The Raven by Edgar Allan Poe: Analysis and Commentary

Copyright 2020 by Gary L. Pullman

Once upon a midnight dreary, while I pondered, weak and weary,

Over many a quaint and curious volume of forgotten lore--

While I nodded, nearly napping, suddenly there came a tapping,

As of some one gently rapping, rapping at my chamber door.

"'Tis some visitor," I muttered, "tapping at my chamber door--

Only this and nothing more."

Ah, distinctly I remember it was in the bleak December;

And each separate dying ember wrought its ghost upon the floor.

Eagerly I wished the morrow; --vainly I had sought to borrow

From my books surcease of sorrow--sorrow for the lost Lenore--

For the rare and radiant maiden whom the angels name Lenore--

Nameless here for evermore.

And the silken, sad, uncertain rustling of each purple curtain

Thrilled me--filled me with fantastic terrors never felt before;

So that now, to still the beating of my heart, I stood repeating

"'Tis some visitor entreating entrance at my chamber door--

Some late visitor entreating entrance at my chamber door; --

This it is and nothing more."

Presently my soul grew stronger; hesitating then no longer,

"Sir," said I, "or Madam, truly your forgiveness I implore;

But the fact is I was napping, and so gently you came rapping,

And so faintly you came tapping, tapping at my chamber door,

That I scarce was sure I heard you" -- here I opened wide the door; --

Darkness there and nothing more.

Deep into that darkness peering, long I stood there wondering, fearing,

Doubting, dreaming dreams no mortal ever dared to dream before;

But the silence was unbroken, and the stillness gave no token,

And the only word there spoken was the whispered word "Lenore!"

This I whispered, and an echo murmured back the word "Lenore!"

Merely this and nothing more.

Back into the chamber turning, all my soul within me burning,

Soon again I heard a tapping somewhat louder than before.

"Surely," said I, "surely that is something at my window lattice

Let me see, then, what thereat is, and this mystery explore--

Let my heart be still a moment and this mystery explore; --

"'Tis the wind and nothing more!"

Open here I flung the shutter, When, with many a flirt and flutter

In there stepped a stately Raven of the Saintly days of yore.

Not the least obeisance made he; not a minute stopped or stayed he;

But, with mein of lord or lady, perched above my chamber door--

Perched upon my bust of Pallas just above my chamber door--

Perched, and sat, and nothing more.

Then this ebony bird beguiling my sad fancy into smiling,

By the grave and stern decorum of the countenance it wore,

"Though thy crest be shorn and shaven, thou," I said, "art sure no craven,

Ghastly grim and ancient Raven wandering from the Nightly shore--

Tell me what thy lordly name is on the Night's Plutonian shore!"

Quoth the Raven, "Nevermore."

Much I marvelled this ungainly fowl to hear discourse so plainly,

Though its answer little meaning-- little relevancy bore;

For we cannot help agreeing that no living human being

Ever yet was blessed with seeing bird above his chamber door--

Bird or beast upon the sculptured bust above his chamber door,

With such name as "Nevermore."

But the Raven, sitting lonely on the placid bust, spoke only

That one word, as if his soul in that one word he did outpour.

Nothing farther then he uttered--not a feather then he fluttered--

Till I scarcely more than muttered "Other friends have flown before--

On the morrow he will leave me, as my hopes have flown before."

Then the bird said "Nevermore."

Startled at the stillness broken by reply so aptly spoken,

"Doubtless," said I, "what it utters is its only stock and store

Caught from some unhappy master whom unmerciful Disaster

Followed fast and followed faster till his songs one burden bore--

Till the dirges of his Hope that melancholy burden bore

Of 'Never--nevermore.'"

But the Raven still beguiling all my sad soul into smiling

Straight I wheeled a cushioned seat in front of bird, and bust and door;

Then, upon the velvet sinking, I betook myself to linking

Fancy unto fancy, thinking what this ominous bird of yore--

What this grim, ungainly, ghastly, gaunt, and ominous bird of yore

meant in croaking "Nevermore."

This I sat engaged in guessing, but no syllable expressing

To the fowl whose fiery eyes now burned into my bosom's core;

This and more I sat divining, with my head at ease reclining

On the cushion's velvet lining that the lamp-light gloated o'er,

But whose velvet violet lining with the lamp-light gloating o'er,

She shall press, ah, nevermore!

Then, methought, the air grew denser, perfumed from an unseen censer

Swung by Seraphim whose foot-falls tinkled on the tufted floor.

"Wretch," I cried, "Thy God hath lent thee--by these angels he hath sent thee

Respite--respite and nepenthe from thy memories of Lenore,

Quaff, oh quaff this kind nepenthe and forget this lost Lenore!"

Quoth the Raven "Nevermore."

"Prophet!" said I, "thing of evil! prophet still, if bird or devil!--

Whether Tempest sent, or whether tempest tossed thee here ashore,

Desolate yet all undaunted, on this desert land enchanted--

On this home by Horror haunted--tell me truly, I implore--

Is there-- is there balm in Gilead?-- tell me-- tell me, I implore!"

Quoth the Raven "Nevermore."

 

"Prophet!" said I, "thing of evil! - prophet still, if bird or devil!

