. Jekyll and Mr. Hyde, has invented a potion that transforms him into a bestial date from hell. However, he’s advanced beyond the need to use the potion, rage being sufficient now to effect the transformation, as is the case with Marvel Comics’ Incredible Hulk, and his girlfriend Debbie often is the unwitting catalyst in his change. In a fight with Oz, while Oz’s is in his werewolf state, Pete is killed (and eaten). What becomes of his potion is unclear. Although he smashes the flask in which it’s stored, viewers may well wonder whether he might have left the drug’s formula behind, to be found by another insecure and abusive youth. Since Buffy doesn’t indicate that he did (or didn’t), the possibility of this incident’s being another leftover plot exists. Most of the leftover plots in this season involve characters who could return, but “Earshot” leaves an open-ended situation in place that could recur to set other plots in motion. During a fight with a demon, Buffy is bitten by her adversary (demons fight dirty). It’s as a result of the bite that she takes on the demon’s ability to read minds. The incessant mental chatter, so to speak, that she hears, as it were, nearly drives he mad, but it does allow her to eavesdrop upon the thoughts of a suicidal student and prevent him from killing himself, so it’s not all bad. However, she feels much better when the side-effects of the demon’s bite wear off--until she is told that they tend to recur. This device allows the opportunity for Buffy to have a relapse and to start eavesdropping on others’ thoughts again, like it or not, in future stories. Although the series never revisits this storyline, its writers certainly left themselves the choice of doing so by leaving the dramatic situation open-ended. Having considered only a few of the lessons to be learned from a consideration of Buffy the Vampire Slayer episodes, we’ll revisit the topic of “Leftover Plots” in future installments.

Wednesday, March 19, 2008

Leftover Plots, Part III

copyright 2008 by Gary L. Pullman
 
As a result of considering “leftover plots” or plot-seeds or springboards or whatever we choose to call narrative motifs that occur in the television series Buffy the Vampire Slayer, we identified several additional storylines that could have been used in the series or (better yet, for us) that we ourselves, with some revision regarding characters, setting, and other narrative elements, could employ to write horror stories (or even novels) ourselves:
  • An imprisoned character can escape, causing more mischief or even a little death and destruction before being killed or imprisoned again.
  • Things that give rise to new organisms or liberate forces or entities, such as eggs, seeds, volcanic eruptions, earthquakes, melting icebergs, shifting tectonic plates, earthbound meteors, and the like, can introduce new characters, including such worthy adversaries as hideous, horrible monsters.
  • Problematic characters, such as a naïve, incompetent, or foolish follower or sidekick can create havoc and endanger lives.
  • Physical objects, or artifacts, can function as inciting moments that spark a chain of narrative incidents, setting the rest of the story in motion.
We also learned some important factual matters pertaining to this technique:
  • Ideas cannot be copyrighted, so they are fair game as inspirations for plots.
  • The specific and unique ways in which ideas are developed can be, and often are, copyrighted. Using the characters, settings, and other elements of such treatments could constitute plagiarism and/or copyright infringement.
  • Ideas must be given an original treatment in which characters, settings, and other elements are new, not derivative.
We learned, further, in the second post in this series, that several Buffy plots deal with xenophobia, or the fear of strangers and that, to enhance the mystique of the stranger, the series’ writers used such techniques--okay, they can be called “tricks,” if one prefers to think of them in this way--as these:
  • A possible threat. (Is the mysterious Angel stalking Buffy?)
  • Romantic intrigue AND star-crossed love. (Buffy no sooner meets Angel than they’ve become a couple, but, since he is, as she soon learns, a vampire, and she’s the slayer, theirs will be star-crossed, to say the least.)
  • Juxtapositions. The past (as represented by print-bound books) and the present (as represented by computers and cyberspace) meet, and they don’t get along all that well. Good (Buffy) and evil (Angel and the other vampires) represent two moral extremes. The natural, everyday world of Sunnydale and its citizens’ mundane lives are set against the supernatural world of their vampire foes. Life, as it is lived by Buffy and her friends, is contrasted with the life-in-death state in which the vampires exist, a hedonistic world of the senses and of passions that are cut off from such roots as love and compassion.
  • Similarity of themes. Buffy often explores a theme from several perspectives. For example, Willow, whose love for Xander remains unrequited because of his love for Buffy, which is also unrequited because Buffy loves Angel, leaves Willow lonely, as does Marcie’s neglect by her peers. In each instance, the characters’ loneliness leads them to foolish actions. In Willow’s case, she is saved by her friends, to whose circle she returns. Marcie, having no friends, becomes a ward of the state, so to speak, after Buffy rescues Cordelia and defeats Marcie. Although it may not cure one’s loneliness altogether, friendship, such thematic treatments suggest, is the tie that not only binds but also saves one from a perfunctory, institutional existence as a ward of, and a servant to, the state.
  • Animation of inanimate objects. This is a motif that is popular in fantasy fiction, including the horror and the science fiction genres. The animation of inanimate objects, whether through magical or technological means, is a subtype of the artifact plot device, in which an object, whether a ring (Lord of the Rings), a crystal (The Dark Crystal), or even a spaceship (Rendezvous with Rama) or some other object is the artifact.
  • Trauma’s consequences. As child abuse, spousal abuse, torture, combat and other mistreatment or crisis situations have shown, trauma has long-, if not life-long, consequences and can cause recurring nightmares, acts of violence, and other disturbed behavior.
  • Duty’s duty. Blaise Pascal wrote, “The heart has reasons which reason does not know.” So has duty. Even when there is no logically defensible reason to do so, the claim of duty often holds, especially when altruism, or even self-sacrifice, are directed at protecting others, more helpless than oneself, about whom one cares. Buffy dies that others may live, and, in doing so, she underscores the supreme values of brotherly love, courage, and that pesky pest, duty.

