The Metaphysics of Horror

Copyright 2010 by Gary L. Pullman

From a religious point of view, the problem of evil, as philosophers call the idea that a loving, omniscient, omnipotent, and eternal God allows evil and suffering, seems to suggest one of these possibilities:

• There actually is no God.
• God is less than he is believed to be (for example, not loving, omniscient or omnipotent).
• God does not intervene in nature or human affairs.
• The devil (or chief evil entity) is equally as powerful as God.

Sooner or later, if only implicitly, horror fiction must grapple with this philosophical conundrum.

Dean Koontz wrestles with the problem of evil in The Taking, Stephen King in Desperation.

In the former’s novel, the arrival of Satan and his minions, mistaken for an extraterrestrial invasion of alien spacecraft, occurs when these dark forces seek to usher in Armageddon. The nature of the problem of evil is not directly assessed, although Koontz’s novel suggests that, despite its opposition to God’s goodness, evil does have a divine purpose, unintended though that effect may be on the part of the devil. Rather as in the book of Genesis (crossed, perhaps, with the Norse concept of Ragnarok, in which a man and a woman, surviving the destruction of Middle-earth, repopulate the planet at the beginning of a new age), a remnant of humanity is preserved against the wholesale destruction that ensues the hellish invasion. In place of Noah’s ark, the protagonist, having been impregnated by her husband, bears the seed of humanity’s hopes for the future within her womb. The old world dies that a new one may be born.

If Koontz’s novel is informed (by way of Norse mythology) by the Genesis account of the flood and the survival of Noah and his family (and two of every other species on the planet), King’s story seems to take, as its foundation, the Old Testament story of Job.

In King’s novel, God has summoned protagonist David Carver and several others to stop the demon Tak, who has recently escaped from a caved-in mine. In the process, David loses his entire family and concludes that “God is cruel.” However, another character, writer John Marinville, gives the teenager a note that he, Marinville, found while he was in the demon’s lair, a get-out-of-school-early pass that David had left nailed to a tree in his backyard, hundreds of miles away, before he and his family undertook the vacation that ended in Desperation. On the note is a message that wasn’t on the note originally, a message that, presumably, is from God himself: “God is love.” To effect the greater good, love must, at times, take a harsh and unbending stand toward evil, even at the cost of great sacrifice. David is too young to know the ways of God, but, King suggests, like longsuffering Job, the protagonist must trust in the goodness of God and take the deity at his word that he is a God of love who intervenes in human affairs for purposes which are inscrutable to human beings but are just, nevertheless, and, on some greater scale, probably merciful as well.

Koontz, a Roman Catholic, and King, who grew up in the Protestant tradition but claims to subscribe to no “traditional” religious faith and to have a non-traditional idea of God, both offer a view of the problem of suffering which is rooted, at least in part, in the Judeo-Christian faith (and, in Koontz’s case, perhaps Norse mythology), as it is expressed, respectively, in the book of Genesis (and the Eddas) and the book of Job. Although neither author presents an original thesis concerning the problem of evil, each draws attention to the issue in an entertaining and inventive fashion. (A recent film, The Exorcism of Emily Rose, also enquires as to the basis of evil and suffering, leaving the answer open.)

The mystery of iniquity is perhaps unsolvable, but it clearly still retains a powerful interest upon the imaginations of writers and readers today, just as it has for several millennia now.

from Formula Fiction?: An Anatomy of American Science Fiction, 1930-1940

Today’s post carries no byline because it’s really a summary of observations by Frank Cioffi, author of Formula Fiction?: An Anatomy of American Science Fiction, 1930-1940 (Greenwood Press, Westport, CT, 1982). What Cioffi notes concerning science fiction also works for horror fiction and, as he points out, for most other genres of popular literature as well.