By that Heaven that bends above us - by that God we both adore --

Tell this soul with sorrow laden if, within the distant Aidenn,

It shall clasp a sainted maiden whom the angels name Lenore --

Clasp a rare and radiant maiden whom the angels name Lenore."

Quoth the Raven "Nevermore."

"Be that word our sign of parting, bird or fiend!" I shrieked, upstarting--

"Get thee back into the tempest and the Night's Plutonian shore!

Leave no black plume as a token of that lie thy soul hath spoken!

Leave my loneliness unbroken! --quit the bust above my door!

Take thy beak from out my heart, and Take thy form from off my door!"

Quoth the Raven "Nevermore."

And the Raven, never flitting, still is sitting, still is sitting

On the pallid bust of Pallas just above my chamber door;

And his eyes have all the seeming of a demon's that is dreaming,

And the lamp-light o'er him streaming throws his shadow on the floor;

And my soul from out that shadow that lies floating on the floor

Shall be lifted--nevermore!

The opening stanza of this celebrated poem sets the tone, suggests that the narrator, or speaker, is uneasy about something; establishes the mood as a somber, gloomy one; and, of course, presents the rhyme scheme, which is both complex and calculatingly hypnotic:

Once upon a midnight dreary, while I pondered, weak and weary,

Over many a quaint and curious volume of forgotten lore--

While I nodded, nearly napping, suddenly there came a tapping,

As of some one gently rapping, rapping at my chamber door.

"'Tis some visitor," I muttered, "tapping at my chamber door--

Only this and nothing more."

The speaker tells us that he was half-asleep, after poring over “many a quaint and curious volume of forgotten lore,” such as, today, one might find, perhaps, in the New Age section of a bookstore--books on the occult, otherworldly, and paranormal. The adjectives, coupled with the poem’s internal and end-rhymes and the repetition of certain images and ideas (especially the phrase “nothing more“), creates a sense of gloom that is pervasive throughout the initial poem, as the same technique, employed in the following stanzas will prove to be throughout the rest of the work.

In this first stanza, the knock at the door seems “gentle,” and the speaker supposes that it signifies “some visitor,” “only this and nothing more.” His supposition seems reasonable, but it does introduce the question as to why he might thing that it could be anything more than merely “some visitor”? (It is important to observe that the speaker not only asks the questions that are posed buy that he also answers them; both the questions and the answers to them are his own.) What else does he, perhaps, suppose the tapping, rapping at the door might signify and why? With this seemingly innocent, casual comment on the speaker’s part, especially considering that the hour is midnight--the so-called witches’ hour--and that he has been studying “many a quaint and curious volume of forgotten lore,“ an air of mystery and a hint of the malevolent enter the poem, which will become more and more pronounced.

In the next stanza, Poe, through the speaker, sets the scene, informing the reader that it was--and here’s another gloomy adjective “in the bleak December,” which is to say, the winter of the year, a season often associated with death. He reinforces the idea of death by using terms and images associated with it. Each coal in the fireplace is a “dying ember,” which is reflected upon the floor as if it were a “ghost.” It is obvious that death is much on the speaker’s mind--so much so, in fact, that he includes images of death in the description even of so mundane a phenomenon as a fire smoldering in his fireplace. The death of the fire is a slow one; the speaker marks the death of “each separate dying ember.” It is as if the fire represents the slow dying of his own hope or faith as well as his own sanity, which becomes more and more discernable as the poem progresses. He also tells the reader the motive for his having burned the midnight oil, poring over these “many a quaint and curious volume of forgotten lore.” He was hoping to ease his grief at having suffered the death of his beautiful, beloved, whom he describes as “the rare and radiant maiden whom the angels name Lenore,” whom he recognizes is gone from his presence for ever, “nameless here for evermore.” He does not seek solace from his grief by reading the Bible or some other religious holy book, it should be observed; rather, he has sought to find “surcease of sorrow” in the study of “many a quaint and curious volume of forgotten lore”:

Ah, distinctly I remember it was in the bleak December;

And each separate dying ember wrought its ghost upon the floor.

Eagerly I wished the morrow; --vainly I had sought to borrow

From my books surcease of sorrow--sorrow for the lost Lenore--

For the rare and radiant maiden whom the angels name Lenore--

Nameless here for evermore.

So absorbed has the narrator been with his grief that, upon awakening to the tapping at his door, he is startled by the rustling of the curtains. The adjectives that he uses to describe the curtains’ rustling are those which he chooses; as such, they tell us about his own mental state, since, obviously cloth cannot experience emotions--it is he who feels and (using a Freudian term) projects his feelings onto the curtain, characterizing them as “sad” and “uncertain,” just as, earlier, he described the smoldering coals of his fire as “dying embers,” each of which reflected its “ghosts upon the floor.” The speaker’s word choice, as demonstrated in the adjectives that he uses in descriptions of the mundane objects and phenomena in his environment, together with his personifications of those objects and phenomena, do more to characterize him, showing his thoughts and feelings, than they do anything else. It is he who feels himself to be dying, not the fire, and it is he feels sad and uncertain, not the rustling curtains. The reader must wonder why the mere rustling of curtains should “thrill” the speaker, filling him with “fantastic terrors never felt before” and make himself stand, repeating, over and over, “"'Tis some visitor entreating entrance at my chamber door--/ Some late visitor entreating entrance at my chamber door; --/ This it is and nothing more,” as if to convince himself of the truth of this explanation of the rustling curtains. The reader is apt, at this point, to wonder about the narrator. At best, he seems unduly frightened and worried; at worst, he seems to have a questionable grip on his sanity.