In this post, we’re going to consider how strong supporting characters can suggest plots that could be developed further in additional stories, or, in the case of Angel, even an entire additional series of stories.

One of the many strengths of the Buffy series is its writers’ development of strong characters who are not only individualized and sympathetic, but who also seem like actual people instead of merely a collection of so many personality traits that behave in a predictable fashion. These characters are springboards to action and, since many recur (and others could recur) in later episodes, they represent springboards (or possible springboards) to additional plots.

Angel, who is also known (particularly when he’s in his evil-vampire, as opposed to his vampire-with-a-soul mode) as Angelus, is a strong character because he suffers and because he switches back and forth between his evil-vampire and his vampire-with-a-soul modes, thereby complexifying both the series’ action and his relationships with other characters, especially Buffy. A lazy and irresponsible youth, Angel wants to see the world, and when a beautiful young noblewoman offers him the opportunity to do so, he accepts, whereupon, transforming into a vampire, she bites him, sucking his blood before, cutting herself across the breast, she shares her own vital fluid with him. He becomes a vampire, losing his soul. With no conscience to inhibit his actions, he kills his parents and his younger sister before psychologically tormenting a young woman named Drusilla by killing her family and, on the night she’s to take vows to become a nun, transforming her into one of the undead, causing her, at last, to lose her sanity as well as her soul. As Angel tells Buffy, for over two hundred years, he has committed one terrible deed after another, “with a song in my heart.” To punish him for killing one of their daughters, a gypsy tribe’s sorceress curses Angel by restoring his soul, and he feels tremendous remorse for the many unconscionable deeds he’s committed. He also falls in love with Buffy. Because of this love, and because he hopes to redeem himself, Angel assists her in defeating demons, vampires, and the other creatures of darkness who come crawling out of the Hellmouth each week. However, the curse is later lifted (before being restored), so that he goes back and forth between good and evil, now a friend, now an enemy, who is both a blessing and a curse to Buffy and her friends, reaching a low point in his murder of Buffy’s mentor’s girlfriend, Jenny Calendar. Angel was such a rich and complex character that he became the protagonist on his own series, Angel, in a spin off from Buffy.