“Status quo” science fiction. . . . opens with a conventional picture of social reality. . . . This reality is disrupted by some anomaly or change--invasion, invention, or atmospheric disturbance, for example--and most of the story involves combating or otherwise dealing with this disruption. At the story’s conclusion, the initial reality (the status quo) reasserts itself (ix). Status quo science fiction served to affirm existent reality in much the same way that other popular genres of the troubled 1930s affirmed values such as family, the love ethic, manly heroism, the American Way, and the like (ix). The “subversive” formula. . . [is] a variety of SF that comes directly out of the status quo formula and, in fact, closely resembles it. . . . In the subversive formula, the anomaly is not expelled, but somehow incorporated into society; in short, society is subverted by it (ix.) Rather than demonstrating how society snaps back to normal after any disruption, subversive science fiction depicts how society adapts to and incorporates the anomalous. . . . The anomaly is making an impact on the social structure depicted: altering it, subverting it, destroying it (x). The “other world” formula. . . Displays no explicit, representational society: conventional society is bypassed altogether in this formula, though it is of course the implied referent for the fictive world. . . . A story of the other world type might show a number of slightly confusing pictures of an entirely alien culture culminating in a revelatory scene that suggests some connection to a conventional or familiar reality, thereby shaping the protagonist’s (and reader’s) perception of the foregoing events. This formula can also be seen as a variant on the status quo or subversive type which starts from an alternative social reality. The initial “status quo” of this formula is some entirely projected fantastic world, often a version of contemporary social reality or a future evolution of it. . . . This variety emphasizes perfection. How should values be formed in the absence of a familiar cultural context? How would our world’s values look to complete outsiders? (x). The typology of 1930s SF may be used to identify most subsequent examples of the genre (xi). Instead of depicting the expulsion of the anomaly, the subversive story shows society adapting (or crumbling) in response to it (12). This anomaly’s plausibility elevates science fiction out of fantasy, and into a realm where it must be taken seriously. The way the anomaly first appears and how characters react to it determine its plausibility. The critic, however, need not make explicit connections between the story’s anomaly and actual current events (13). The first, most obvious level of analysis concerns acceptance of the anomaly by characters within the story: is the anomaly valuable or repulsive, good or bad, useful or destructive?. . . . In the third formula. . . the anomaly’s general utility vis-à-vis experiential reality has to be inferred from the author’s stance [rather than from “the interaction between the real world and the anomaly,” because “the other world structure radically departs. . . from any specific(or even slightly veiled) depiction of the author’s social/experiential milieu; its terms and events are almost entirely removed from the identifiably naturalistic” (12)] (15). After the initial reaction of experiential reality to the anomaly is discerned--either in the story itself or through the author’s stance--the reader distances him/herself (with the author) one more degree from the story, and determines whether that reaction is right or wrong. . . . Many SF stories use dramatic irony to show things about society and groups that these societies or groups themselves cannot see but which are manifestly clear to the reader (15). A banal plot can. . . be given weight--or publish ability--by injection of terms and situations ordinarily associated with serious, important matters (17). Where the scientific terms gravitate toward encompassing all society and suggest a typicality or repeatability of situation, fantasy terms would suggest an individuality or singularity, and would thrust the story into am entirely new realm--that of the supernatural (17). This ur-text. . . is of the status quo variety (17). The general methodology brought to bear on all SF formulas will essentially be the same archaeological procedure. . . : uncovering component parts (anomaly, reality, authorial stance) and looking for relationships among them that suggest meaning (17). The “classic detective story” (as defined by John G. Cawelti) takes a similar structure [to that of the status quo formula story]. Into a fairly conventional and familiar world a crime intrudes, and by the story’s conclusion, the crime is solved, and the integrity of society is reinforced (40). It even more closely resembles the “fantastic journey” variety of adventure story: the protagonist of a central group of characters journeys into the unknown or the forbidden but safely returns to the comforting, familiar world by the end of the story. Horror stories often exhibit a similar structure. The horror element is introduced into a conventional world (or sometimes arises through placement of conventional types in a horror setting such as a haunted house) and causes excitement, chills, and thrills; but finally the real world reasserts itself and order reigns (41). An ur-text. . . is formed by looking for conventional plots, heroes, conflicts, and anomalies which appear in large numbers of stories but only rarely appear all at once in any one tale. The ur-text, then, is a composite picture of the most oft-repeated and conventional features of a formula. . . . The ur-text . . . is entirely conventional, containing more clichés than a writer would ever be able to sell in one