The effect of his repeating to himself that it is only “some visitor entreating entrance at my chamber door” seems to calm him, as he says that “presently my soul grew stronger,” and he is able to end his hesitation about answering his visitor’s knock, although the hesitant manner in which he finally does answer, begging his visitor’s forgiveness and explaining why he is late in answering the knock, indicates that he remains frightened and apprehensive. When he finally does open the door, he sees “darkness there and nothing more.” The reader can imagine his shock and terror at finding no visitor there. He has told himself, again and again, that the tapping and rapping at his door and the rustling of the curtains at his windows have a simple, natural explanation and portend nothing more than the appearance of “some visitor.” Now, faced with “darkness . . . and nothing more,” that theory has been shown to be wrong.

His fear, as the next stanza shows, increases immensely as a result, and he next hypothesizes that the cause of the sounds he’s heard may be supernatural or otherworldly; he suspects that his “visitor” may have been the dead Lenore! However, when he goes back into his room and hears a louder tapping than that which he has heard before, this time coming from his window lattice, he attributes the sound to the effect of the wind. To explain the sounds that he hears, the speaker alternates between attributing the cause of those sounds to the supernatural or otherworldly and to the natural and mundane. He also seems to recognize that he is in an excited, frightened state of mind, because he tells himself, “Let my heart be still a moment and this mystery explore; --‘Tis the wind and nothing more!’”

The speaker’s state of mind is conveyed by his behavior as much as by his speech. Now, he throws open the shutter to his window, as if to take by surprise whatever thing, natural or monstrous, that may wait outside his room, thereupon meeting the raven. The speaker personifies the bird, just as he has the fire and the curtains. It is a noble bird, which makes “not the least obeisance. . . but, with mein of lord or lady,” takes up its perch above the speaker’s door, as if the speaker’s room were its own and the speaker, rather than the bird, were the master of the house:

Open here I flung the shutter, When, with many a flirt and flutter

In there stepped a stately Raven of the Saintly days of yore.

Not the least obeisance made he; not a minute stopped or stayed he;

But, with mein of lord or lady, perched above my chamber door--

Perched upon my bust of Pallas just above my chamber door--

Perched, and sat, and nothing more.

The speaker is first amused by the solemnity of the “stately Raven”--notice the capital “R”; this is no mere raven, but The Raven--a god in avian plumage--but his amusement soon gives way to dread as he imagines that this “grim and ancient Raven” is a representative from the land of the dead, a lord from “the Night’s Plutonian shore.” Again, these are the speaker’s own thoughts. He continues to personify the bird that has entered his chamber, attributing not merely human but divine attributes to the bird, seeing it as an emissary of the dead, as a messenger sent, perhaps, by the Roman god of the dead, Pluto, himself.

When the anxious speaker asks the bird to tell him what it is called in the land of the dead, the bird answers, “Nevermore.” The reply seems to put the speaker’s fears to rest, for he muses upon the notion of a bird that can seemingly talk but whose reply is but a meaningless absurdity. Again, the speaker vacillates, hesitantly, back and forth between rational thought and mad imaginings:

Much I marvelled this ungainly fowl to hear discourse so plainly,

Though its answer little meaning-- little relevancy bore;

For we cannot help agreeing that no living human being

Ever yet was blessed with seeing bird above his chamber door--

Bird or beast upon the sculptured bust above his chamber door,

With such name as "Nevermore."

The speaker is quick to note that the bird’s vocabulary seems to consist of but this one word: “But the Raven, sitting lonely on the placid bust, spoke only/ That one word, as if his soul in that one word he did outpour.” Although, in response to the speaker’s question, the raven’s reply had borne “little relevancy,” it is interesting to note that the same response soon will come to have greater and greater significance for the speaker (who, after all, frames the questions to which the same reply is always to be made). Indeed, this single-word answer to his questions will come to terrify him, intensifying his despair of ever again seeing his “lost Lenore.”

The reader should remember, throughout the reading of the poem, that the raven answers always with the same word; it is the speaker who must frame the questions so that the bird’s response appears to be significant and appears, it might be added, to reinforce the speaker’s own preconceptions about the what, if anything, follows death. Only in the speaker’s mind is the raven The Raven, because it is he who poses questions to which “nevermore” may be regarded as being a significant response. As the speaker himself confesses, it is he who ponders possible meanings for the bird’s “croaking ‘Nevermore’”:

. . . Straight I wheeled a cushioned seat in front of bird, and bust and door;

Then, upon the velvet sinking, I betook myself to linking

Fancy unto fancy, thinking what this ominous bird of yore--

What this grim, ungainly, ghastly, gaunt, and ominous bird of yore

meant in croaking "Nevermore."

The speaker, at first, cannot discern whether the raven is sent from God or from the devil, whether it is a messenger from heaven or from hell. When he asks it whether there is “balm in Gilead,” or a salve that is capable of healing his anguished grief at Lenore’s death, the raven replies, not surprisingly to the reader, “Nevermore,” whereupon, not liking this answer, the speaker believes the raven must be a bird from hell, although one that is able to discern the future, and he asks--almost begs to know--whether he shall ever hold Lenore in his embrace again, whether, in short, there is a life after death, during which he and his beloved may be reunited:

"Prophet!" said I, "thing of evil! - prophet still, if bird or devil!