Beautiful Cordelia Chase is the snobby rich girl and a natural foil to Buffy. Concerned, always, with image and the latest fashion, Cordelia appears shallow and facile, but, like the other characters in the series, she turns out to be full of surprises. Initially, she detests Xander Harris, a member of Buffy’s circle of friends, as a gauche, unsophisticated zero. Despite his good looks, hilarious sense of humor, and fearlessness, Cordelia avoids him like the plague, not wanting to be seen in his presence. When, stalked by an assassin with supernatural powers, they are trapped in Buffy’s basement, facing a common threat, and their apparent mutual hatred is revealed to mask a reciprocal attraction, as yet another argument between them ends in a passionate kiss that ignites a sizzling relationship--at least until Xander cozies up to Willow Rosenberg. Cordelia is not an entirely sympathetic character, but, because of her audacious arrogance, her spunk, her sarcastic sense of humor, her extreme sense of entitlement, and her in-your-face narcissism, she’s a character whom viewers loved to hate. Later, after her father is imprisoned for income tax evasion, leaving his family much less well off financially, and Cordelia is reduced to working for her spending money, her character softens, and she becomes more likeable. Although she isn’t a sympathetic enough character, even then, to carry her own series, she does leave Sunnydale, moving to Los Angeles, to seek an acting career in order to be a supporting character in the new Angel series.

Willow, Buffy’s confidante, is a witch whose powers develop over the span of the Buffy series until, in the fifth season, she has become a force with which to be reckoned. A shy, retiring, somewhat naive wallflower early in the series, she has a crush on Xander (who has a yen for Buffy, who likes Angel). Later, she discovers that she prefers her own sex and has a relationship with Tara Maclay that ends when Tara is killed by Buffy’s enemies. Thereafter, Willow has a relationship with a “potential slayer,” Kennedy. Between lesbian lovers, Willow has a relationship with Oz, a guitarist in a local band, Dingoes Ate My Baby, who becomes a werewolf when his infant werewolf cousin, Jordy, bites him. Unable to control his transformation, and fearing for Willow’s safety, Oz leaves Sunnydale to seek a cure for his condition. In his absence, Willow, now enrolled in college, meets Tara, discovering her lesbian proclivities. Willow, a sweet personality, is also a rich, complex character and, because of her witchcraft, could have been successful as a protagonist of her own series, were Charmed, a series about young adult witches not already on the air.

Even Buffy’s mentor, the Watcher Rupert Giles, is (or was, at one time) to receive a series of his own, possibly to be called Ripper. (The status of the show is unclear at the moment.) Dressed in button-down shirts, subdued neckties, and three-piece tweed suits, complete with handkerchief, wearing glasses, and taking tea in his office, the Sunnydale High School librarian (formerly of the British Museum), Giles is the stereotypical stoic, stiff-upper-lip, repressed Englishman--or so, at first, he appears. However, like most of the characters in Buffy, he has a complex back story that adds shades and nuances to his inner self. As a defiant and rebellious youth, Giles resisted his calling to become a member of the Watchers’ Council, which identifies, trains, counsels, and otherwise mentors slayers. As a university student, Giles became a warlock, joining a group of sorcerers (much as Willow, in college, joined a coven). They performed a ritual to summons a demon, which appeared, and has been stalking them, individually, ever since, killing them one by one. Giles blames himself for the deaths. It was partly as a result of the guilt he feels that he accepted his responsibilities as a Watcher, becoming Buffy’s mentor. After the Buffy series ended, its creator, Joss Whedon, spoke with the actor, Anthony Stewart Head, who played Giles, about reprising his role, but as a Watcher, but one who is now semi-retired, living again in England, and investigates paranormal and supernatural incidents. The series’ theme, Whedon said, would be loneliness, exploring how a man alone copes with life on his own. At present, the projected story is said to be still a possibility, although as a motion picture, rather than as a television series, to be aired on the British Broadcasting Corporation (BBC).

One more example suggests, again, how characters who are given a rich back story, solid development, and sophisticated treatment can be used to initiate, sustain, and further develop plots in an ongoing series of stories. In “Lie To Me,” an insecure, rather pitiful, young blonde who survives by becoming a hanger-on of others who appear, at least, to be abler than she is of meeting life’s responsibilities and challenges, joins a cult of wannabe vampires, calling herself, in this, her latest incarnation, Chanterelle. Buffy arrives to save the cult from becoming the feeding ground of real vampires, led by Spike, and Chanterelle shows up again in “Anne,” having moved to Los Angeles, where she is going by the name of Lily and is dating a young man named Ricky. Buffy has moved to Los Angeles after running away from home in Sunnydale, unable to cope with having to send Angel to hell. Despite having renounced her role as the slayer, Buffy assists Lily in trying to find Ricky, and, when Buffy’s life is endangered, Lily foregoes her milquetoast manner to shove a demon off a platform and save the day (and Buffy), thereby gaining autonomy and a modicum of confidence. Before returning to Sunnydale, Buffy allows Lily to take on another name--Buffy’s middle name, Anne--and lets her stay in the motel room that Buffy had rented for another few weeks. Chanterelle-Lily-Anne never appears in another Buffy episode, but she could have, had she returned to Sunnydale or Buffy visited Los Angeles again. Therefore, like many of the other characters in the series, Anne represents what could have been a catalyst for another Buffy plot.