story. Conversely, no story would be able to sell without at least a good portion of these ur-text features (42). Things are uneventful. . . . People go about their business in a routine way. . . . There is a real stasis. . . and against this (often only implied) background of static reality, various characters appear who seem to be restive, driven, or obsessive--or who are sometimes simply the pawns of chance--on whom the action will focus. More often than not, the main character will e a “hero-type” of the kind usually associated with adolescent literature. Successful in many phases of endeavor, he is young, brilliant (often in scientific work), unmarried. Seldom. . . is this main character a woman. Seldom is the hero either stupid or very poor. . . . Wealth and some social status are usually accessible to him. . . because these accoutrements increase possibility, and the early part of the story must brim with the possible, the potential adventure. . . . And the more conventional the first part is, the greater the shock of anomaly (42). Onto this comfortable familiarity disruption descends. This disruption can take many forms: a breakthrough occurs in the laboratory; a freakish discovery is made by a scientific expedition; contact is established with a faraway planet. In the early 30s stories, the disruption often results from happenstance: a meteor falls; a letter or telegram arrives. . . . The familiar world of the first part crumbles almost entirely at this stage. The story focuses instead on the anomalous circumstances--the civilization found under the sea, the dangers of another planet, or the like. . . . The change can be effected in many different ways; but generally, the more severe the dislocation, the more dramatic the struggle against it, and the more heroic the act that is needed to overcome it (43). The struggle between the agent of the known reality and the anomaly can take many forms. Ordinarily, two main conflicts operate in the status quo story. First, the values, ethics, or morals embodied by the agent of reality (usually the hero) are suddenly thrust into a world in which they no longer matter. A new morality, therefore, is at least implied--particularly since survival usually ranks of paramount importance--and it always worked against the known, accepted, fairly conventional values the hero embodies. He must do any number of things to save himself--fill, bribe, appear nude before or sleep beside women he does not know. Such actions flout the code and rules he has always lived by, but are accepted actions when he finds himself among aliens, immersed in the bizarre. A second moral conflict involves the alien force’s actions. They know no ethical restrictions or guidelines o at least they don’t obey ours (43). All sorts of taboos, such as unfettered sexuality, polygamy, homosexuality, sadomasochism, incest, bestiality, cannibalism, human sacrifice, torture, and genocide, can be carried on by agents of the anomaly. Readers could devour such fare with no sense of guilt or shame because the underlying message is always the reassuring one that this behavior is wrong, the product of creatures or cultures entirely removed from the human realm. The reader could be comfortable knowing not only that such actions are being condemned, but that they are the ones that the agents of the familiar world actively works to defeat (44). The classic response to this anomaly is expulsion. Accomplished by a variety of means, the danger is averted, and the familiar world reestablishes itself at the story’s conclusion. The scientific method often establishes the real hero. . . . Conventional values work to actively oust or abandon the anomaly: pertinacity, self-awareness, love, loyalty, patriotism. Usually, opposition to the anomaly is deliberate. . . . And this expulsion of the anomaly is usually presented as the correct response, too. The themes that such stories center on--invasion, evil aliens, awful biologioes, destructive technologies--generally threaten society. The reassertion of “reality” at the story’s conclusion-no matter how it is effected--is accepted as essentially the best resolution to what was potentially an enormously threatening chain of events. In short, the status quo stories usually have a happy ending (44). There are a number of ways the status quo formula avoids being a simple reenactment of one well-worn, conventional plotline. Any established plot formula. . . always operates against the background of what could conceivably be. That is, no fulfillment of the formula or fulfillment of a contrary formula is--in the better stories--always threatened or imminent. In the status quo SF story, for example, the anomaly introduced could come very close to wreaking havoc; or reality could be so grossly altered that it would no longer be recognizable (45). Status quo stores can bypass a tedious conventionality through their depiction of social taboos (46). Another artful tack the writer of the status quo SF story can take involves creating a tension between the attractiveness of the SF anomaly and the anomaly’s potential for evil or destructiveness. A writer can spark the reader’s enthusiasm for and appreciation of an anomaly. It can seem like a perfectly good idea, a reasonable experiment, say, with intelligently planned and practical ends. Yet a small misgiving that may appear early on magnifies as the experiment and the story move toward their conclusions. Nat Schachner’s “The 100th Generation” (AS, May 1934) follows such a pattern. It concerns the eugenics experiments of a millionaire scientist, Bayley Spears, and his friend Radburn Phelps (the narrator). Spears outlines his experiment: using the sperm and ova of famous people, he plans to produce a super race. . . . [Phelps] becomes caught up in the millionaire’s enthusiasm and earnestness--and