By that Heaven that bends above us - by that God we both adore --

Tell this soul with sorrow laden if, within the distant Aidenn,

It shall clasp a sainted maiden whom the angels name Lenore --

Clasp a rare and radiant maiden whom the angels name Lenore."

Quoth the Raven "Nevermore."

Outraged at this reply (which he contrived to be the answer by the way that he formulated his question), the speaker orders the raven from his chamber, but the bird ignores his command, remaining on his perch above the door:

And the Raven, never flitting, still is sitting, still is sitting

On the pallid bust of Pallas just above my chamber door;

And his eyes have all the seeming of a demon's that is dreaming,

And the lamp-light o'er him streaming throws his shadow on the floor;

And my soul from out that shadow that lies floating on the floor

Shall be lifted--nevermore!

Now, the same bird that the speaker has characterized variously as merely an “ebony bird,” as an emissary from “the Night’s Plutonian shore,” as a messenger sent by God or the devil, and as a demonic prophet, now regards it as the very embodiment of wisdom, for it occupies (not, in the mind of the narrator, by sheer chance, the reader may assume) “the pallid bust of Pallas,” or Athena, the goddess of wisdom.

Here, we take our leave of the speaker, leaving him obsessed with the idea that, in having (apparently subconsciously) answered his own questions about the likelihood of his attaining “surcease of sorrow” by being reunited with his “lost Lenore,“ he has determined, just as he had believed all along, that there is no existence beyond death, and that the proper attitude to take concerning the belief in the survival of death is a despairing disbelief. His “lost Lenore” was lost even before the raven appeared to him, to reinforce his beliefs that death is the end of life and that there is no hope in an existence beyond the grave.

Make Sure that Your Story's Monster Is Integral to Its Setting: Aristotle and Poe Insist upon It

Copyright 2020 by Gary L. Pullman

Judging by its trailer, the monster of The Sand (2015) is integral to the movie's setting:

A red plastic cup lying, half-buried in the sand, litters an otherwise pristine beach. Waves roll toward the shore, carrying, upon the surface of their waters, green slime suggestive of pulverized vegetation or algae, implying that nature, too, is a litterbug of sorts. A mechanical device, embedded in the sand elsewhere on the beach, among dunes and reeds, is a sign of the presence of human technology amid natural landscape features.

Night. Teenage boys in loud shirts cavort on the beach with teenage girls in bikinis and other abbreviated attire. A boy tosses beer from a red plastic cup toward squealing, grinning girls. While performing a handstand on the sand, Marsha drinks beer, upside-down, from the spigot of an upright keg. Another girl quaffs her beverage from a red plastic cup. A boy does flips.

Vance warns, “Don't use Facebook or MySpace. Nothing leaves this beach.” The party continues, in full swing.

The next morning, Kaylee looks over the beach from the lifeguard tower where she's spent the night. The crowd is gone. Only a few red plastic cups and the teens' sleeping bags and towels remain.

Text appears, informing viewers that “66% of marine species are still undiscovered today.”

A seagull beats its wings, as it struggles to free its feet from the sand. Kaylee, looking on, declares, “He's heavy.” She asks the bird, “Are you stuck?” and is startled to see the bird sink (or being pulled) into the sand until it disappears. “Oh, my God!” she cries, backing up.

Text: “Until now.”

Holding her hand above the sand, Kaylee, with Mitch, who also slept on the lifeguard tower, kneeling beside her, watches water “rain” from her palm.

Kaylee runs across the platform, warning Marsha, “Don't touch it!” Marsha's foot presses into the sand. A hand clutches the girl's wrist, pulling upward.

The screen flickers as Kaylee's boyfriend Jonah and a girl named Chandra, in the front seat, and Vance and his girlfriend Ronnie, in the back seat, sit in a convertible parked on the beach and look out toward the sea.

Mitch asks Kaylee, “So do you want to tell me what just happened?”

“You saw,” Kaylee tells Mitch.

Gilbert frowns as he looks at something unseen by the viewer.

Jonah tries to start his car, as Chandra yells, “Start the car!”

“The car won't start,” he says. The teens are trapped in the convertible.

"We're all going to die,” Mitch predicts.

This is crazy,” Gilbert declares.

Mitch tosses a life preserver.

Mitch, his feet wrapped in towels, runs across the sand.

A police officer approaches a girl lying on on a picnic table on the beach.

Chandra balances on an inflated raft as she walks across the sand.

Jonah lies prone on the beach, suffering and unable to move.

Vance leaps from the stranded convertible.

The police officer sprays Mace on the sand.

Energy crackles around the fingers and arm of a fallen figure—the patrolman?—who lies on the beach.

Kaylee leaps from the lifeguard's tower, onto the sand.

Text: “like a monster.”

Kaylee waves her and shakes her head, saying, “I don't believe in monsters.”

Jonah jumps back into the convertible.

Vance falls onto the beach.

A boy is pulled into the beach as he struggles, clutching the bench of a picnic table.

Kaylee screams.