A problem that many viewers and critics have concerning the series is that, despite the richness and complexity of many--even most--of its characters, the writers, particularly under the supervision of Marti Noxon, tended to become too melodramatic and to forego interesting and believable (within the terms of the show’s own mythos) dramatic situations and character development in favor of cheap, maudlin characterization and dramatic spectacle--in other words, to take the easy way out rather than to go for the throat. There’s no question that the series suffered after its third season, going steadily downhill thereafter, until its seventh and final year, when even many of its diehard fans had given up on the show. If there’s a lesson to be learned from this, it’s to always strive for the gold, never settling for just something--anything--to fill the airwaves. Unfortunately, under the inept direction of Noxon, who seems to be more a craftsman than an artist, well versed in all things metaphorical, symbolic, and tawdry without having a clearly defined idea of drama or even the simplest notions of what really makes people tick, the show suffered a long, slow, and painful demise when it could have ended on the same note of astonishment and success on which it started and which it maintained, more or less consistently, until Whedon made the fatal error of turning the show’s reins over to an unaccomplished horsewoman. Part of a storyteller’s art is knowing how much is enough and when to quit. (In fairness to Noxon, she is the author of some of the better episodes in the series. She is a better writer than she is a producer and, as such, another indication of the truth of the Peter Principle.)

Note: One of the intriguing things about Buffy is that many of its characters were recurring, if not regular, members of the cast. Some started out with small parts which developed into larger roles. Others, such as Amy Madison, and Giles’ fellow warlock from his college days, Ethan Rayne, remained fairly static, but reappeared when the plot required someone to get the narrative ball rolling. Indeed, several of the show’s female characters were played by actresses who’d auditioned for the part of the show’s protagonist but were not selected: Amy Madison (Elizabeth Anne Allen), Darla (Julie Benz), and Cordelia Chase (Charisma Carpenter), and Danny Strong, who tried out for the role of Xander received the recurring role of Jonathan. Whedon made the most of all the actors’ talents, assigning lesser, but significant, parts to those who didn’t make the cut for the series’ main character or major supporting characters, thereby capitalizing upon the strong acting abilities of the runners-up, which isn’t often the case in television. As a result, lesser characters were played by skillful actors whose abilities were already known as a result of their having auditioned for other roles. Having considered only a few of the lessons to be learned from a consideration of Buffy the Vampire Slayer episodes, we’ll revisit the topic of “Leftover Plots” in future installments.

A Dictionary of the Paranormal, the Supernatural, and the Otherworldly (V - Z)

copyright 2008 by Gary L. Pullman


Note: Unless otherwise noted, definitions are courtesy of dictionary.die.net, an Internet dictionary in the public domain.
V

Vampire--a corpse that rises at night to drink the blood of the living.

Vanishing--the sudden disappearance of an object that may or may not reappear or be seen again; many such vanishings are said to have occurred in the so-called Devil’s, or Bermuda, Triangle; see “Bermuda Triangle” and “Saladin balloon” (the author).


Veronica cloth


Veronica cloth, miraculous image of Christ on--veils or other cloths upon which the image of Christ’s face appears or is a part, as a result of a miracle; see “holy relic”) (the author).

Victor, wild boy of Aveyron-- “a boy who apparently lived his entire childhood alone in the woods before being found wandering the woods near Saint Sernin sur Rance, France (near Toulouse) in 1797” (Wikipedia); see “feral children.”

Virgin Mary--the mother of Jesus Christ; according to the gospels, she conceived as a virgin, impregnated by God, and bore and delivered his son, the founder of Christianity, in which religion he is considered “the only begotten son of God”; see “Fatima, Virgin Mary appears at” (the author).

Vitalism--a doctrine that life is a vital principle distinct from physics and chemistry.

Voodoo--a religious cult practiced chiefly in Caribbean countries (especially Haiti); involves witchcraft and animistic deities.