indeed the reader is caught up, too. . . . When Phelps finally does voice his objections, they seem after-the-fact, possibly even petty: he says the creatures will not have responded to environmental influences, and will be too inbred. He then distances himself from the experiment altogether, and lets Spears go to a remote island with the embryos (47-48). The tensions between the possibility of carrying out such an experiment--compressing three thousand years into twenty--and the experimental technique’s unforeseen ramifications resolves itself when Spears sends Phelps a telegram requesting that the remote island be immediately blown up. The experiment apparently ended in failure. Schachner consciously creates an interesting tension: when Phelps lands on the island, the first creature he sees is a beautiful woman, seemingly the ideal result of eugenic experimentation. Why blow up the island?. . . . She [Una] proves, however, to be the exception to the rule, and the rest of the hundredth generation are so monstrous that they plan to vivisect the landing party. Fortunately, this plan fails. Reality reestablishes itself in the form of a romance that springs up between Phelps’s son and Una. Throughout, Schachner skillfully divides the reader’s feeling between an enthusiasm for the experiment--reified fully in the person of Una--and fear of its terrifying failure (48). [Another story that uses this same technique is Michael Crichton’s Jurassic Park.] The attractiveness-repulsiveness dichotomy in status quo SF formulas ultimately became so central that its writers shaped the status quo story into other versions of itself. Some stories show the anomaly as entirely positive, so much so that reality (flawed as it is) cannot accept it. This pattern I called the inverted status quo. Another version, the transplanted type status quo formula, begins with an anomalous situation (such as a space flight to Andromeda) into which an even more anomalous agent intrudes (a “black hole” appears in space, for example). As the anomaly becomes more and more attractive, the desire to expel it becomes weaker: instead of chronicling the machinations of expulsion, the latter, more complex and more sophisticated status quo formulas question the necessity of such expulsion, and examine the underlying instincts and motivations for the reader’s attraction to this anomalous element (48). [Alien, It! The Terror from Beyond Space and The Thing both use “the transplanted type status quo formula” as well.] And this second anomaly forms the focus of the action and excitement in the transplanted status quo tale (57). The transplanted status quo tale usually opens with a picture of the transplanted reality. The opening phase of the story is either characterized by restiveness--the crew I anxious to dock, say, or to find excitement--or by a prevailing indolence. In both instances a sense of something about to happen pervades the opening sequences. Often a slightly distracting minor incident whets the reader’s appetite for excitement. A power failure almost occurs on board the spaceship, or one of the crew members falls ill (57). An alternative pattern starts with the depiction of the anomaly or alien that the transplanted reality will no doubt encounter, but it, too, is in either a passive or a dormant state. A. E. Van Vogt’s “opening line to “Black Destroyer” (ASF, July 1939) is an excellent example of alien dormancy: “On and on Coeurl prowled!” This is a state from which adventure will be generated, an opening that promises action and conflict. The conflict usually comes gradually rather than all at once. The anomaly is either encountered by the agents of a near-recognizable reality, or these familiar types actively seek out the anomaly (58). The anomaly itself is usually some kind of alien life form whose destructiveness and evil are gradually revealed to the crew (and to the reader) as the story unfolds. Occasionally, the life form is not overtly vile, but insidiously evil. Such a situation prolongs the reader’s tension over what portion of the anomalous situation is usual and what is threatening. Yet this variation does not really change the pattern of action. As the story moves to a climax, and the true nature of the anomaly is revealed, the interaction between it and the reality agents degenerates into some fairly conventional action sequence--fight, chase, showdown, and the like: most SF stories generally have more intriguing openings than endings (58-59). In the better transplanted status quo tale, the imagery used throughout the conflict usually suggests some easily identifiable earth-bound concern--hunger, sexuality, or work, for example--and it is finally that image pattern that suggests the meaning of the story (59). At the story’s end, order is restored, the alien or evil anomaly is thrust out, and the transplanted reality survives. . . . The Enterprise of “Star Trek” [sic] continues to “explore new world, to seek out new life and new civilizations, to boldly go where no man has gone before”--week after week (59). [In the transplanted reality formula] the action and characters are isolated throughout from the rest of civilization. Such a feature is apparent in sea stories, air stories, Gothic tales (especially those set in castles), and many detective stories (59). The popular form closest to the transplanted SF tale is the western (59-60). The transplanted status quo eventually evolved into the story of the alternative world, in which the focus was not so much on earth values, or earth-like personalities but on the very strange. The transplanted story is evidence of how SF writers were attempting to transcend their popular culture antecedents and find their own set of conventions and situation, ones that were not entirely analgous to those found in other forms (67).