Night. A blonde in a red bikini backs up, screaming, as she stares, horrified, at a gigantic tendril of light sweeping across the sky. A car, the driver's door open, is parked beside her. The tendril whips down. She ducks, and the tendril slams the car door shut.

Against a black background, the film's title appear in large red, centered letters:

The Sand

An Anything Horror review of the movie posted on Horrorpedia is mixed. The film jumps the shark, so to speak, when the monster is introduced: director Isaac Gabareff apparently couldn't leave well enough alone. He had to “give us the Big Monster,” and one which he doesn't seem to have been able to afford, at that: “the money spent on attempting this wouldn’t pay for a Pizza Hut meal,” which, unfortunately, makes it look “cartoonish.”

There are other problems with the special effects, too, reviewer Phil Wheat, of Nerdy, complains: “especially during a couple of the bigger, and gorier, death scenes.” However, there's a silver lining: “it’s [a] testament toThe Sand‘s production that the low-budget nature of the effects don’t detract too much from the overall experience.”

Another reviewer has trouble with the plot, Luke Owen of Flickering Myth finding it “full of padding, a hammered[-]in love triangle and rather unfunny jokes.”

For his part, reviewer Christopher Stewart of UK Horror Scene finds the characters flat, the final girl somehow awkward, and the romance cringe-worthy. Stewart disagrees in part with the Anything Horror reviewer concerning the monster's credibility, seeing “the monster effects” as “decent” overall, although, he argues, “they don't seem entirely integrated into the scene and come off a little cheap looking.”

This movie itself shows how the monster in a story can (and, in the opinion of Chillers and Thrillers, should) be an integral part of the setting. It shouldn't be merely an afterthought tacked onto the environment, but should arise from the story's setting as naturally and believably as a shark rises from the depths of the ocean, as a bear bounds across the floor of a forest, or as an eagle swoops down from the sky.

It seems that the octopus-thing or the squid-thing, or whatever kind of thing the “undiscovered marine species” specimen-thing is (actually, it turns out to be a giant electric jellyfish), is clearly integral to the setting; it comes from the sea, onto the beach, to attack the teens during spring break. All the pieces fit; there are not only unity and coherence, but also integration and relevance. Of course, whether the effects are “integrated into the scene” as seamlessly and naturally as the could and should be is another question.

Moreover, the movie's posters also indicate that the monster is, indeed, integral to the setting.

One poster shows Kaylee running across the beach, leaning well forward. There's a full moon in the dark sky, but the sand is dark and looks more like both mud and water than sand as such. Indeed, at first glance, it appears that Kaylee is running upon the surface of the ocean, especially since the illuminated tentacle of the monster rises from the sand beside her. Beneath the title, in solid, block red letters is the caption, “This beach is killer.”

Another poster shows a blonde wearing a bikini top resembling seashells; she is buried in the beach up to her waist. Beneath the sand, two of the monster's illuminated tentacles stretch toward her, even as a third seems to attempt to surround her. On her knees, Kaylee reaches toward the other girl, as a third teen, perhaps Chandra, walks slowly toward the victim. A patrol car is parked behind Kaylee. Above the trapped teen, who stretches her arms overhead, the caption appears, in capitals, all red, above the film's sand-colored title: “This beach is killer. The Sand.”

In “The Philosophy of Composition,” wherein Edgar Allan Poe explains how he write his celebrated poem The Raven, Poe says he began the process with the particular emotional effect in mind that he wanted to create (horror, of course), and then chose each and every other element of the poem, it plot, its structure, its meter, its rhyme scheme, the raven's increasingly eerie refrain, and, of course, the setting so that, individually and together, these elements help both to create the preconceived effect and to maximize its impression upon the poem's readers. Like Aristotle, who warned against a tacked-on ending, or deus ex machina, insisting that the end of a story should be pertinent and seemingly inevitable, given all that had gone before, and led, to the culmination, the effect itself.

By ensuring that the characters, including the monster, are integral to the story's setting, writers can gain a sense of inevitability for their denouement that is as apt and satisfying as that of Poe's raven. The elements of The Sand, the monster included, do lead up to and emphasize the effect that the film, as a whole, produces. In this, the movie succeeds well, however well or poorly the film the “monster effects” themselves may be “integrated into the scene.”

Theme as the Springboard to a Story's Plot

Copyright 2011 by Gary L. Pullman

Dorothy Gale discovers she's not in Kansas anymore

I usually start my stories with an inciting moment, the point in the action that launches the rest of the narrative forward. (In The Wizard of Oz, the film version of L. Frank Baum’s novel, The Wonderful Wizard of Oz, for example, the story begins when the protagonist, Dorothy Gale, runs away from home, because, had she not done so, she’d have been with Aunt Em, Uncle Henry, and the farmhands in the storm cellar and would have avoided the cyclone that carried her off to her adventures in faraway Oz.)

A story’s inciting moment can be virtually anything. I once had a list of a couple hundred potential inciting moments. A few on this list might have been:

• The protagonist receives a strange package.
• The protagonist makes a spontaneous (and, as it turns out, a poor) decision.
• The protagonist is abducted by strangers.
• The protagonist buys his girlfriend a present different than the one he’d intended to buy for her birthday.
• The protagonist awakens in a strange place, not knowing how he or she got there.