W


Wandering Jew (by Gustave Dore)

Wandering Jew--according to legend, a Jew who was cursed to wander the earth forever because he taunted Jesus on the way to his crucifixion (the author).

Warlock--a male witch or demon.

Wells, H. G.--science fiction author (see his story in the column to the right) (the author).

Werewolf--a monster able to change appearance from human to wolf.

Witch--a female sorcerer or magician.

Wizard--one who practices magic or sorcery.

X

Xenophobia--an irrational fear of strangers (the author).

Y

Ying-yang

Ying-yang--a Chinese symbol of opposites united or reconciled (the author).

Z

Zen Buddhism-- “school of Mahayana Buddhism that asserts that enlightenment can be attained through meditation, self-contemplation, and intuition rather than through faith and devotion and that is practiced mainly in China, Japan, Korea, and Vietnam. (Answers.com).


Zombies

Zombie--a dead body that has been brought back to life by a supernatural force; a spirit or supernatural force that reanimates a dead body; god of voodoo cults of African origin worshipped especially in West Indies; someone who acts or responds in a mechanical or apathetic way.

Zombie, philosophical--a a human body without consciousness which would nevertheless behave like a human body with consciousness (The Skeptic’s Dictionary).

A Note on the Dictionary Entries

Many short stories, novels, epic poems, television series, and motion pictures that involve elements of Gothic romance or horror are based, in part or in full, upon the concepts, beliefs, theories, legends, or folklore mentioned in the definitions of the terms in this blog’s “Dictionary of the Paranormal, the Supernatural, and the Otherworldly.” Here is a sample:

Ad hoc analysis: many stories, in print and on film, make use of the ad hoc hypothesis as a means of explaining, explaining away, or diverting attention from the cause of the bizarre series of incidents that have been taking place of late.

Aliens populate many stories, including H. G. Wells’ The War of the Worlds and countless movies, from Invaders from Mars to Alien and Independence Day.

Dracula nearly always wears an amulet.

The Argo and its crew, the Argonauts, appear in several movies of the 1950’s, including Jason and the Argonauts.

Stephen King alludes to auras throughout Insomnia.

Willow Rosenberg channels spirits in several Buffy the Vampire Slayer episodes, as do several of the series’ characters in “Conversations with Dead People.”

Close Encounters of the Third Kind occur in the movie of that title and in many others in which human characters encounter extraterrestrial aliens.

Crop circles occur in Signs.

In Stephen King’s Children of the Corn and other films and stories, cults are central to the plot.

Curses are featured in many films, one of which is Curse of the Mummy.

Buffy Summers has a déjà vu experience in “Becoming, Part I.”

Demons appear in countless stories, in print and on film, including, perhaps mist notably, in William Peter Blatty’s novel The Exorcist and the movie based upon it.

Dinosaurs still walk the earth (or part of it) in such films as The Lost World, King Kong, One Million Years B. C., and plenty of others, and they’re brought back in Jurassic Park.

Stephen King’s novel, Desperation, includes an encounter with the divine, as do many other horror stories, such as Bentley Little's novels, University and Revelation.

Prophetic dreams are plot elements in a number of horror stories, including Nightmare on Elm Street.

The protagonist of the film 1408, based upon Stephen King’s short story by the same title, has evidence of the haunting he experienced in the tape-recorded voice of his deceased daughter, an example of electronic voice phenomena.

Poltergeists appear in Poltergeist and many other movies and in some novels.

What would The Exorcist be without demonic possession and exorcism?

Feral children are the adversaries in Cat People and other films, and, one might argue, appear, in a sense, in H. G. Wells’ novel, The Island of Dr, Moreau.

The theories of Sigmund Freud and Carl Jung inform virtually every horror story every written, but are especially discernable in Oscar Wilde’s The Picture of Dorian Gray and Robert Louis Stevenson’s The Strange Case of Dr. Jekyll and Mr. Hyde.

Ghosts are plentiful in the fiction of horror, appearing in a myriad stories, not the least of which by any means is Henry James’ classic, The Turn of the Screw.

Hallucinations appear frequently as ad hoc hypotheses to account for the mysterious doings that characters perform and the bizarre beliefs they hold.

Without hell, Dante couldn’t have written The Inferno any more than John Milton could have penned Paradise Lost.

Samuel Taylor Coleridge’s Christabel is about a lamia.