from The Dark Descent

Today’s post carries no byline because it’s really a summary of observations by David G. Hartwell, editor of The Dark Descent (Tor, NY, 1987), which he makes in his introduction to the anthology of creepy short stories by such authors as Stephen King, John Collier, M. R. James, H. P. Lovecraft, Shirley Jackson, Harlan Ellison, Nathaniel Hawthorne, J. Sheridan LeFanu, Ray Bradbury, Fritz Leiber, Robert Bloch, Charles L. Grant, Thomas M. Disch, Theodore Sturgeon, Clive Barker, Edgar Allan Poe, Charlotte Perkins Gilman, William Faulkner, D. H. Lawrence, Tanith Lee, Flanner O’Connor, Ramsey Campbell, Henry James, Gene Wolfe, Charles Dickens, Joyce Carol Oates, Ambrose Bierce, Edith Wharton, Algernon Blackwood, Philip K. Dick, and other names worth the dropping, to wit:

[Horror stories] clustered around the principle of a real or fake intrusion of the supernatural into the natural world, an intrusion which arouses fear (4-5).

It is Lovecraft’s essay that provides the keystone upon which any architecture of horror must be built: atmosphere. . . . What this means is that you can experience true horror in, potentially, any work of fiction, be it a western, a contemporary gothic, science fiction, [or] mystery. . . . as long as the atmosphere follows. This means that horror is free of the supernatural (5).

Hartwell includes a quotation of David Aylward:

To them [those who don’t read horror] it is a kind of pornography, inducing horripilation instead of erection. And the reader who appears to relish such sensations--why, he’s an emotional masochist. . . (Revenge of the Past, as quoted in The Dark Descent, 5-6).

Hartwell resumes his own voice, arguing his ideas on his topic:

[Edmund Wilson] sees. . . literature as evolving in a linear fashion into fantasies of the psyche removed entirely from supernatural trappings. Any audience interested in these trappings is regressive. He sees no value to a modern reader in obsolete fiction (7).

As horror has evolved in this century, it has grown significantly in the areas of “the morbidities of the psyche” and fantasies of “a world in which, prosaic though it is, we can find no firm foothold on reality (7).

Hartwell includes a quotation of Jean-Paul Sartre:

In order to achieve the fantastic, it is neither necessary nor sufficient to portray extraordinary things. . . . Either it [the fantastic] does not exist at all, or else it extends throughout the universe.. . (The Fantastic Considered as a Language, as quoted in The Dark Descent, 7-8).

Hartwell resumes his own voice, arguing his ideas on his topic:

Contemporary horror occurs in three streams. . .: 1. moral allegorical [,] 2. psychological metaphor [, and] 3. fantastic. These modes are not mutually exclusive, but usually a matter of emphasis (8).

[Moral allegories] are characteristically supernatural fiction, most usually about the intrusion of evil into consensus reality. . . . These arte the stories of children possessed by demons, of haunting by evil ghosts from the past. . . stories of bad places (where evil persists from past times), of witchcraft and satanism. . . . They are often written by lapsed Christians, who have lost their firm belief in good but still have a discomforting belief in evil. Stories in this stream imply or state the Manichean universe (8).

In speaking of stories and novels in this first stream, we are speaking of the most popular form of horror fiction today, the commercial bestseller lineage of Rosemary’s Baby and The Exorcist, and a majority of the works of Stephen King. . . . This stream is the center of category horror publishing (8-9).

The second group of horror stories, stories of aberrant human psychology embodied metaphorically, may be either purely supernatural, such as Dracula, or purely psychological, such as Robert Bloch’s Psycho. What characterizes them as a group is the monster at the center. . .--an overtly abnormal human or creature, from whose acts and on account of whose being the horror arises (9).

Stories of the third stream have at their center ambiguity as to the nature of reality, and it is this very ambiguity that generates the horrific effects. Often this is an overtly supernatural (or certainly abnormal) occurrence, but we know of it only by
allusion. Often, essential elements are left undescribed so that, for instance, we do not know whether there was really a ghost or not. But the difference is not merely supernatural versus psychological explanation: third stream stories lack any explanation that makes sense in everyday reality--we don’t know, and that doubt disturbs us, horrifies us. This is the fiction to which Sartre’s analysis alludes, the fantastic. At its extreme form, from Kafka to the present, it blends indistinguishably with magic realism, the surreal, the absurd, all the fictions that confront reality through paradoxical distance. It is the fiction of radical doubt. . . . In the contemporary field it is a major current (10).