In a previous post, I explain how Edgar Allan Poe wrote his famous narrative poem The Raven backward, by first determining the effect that he wanted to produce (horror) and then determining the details, of plot, tone, setting, and so forth, that would best help him to produce this predetermined effect. This morning, in the wee hours, as I lay half-asleep and half--awake, which is usually when the muse puts in her appearances--I hit upon another way to accomplish this same feat: One can write backward, so to speak, by first determining how the main character will change by the end of the story!

The change doesn’t have to be drastic, although it should be significant. The change may involve in alteration in the protagonist’s aspirations, attitude, beliefs, decisions, emotions, perceptions, reasoning, thoughts, understanding, or values. Whatever type of change occurs, however, it will derive from the experiences that he or she undergoes during the course of the story, and his or her change will constitute a lesson of sorts for him or her. In fact, I often think of the theme of a story as the lesson that the main character learns as a result of his or her experiences.

Looked at backward, so to speak, the story’s theme (the lesson learned, as reflected in the protagonist’s change of behavior) can be the springboard for the narrative’s entire action, a kind of inciting moment in reverse, as it were. In other words, by determining beforehand how the main character will change, a writer can then plot the story’s action in reverse, determining what will make him or her change and what lesson he or she will learn as the result of the experiences that he or she thus undergoes.

Job, in better days

Let’s take the Biblical story of Job (a horror story, if ever there was one) as an example. At the end of the story, Job’s understanding of God increases: Before the story, Job has a simple idea of God as One who rewards good behavior and punishes bad behavior; by the conclusion of the narrative, Job learns that God’s will is inscrutable, or unknowable, and that He must be trusted despite human beings’ ignorance of His ultimate character, or, as Job phrases his newfound knowledge (the story’s theme), “The just shall live by faith.”

Job has not learned the lesson that bad things sometime happen to good people and not just to the bad guys. Therefore, he is puzzled when things go from good to bad for him, and his faith (trust) in God is severely tested. By knowing in advance that Job’s understanding of the nature of God is what will change as he learns his lesson (“The just shall live by faith”), the writer would be able to select the incidents of the plot, including those of the exposition (God points out Job’s faithfulness to Satan during an assembly of the heavenly host which the devil also attends); the inciting moment (Satan is allowed to test Job’s faith); the rising action (the increasingly horrific torments that Job must endure during the testing of his faith); the turning point (Job’s refusal both to curse God and to himself accept blame for the catastrophes that befall his fortune, his family, and himself); the falling action (God’s interrogation of Job out of the whirlwind); and the denouement (Job’s confession of both his ignorance of, and his faith in, God and God’s restoration of Job’s fortune, Job’s family, and Job himself).

By plotting backward, so to speak, from the story’s theme and using it as a sort of reverse inciting moment, the narrative’s sequence of action, including the elements of its plot, can be determined in such a way that this sequence of action will result in the protagonist’s change of behavior and the learning of his or her lesson. In addition, this approach allows the writer to connect plot to character much more closely, perhaps, than he or she might have been able to do had his or her story begun not with the final outcome (the theme of the story, which accompanies or leads to the protagonist’s change in behavior), but with a simple change in the routine of the protagonist’s normal, everyday life. Moreover, this approach helps the writer to ensure that everything that happens in the story is related to the character’s development and change and to his or her recognition of a new truth (the lesson that he or she learns).

Edgar Allan Poe: An Obituary and a Eulogy

Copyright 2010 by Edgar Allan Poe

Edgar Allan Poe died on October 7, 1849, and an obituary by his mortal enemy and biographer Rufus Griswold appeared three weeks later, on October 20, on page four of the New-York Weekly Tribune. It was another chance for Poe’s foe to lambaste the author, and he did so, claiming that Poe “had few or no friends” and suggesting that he was deserving of none. “Few,” Griswold felt sure, would “be grieved by” Poe’s demise.

Even the author’s reputation as a man of letters was questionable, Griswold implied: “Literary art has lost one of its most brilliant but erratic stars.” Griswold, assuming the name of “Ludwig,” characterizes Poe as a dissolute alcoholic who lived a penurious and friendless existence at the expense, as often as not, of his benefactors. He was, “Ludwig” all but insists, little more than a freeloader:

His wants were supplied by the liberality of a few individuals. We remember that Col. Webb collected in a few moments fifty or sixty dollars for him at the Union Club; Mr. Lewis, of Brooklyn, sent a similar sum from one of the Courts, in which he was engaged when he saw the statement of the poet’s poverty; and others illustrated in the same manner the effect of such an appeal to the popular heart.

Poe came to the attention of the literati as a result of an accident, Griswold claims. He had entered a literary contest, and his story won not because it had any merit, but because it was the first among the many entries that showed any legibility, and the judges, in selecting it as the winner, might be done as quickly as possible with their responsibility:

Such matters are usually disposed of in a very off hand way: Committees to award literary prizes drink to the payer’s health, in good wines, over the unexamined MSS, which they submit to the discretion of publishers, with permission to use their names in such a way as to promote the publisher’s advantage[[.]] So it would have been in this case, but that one of the Committee, taking up a little book in such exquisite calligraphy as to seem like one of the finest issues of the press of Putnam, was tempted to read several pages, and being interested, he summoned the attention of the company to the half-dozen compositions in the volume. It was unanimously decided that the prizes should be paid to the first of geniuses who had written legibly. Not another MS. was unfolded. Immediately the ‘confidential envelop’ was opened, and the successful competitor was found to bear the scarcely known name of Poe.