Lycanthropy and full moons underlie every story ever written or filmed in which a werewolf appears, from The Wolfman and I Was a Teenage Werewolf to The Howling and An American Werewolf in London.

It’s largely thanks to lucid dreaming that Nancy is able to confront Freddie Kreuger in A Nightmare on Elm Street.

Logical positivism, as a convenient ad hoc hypothesis, underlies the initial rejection of supernatural realities in movies such as The Exorcist and countless other movies that include demons, vampires, and other things that go bump in the night.

A fungus, delivered courtesy of a meteorite, is the death of the character in the “The Lonesome Death Of Jordy Verril” segment of Stephen King’s Creepshow.

Numerology is at the heart of the psychological thriller, The Number 23.

Ouija Board is about, well, a Ouija board. So is Ouija.

Psychics appear in Poltergeist, Rose Red, The Psychic, The Shining, and many other horror stories, in print and on film.

Repressed memories are vital to The Turn of the Screw and the movie, The Innocents, based upon the Henry James ghost story.

Urban Legends is based upon urban legends.

Mummies, trances, vampires, voodoo, witches, and zombies are in movie after movie and book upon book, including The Mummy, Trance, Dracula, Burn, Witch, Burn!, and Night of the Living Dead.

Sources

The following sources were used in compiling this dictionary:


Note: Unless otherwise noted, definitions are courtesy of dictionary.die.net, an Internet dictionary in the public domain.

Paranormal vs. Supernatural: What’s the Diff?

Copyright 2009 by Gary L. Pullman

Sometimes, in demonstrating how to brainstorm about an essay topic, selecting horror movies, I ask students to name the titles of as many such movies as spring to mind (seldom a difficult feat for them, as the genre remains quite popular among young adults). Then, I ask them to identify the monster, or threat--the antagonist, to use the proper terminology--that appears in each of the films they have named. Again, this is usually a quick and easy task. Finally, I ask them to group the films’ adversaries into one of three possible categories: natural, paranormal, or supernatural. This is where the fun begins.

It’s a simple enough matter, usually, to identify the threats which fall under the “natural” label, especially after I supply my students with the scientific definition of “nature”: everything that exists as either matter or energy (which are, of course, the same thing, in different forms--in other words, the universe itself. The supernatural is anything which falls outside, or is beyond, the universe: God, angels, demons, and the like, if they exist. Mad scientists, mutant cannibals (and just plain cannibals), serial killers, and such are examples of natural threats. So far, so simple.

What about borderline creatures, though? Are vampires, werewolves, and zombies, for example, natural or supernatural? And what about Freddy Krueger? In fact, what does the word “paranormal” mean, anyway? If the universe is nature and anything outside or beyond the universe is supernatural, where does the paranormal fit into the scheme of things?

According to the Online Etymology Dictionary, the word “paranormal,” formed of the prefix “para,” meaning alongside, and “normal,” meaning “conforming to common standards, usual,” was coined in 1920. The American Heritage Dictionary defines “paranormal” to mean “beyond the range of normal experience or scientific explanation.” In other words, the paranormal is not supernatural--it is not outside or beyond the universe; it is natural, but, at the present, at least, inexplicable, which is to say that science cannot yet explain its nature. The same dictionary offers, as examples of paranormal phenomena, telepathy and “a medium’s paranormal powers.”

Wikipedia offers a few other examples of such phenomena or of paranormal sciences, including the percentages of the American population which, according to a Gallup poll, believes in each phenomenon, shown here in parentheses: psychic or spiritual healing (54), extrasensory perception (ESP) (50), ghosts (42), demons (41), extraterrestrials (33), clairvoyance and prophecy (32), communication with the dead (28), astrology (28), witchcraft (26), reincarnation (25), and channeling (15); 36 percent believe in telepathy.

As can be seen from this list, which includes demons, ghosts, and witches along with psychics and extraterrestrials, there is a confusion as to which phenomena and which individuals belong to the paranormal and which belong to the supernatural categories. This confusion, I believe, results from the scientism of our age, which makes it fashionable for people who fancy themselves intelligent and educated to dismiss whatever cannot be explained scientifically or, if such phenomena cannot be entirely rejected, to classify them as as-yet inexplicable natural phenomena. That way, the existence of a supernatural realm need not be admitted or even entertained. Scientists tend to be materialists, believing that the real consists only of the twofold unity of matter and energy, not dualists who believe that there is both the material (matter and energy) and the spiritual, or supernatural. If so, everything that was once regarded as having been supernatural will be regarded (if it cannot be dismissed) as paranormal and, maybe, if and when it is explained by science, as natural. Indeed, Sigmund Freud sought to explain even God as but a natural--and in Freud’s opinion, an obsolete--phenomenon.