Had it not been for the intervention of another benefactor, “the accomplished author” John P. Kennedy, who’d written Horseshoe Robinson, it seems unlikely, Griswold would have his readers believe, that Poe would ever have been likely to have earned himself the position of editor of The Southern Literary Messenger at even the “small salary” that Poe was paid:

The next day the publisher called to see Mr. Kennedy, and gave him an account of the author that excited his curiosity and sympathy, and caused him to request that he should be brought to his office. Accordingly he was introduced: the prize money had not yet been paid, and he was in the costume in which he had answered the advertisement of his good fortune. Thin, and pale even to ghastliness, his whole appearance indicated sickness and the utmost destitution. A tattered frock-coat concealed the absence of a shirt, and the ruins of boots disclosed more than the want of stockings[[.]] But the eyes of the young man were luminous with intelligence and feeling, and his voice, and conversation, and manners, all won upon the lawyer’s regard. Poe told his history, and his ambition, and it was determined that he should not want means for a suitable appearance in society, nor opportunity for a just display of his abilities in literature. Mr. Kennedy accompanied him to a clothing store, and purchased for him a respectable suit, with changes of linen, and sent him to a bath, from which he returned with the suddenly regained bearing of a gentleman.

The late Mr. Thomas W. White had then recently established The Southern Literary Messenger, at Richmond, and upon the warm recommendation of Mr. Kennedy, Poe was engaged, at a small salary — we believe of $500 a year — to be its editor.

In keeping with his image of Poe as a ne’er-do-well who lived off others, Griswold also characterizes Poe as something of a vagabond, mentioning his moves from Richmond to Philadelphia; from Philadelphia to New York; from New York back again to Richmond; and, finally, as it seemed, judging by his death in Baltimore, back again to New York.

In the years following the death of his “poor” wife, whom Poe had married “hurriedly” and “with characteristic recklessness of consequences,” at a time when he was as penniless as she, the author was able to make a meager living on the basis of “an income from his literary labors sufficient for his support.” However, Griswold suggests, Poe continued to keep an eye out for the chance to freeload, for, as “Ludwig,” or Griswold, points out, Poe “was understood by some of his correspondents” to be planning “to be married, most advantageously, to a lady of that city: a widow, to whom he had been previously engaged while a student in the University.”

As a man, Poe didn’t amount to much, either, Griswold’s death notice suggests: “He was at all times a dreamer,” who walked about not with his head so much in the clouds as “in heaven or hell,” communing with imaginary beings, the “creatures and the accidents of his brain”:

He walked the streets, in madness or melancholy, with lips moving in indistinct curses, or with eyes upturned in passionate prayers, (never for himself, for he felt, or professed to feel, that he was already damned), but for their happiness who at the moment were objects of his idolatry — or, with his glances introverted to a heart gnawed with anguish, and with a face shrouded in gloom, he would brave the wildest storms; and all night, with drenched garments and arms wildly beating the winds and rains, he would speak as if to spirits that at such times only could be evoked by him from the Aidenn close by whose portals his disturbed soul sought to forget the ills to which his constitution subjugated him — close by that Aidenn where were those he loved — the Aidenn which he might never see, but in fitful glimpses, as its gates opened to receive the less fiery and more happy natures whose destiny to sin did not involve the doom of death.

He seemed, except when some fitful pursuit subjected his will and engrossed his faculties, always to bear the memory of some controlling sorrow. The remarkable poem of The Raven was probably much more nearly than has been supposed, even by those who were very intimate with him, a reflexion and an echo of his own history.

The true man is mirrored by his works, Griswold says, and Poe’s works are dark and dreary, indeed:

Every genuine author in a greater or less degree leaves in his works, whatever their design, traces of his personal character: elements of his immortal being, in which the individual survives the person. While we read the pages of the Fall of the House of Usher, or of Mesmeric Revelations, we see in the solemn and stately gloom which invests one, and in the subtle metaphysical analysis of both, indications of the idiosyncrasies, — of what was most remarkable and peculiar — in the author’s intellectual nature. But we see here only the better phases of this nature, only the symbols of his juster action, for his harsh experience had deprived him of all faith in man or woman. He had made up his mind upon the numberless complexities of the social world, and the whole system with him was an imposture. This conviction gave a direction to his shrewd and naturally unamiable character. Still, though he regarded society as composed altogether of villains, the sharpness of his intellect was not of that kind which enabled him to cope with villainy, while it continually caused him by overshots to fail of the success of honesty.

A friend of Poe’s, George R. Graham, answers Griswold’s character assassination-disguised-as-an-obituary with a eulogy in which he praises Poe (“The Late Edgar Allan Poe,” Graham’s Magazine, March 1850, 36: 224-226). Adopting the device of writing his eulogy to Willis, a mutual friend of Poe and himself, Graham begins by taking unto himself the task of writing a “defence [sic] of his character” as it was “set down by Dr. Rufus W. Griswold.”