Meanwhile, among skeptics, there is an ongoing campaign to eliminate the paranormal by explaining them as products of ignorance, misunderstanding, or deceit. Ridicule is also a tactic that skeptics sometimes employ in this campaign. For example, The Skeptics’ Dictionary contends that the perception of some “events” as being of a paranormal nature may be attributed to “ignorance or magical thinking.” The dictionary is equally suspicious of each individual phenomenon or “paranormal science” as well. Concerning psychics’ alleged ability to discern future events, for example, The Skeptic’s Dictionary quotes Jay Leno (“How come you never see a headline like 'Psychic Wins Lottery'?”), following with a number of similar observations:

Psychics don't rely on psychics to warn them of impending disasters. Psychics don't predict their own deaths or diseases. They go to the dentist like the rest of us. They're as surprised and disturbed as the rest of us when they have to call a plumber or an electrician to fix some defect at home. Their planes are delayed without their being able to anticipate the delays. If they want to know something about Abraham Lincoln, they go to the library; they don't try to talk to Abe's spirit. In short, psychics live by the known laws of nature except when they are playing the psychic game with people.
In An Encyclopedia of Claims, Frauds, and Hoaxes of the Occult and Supernatural, James Randi, a magician who exercises a skeptical attitude toward all things alleged to be paranormal or supernatural, takes issue with the notion of such phenomena as well, often employing the same arguments and rhetorical strategies as The Skeptic’s Dictionary.

In short, the difference between the paranormal and the supernatural lies in whether one is a materialist, believing in only the existence of matter and energy, or a dualist, believing in the existence of both matter and energy and spirit. If one maintains a belief in the reality of the spiritual, he or she will classify such entities as angels, demons, ghosts, gods, vampires, and other threats of a spiritual nature as supernatural, rather than paranormal, phenomena. He or she may also include witches (because, although they are human, they are empowered by the devil, who is himself a supernatural entity) and other natural threats that are energized, so to speak, by a power that transcends nature and is, as such, outside or beyond the universe. Otherwise, one is likely to reject the supernatural as a category altogether, identifying every inexplicable phenomenon as paranormal, whether it is dark matter or a teenage werewolf. Indeed, some scientists dedicate at least part of their time to debunking allegedly paranormal phenomena, explaining what natural conditions or processes may explain them, as the author of The Serpent and the Rainbow explains the creation of zombies by voodoo priests.

Based upon my recent reading of Tzvetan Todorov's The Fantastic: A Structural Approach to the Fantastic, I add the following addendum to this essay.

According to Todorov:

The fantastic. . . lasts only as long as a certain hesitation [in deciding] whether or not what they [the reader and the protagonist] perceive derives from "reality" as it exists in the common opinion. . . . If he [the reader] decides that the laws of reality remain intact and permit an explanation of the phenomena described, we can say that the work belongs to the another genre [than the fantastic]: the uncanny. If, on the contrary, he decides that new laws of nature must be entertained to account for the phenomena, we enter the genre of the marvelous (The Fantastic: A Structural Approach to a Literary Genre, 41).
Todorov further differentiates these two categories by characterizing the uncanny as “the supernatural explained” and the marvelous as “the supernatural accepted” (41-42).

Interestingly, the prejudice against even the possibility of the supernatural’s existence which is implicit in the designation of natural versus paranormal phenomena, which excludes any consideration of the supernatural, suggests that there are no marvelous phenomena; instead, there can be only the uncanny. Consequently, for those who subscribe to this view, the fantastic itself no longer exists in this scheme, for the fantastic depends, as Todorov points out, upon the tension of indecision concerning to which category an incident belongs, the natural or the supernatural. The paranormal is understood, by those who posit it, in lieu of the supernatural, as the natural as yet unexplained.

And now, back to a fate worse than death: grading students’ papers.

My Cup of Blood

Anyone who becomes an aficionado of anything tends, eventually, to develop criteria for elements or features of the person, place, or thing of whom or which he or she has become enamored. Horror fiction--admittedly not everyone’s cuppa blood--is no different (okay, maybe it’s a little different): it, too, appeals to different fans, each for reasons of his or her own. Of course, in general, book reviews, the flyleaves of novels, and movie trailers suggest what many, maybe even most, readers of a particular type of fiction enjoy, but, right here, right now, I’m talking more specifically--one might say, even more eccentrically. In other words, I’m talking what I happen to like, without assuming (assuming makes an “ass” of “u” and “me”) that you also like the same. It’s entirely possible that you will; on the other hand, it’s entirely likely that you won’t.

Anyway, this is what I happen to like in horror fiction:

Small-town settings in which I get to know the townspeople, both the good, the bad, and the ugly. For this reason alone, I’m a sucker for most of Stephen King’s novels. Most of them, from 'Salem's Lot to Under the Dome, are set in small towns that are peopled by the good, the bad, and the ugly. Part of the appeal here, granted, is the sense of community that such settings entail.

Isolated settings, such as caves, desert wastelands, islands, mountaintops, space, swamps, where characters are cut off from civilization and culture and must survive and thrive or die on their own, without assistance, by their wits and other personal resources. Many are the examples of such novels and screenplays, but Alien, The Shining, The Descent, Desperation, and The Island of Dr. Moreau, are some of the ones that come readily to mind.

Total institutions as settings. Camps, hospitals, military installations, nursing homes, prisons, resorts, spaceships, and other worlds unto themselves are examples of such settings, and Sleepaway Camp, Coma, The Green Mile, and Aliens are some of the novels or films that take place in such settings.

Anecdotal scenes--in other words, short scenes that showcase a character--usually, an unusual, even eccentric, character. Both Dean Koontz and the dynamic duo, Douglas Preston and Lincoln Child, excel at this, so I keep reading their series (although Koontz’s canine companions frequently--indeed, almost always--annoy, as does his relentless optimism).

Atmosphere, mood, and tone. Here, King is king, but so is Bentley Little. In the use of description to terrorize and horrify, both are masters of the craft.

A bit of erotica (okay, okay, sex--are you satisfied?), often of the unusual variety. Sex sells, and, yes, sex whets my reader’s appetite. Bentley Little is the go-to guy for this spicy ingredient, although Koontz has done a bit of seasoning with this spice, too, in such novels as Lightning and Demon Seed (and, some say, Hung).

Believable characters. Stephen King, Douglas Preston and Lincoln Child, and Dan Simmons are great at creating characters that stick to readers’ ribs.

Innovation. Bram Stoker demonstrates it, especially in his short story “Dracula’s Guest,” as does H. P. Lovecraft, Edgar Allan Poe, Shirley Jackson, and a host of other, mostly classical, horror novelists and short story writers. For an example, check out my post on Stoker’s story, which is a real stoker, to be sure. Stephen King shows innovation, too, in ‘Salem’s Lot, The Shining, It, and other novels. One might even argue that Dean Koontz’s something-for-everyone, cross-genre writing is innovative; he seems to have been one of the first, if not the first, to pen such tales.

Technique. Check out Frank Peretti’s use of maps and his allusions to the senses in Monster; my post on this very topic is worth a look, if I do say so myself, which, of course, I do. Opening chapters that accomplish a multitude of narrative purposes (not usually all at once, but successively) are attractive, too, and Douglas Preston and Lincoln Child are as good as anyone, and better than many, at this art.

A connective universe--a mythos, if you will, such as both H. P. Lovecraft and Stephen King, and, to a lesser extent, Dean Koontz, Bentley Little, and even Douglas Preston and Lincoln Child have created through the use of recurring settings, characters, themes, and other elements of fiction.

A lack of pretentiousness. Dean Koontz has it, as do Douglas Preston and Lincoln Child, Bentley Little, and (to some extent, although he has become condescending and self-indulgent of late, Stephen King); unfortunately, both Dan Simmons and Robert McCammon have become too self-important in their later works, Simmons almost to the point of becoming unreadable. Come on, people, you’re writing about monsters--you should be humble.

Longevity. Writers who have been around for a while usually get better, Stephen King, Dan Simmons, and Robert McCammon excepted.

Pacing. Neither too fast nor too slow. Dean Koontz is good, maybe the best, here, of contemporary horror writers.


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