“I knew Mr. Poe well — far better than Mr. Griswold,” Graham writes, and he immediately describes Griswold’s portrait of Poe an “exceedingly ill-timed and unappreciative estimate of the character of our lost friend,” which is both “unfair and untrue.” Graham believes that Griswold demonizes Poe out of spite, or “spleen.” Griswold’s obituary is, in fact, Graham argues, an attempt to avenge himself and his friends upon Poe for Poe’s honest criticisms of their literary works:

Mr. Griswold does not feel the worth of the man he has undervalued; — he had no sympathies in common with him, and has allowed old prejudices and old enmities to steal, insensibly perhaps, into the coloring of his picture. They were for years totally uncongenial, if not enemies, and during that period Mr. Poe, in a scathing lecture upon [[“]]The Poets of America,[[”]] gave Mr. Griswold some raps over the knuckles of force sufficient to be remembered. He had, too, in the exercise of his functions as critic, put to death, summarily, the literary reputation of some of Mr. Griswold’s best friends; and their ghosts cried in vain for him to avenge them during Poe’s life-time.

What Griswold and his friends were incapable of achieving during Poe’s life, Griswold sought to gain after his death, by cowardly accusing Poe of charges against which Poe could not now defend himself. However, Graham suggests, even if Griswold had not had an axe to grind, Griswold would have not been “competent. . . to act as his judge — to dissect that subtle and singularly fine intellect — to probe the motives and weigh the actions of that proud heart” because not only did Griswold not “feel the worth of the man he has undervalued” but he also could not measure Poe’s worth, since Poe’s “whole nature — that distinctive presence of the departed which now stands impalpable, yet in strong outline before me, as I knew him and felt him to be — eludes the rude grasp of a mind so warped and uncongenial as Mr. Griswold’s.”

As a man, Griswold found Poe to have had close friends and to have been “always the same polished gentleman — the quiet, unobtrusive, thoughtful scholar — the devoted husband — frugal in his personal expenses — punctual and unwearied in his industry — and the soul of honor, in all his transactions. This, of course, was in his better days, and by them we judge the man. But even after his habits had changed, there was no literary man to whom I would more readily advance money for labor to be done.” As for his being a ne’er-do-well or a freeloader, Graham says, Poe was of such a rarified genius that his writings found only a small audience, (and literature is an enterprise that seldom pays well, in any case). He drank because he made little at doing what he loved so well:

The very natural question — “Why did he not work and thrive?” is easily answered. It will not be asked by the many who knew the precarious tenure by which literary men hold a mere living in this country. The avenues through which they can profitably reach the country are few, and crowded with aspirants for bread as well as fame. The unfortunate tendency to cheapen every literary work to the lowest point of beggarly flimsiness in price and profit, prevents even the well-disposed from extending any thing like an adequate support to even a part of the great throng which genius, talent, education, and even misfortune, force into the struggle. The character of Poe’s mind was of such an order, as not to be very widely in demand. The class of educated mind which he could readily and profitably address, was small — the channels through which he could do so at all, were few — and publishers all, or nearly all, contented with such pens as were already engaged, hesitated to incur the expense of his to an extent which would sufficiently remunerate him; hence, when he was fairly at sea, connected permanently with no publication, he suffered all the horrors of prospective destitution, with scarcely the ability of providing for immediate necessities; and at such moments, alas! the tempter often came, and, as you have truly said, “one glass” of wine made him a madman. Let the moralist who stands upon tufted carpet, and surveys his smoking board, the fruits of his individual toil or mercantile adventure, pause before he lets the anathema, trembling upon his lips, fall upon a man like Poe! who, wandering from publisher to publisher, with his fine, print-like manuscript, scrupulously clean and neatly rolled, finds no market for his brain — with despair at heart, misery ahead for himself and his loved ones, and gaunt famine dogging at his heels, thus sinks by the wayside, before the demon that watches his steps and whispers OBLIVION.

The solution might have been to sell out and write the hack work that a general audience more interested in entertainment than art seemed to crave, but Poe was too much a man of honor to do so, Graham declares: “Could he have stepped down and chronicled small beer, made himself the shifting toady of the hour, and with bow and cringe, hung upon the steps of greatness, sounding the glory of third-rate ability with a penny trumpet, he would have been feted alive, and perhaps, been praised when dead. But no! his views of the duty of the critic were stern, and he felt that in praising an unworthy writer, he committed dishonor.”

Rather than the idle, half-mad dreamer that Griswold had made Poe out to be, Poe was a man of genius, Graham states, whose thoughts occupied higher regions than those of men of more mundane interests:

He was a worshipper of INTELLECT — longing to grasp the power of mind that moves the stars — to bathe his soul in the dreams of seraphs. He was himself all ethereal, of a fine essence, that moved in an atmosphere of spirits — of spiritual beauty, overflowing and radiant — twin brother with the angels, feeling their flashing wings upon his heart, and almost clasping them in his embrace. Of them, and as an expectant archangel of that high order of intellect, stepping out of himself, as it were, and interpreting the time, he reveled in delicious luxury in a world beyond, with an audacity which we fear in madmen, but in genius worship as the inspiration of heaven.

It should be observed that contemporary critics hold a view of Poe that is much closer to Graham’s estimation of the author than to Griswold’s caricature of him.



Note: Both Griswold’s obituary and Graham’s eulogy may be read in their entireties at “A Poe Bookshelf: Books, Articles and Lectures on Edgar Allan Poe,” courtesy of The Edgar Allan Poe Society of Baltimore.