Third stream stories tend to cross all category lines but usually they do not use the conventional supernatural as a distancing device (10).

At the end of a horror story, the reader is left with a new perception of the nature of reality. In the moral allegory strain, the point seems to be that this is what reality was and has been all along (i.. e., literally a world in which supernatural forces are at work) only you couldn’t or wouldn’t recognize it. Psychological metaphor stories basically use the intrusion of abnormality to release repressed or unarticulated psychological states. In her book, Powers of Horror, critic Julia Kristeva says that horror deals with material just on the edge of repression but not entirely repressed and inaccessible. Stories from our second stream use the heightening effect of the monstrously abnormal to achieve this release. Third stream stories maintain the pretense of everyday reality only to annihilate it, leaving us with another world entirely, one in which we are disturbingly imprisoned. It is in perceiving the changed reality and its nature that the pleasure and the illumination of third stream stories lies. . . . The mass horror audience is not much taken with third stream stories. . .
Because they modify the emotional jolt (10-11).

Hartwell includes a quotation of George Stade, which originally appeared in The New York Times (October 27, 1985):

Although the manifest images of horror fiction are legion, their latent meanings are few.

He also offers a quotation of Stephen King:

I recognize terror as the finest emotion and so I will try to terrorize the reader. But if I cannot terrify, I will try to horrify, and if I find that I cannot horrify, I’ll go for the gross-out (Danse Macabre).

Parenthetical Explanation

Copyright 2010 by Gary L. Pullman

In a previous post, I discussed The Others as an example of a well-made movie whose twist (some might add, “twisted”) ending depends upon situational irony, which occurs when a situation sets up an expectation as to its resolution that is met in some other way than the audience has been led to believe--a bait-and-switch tactic of sorts, one might say. This film sets up not one, but three, possible explanations for the bizarre events that occur in an island mansion: the house is haunted, the protagonist is losing her mind, her servants are conspiring against her, perhaps to wrest her home away from her and her children. However, although it fulfills all of these expectations, the film resolves them in an unanticipated manner: Grace is insane, but she is also a ghost who is in purgatory as a result of having smothered her children, facts of which her servants hope to make her aware when they judge the time to be right.

Stories are not usually told in a straightforward fashion. Instead, the chronology of events typically is shuffled, so to speak, reordered so as to best capitalize on the drama inherent in and among them. Many stories, for example, begin in media res, or “in the middle of things,” relying upon flashbacks to fill in the details of the plot as the story progresses. A story that develops several alternative--or apparently alternative--storylines, the better to mislead the reader is even more difficult to plot than stories that don’t depend upon situational irony for their effect. Bizarre incidents are exciting, but they’re not ultimately satisfying unless they are explained or, at least, explicable. No one likes a tacked-on ending, or deus ex machina, and a story that fails to explain itself is equally unsatisfying.

It is easy, when a writer is telling a complicated story, such as The Others, or an unusually long story, such as most Stephen King novels, to overlook an explanation of this incident or that, frustrating the reader and decreasing the verisimilitude of one’s narrative. That’s where the technique of what I call parenthetical exposition can pay big dividends during the plotting process. The idea’s as simple as it is effective: as you write a synopsis of tour story’s planned action, include, at appropriate points, parenthetical explanations of why a particular bizarre and mysterious incident or set of circumstances occurs. Reserve the parentheses for this purpose.

Although you probably won’t want to explain the cause of the incidents or circumstances at the time that you describe them, as you write the story, you will have devised the reasons, motives, or foundations of the incidents or circumstances ahead of time and you will not, as a result, leave your readers hanging (and annoyed) as a result. At the appropriate moment, usually somewhere after the middle of the story, you can reveal the cause of these incidents or circumstances as appropriate opportunities to do so present themselves. The protagonist, for example, may discover the origin or the nature of the monstrous antagonist or the secrets related to the haunting of a house or other location; the protagonist may discuss with other characters a chain of events, thereby gaining insight as to the cause of these events; an external event or circumstance may enlighten the character as to the true nature of the threat he or she faces. In any case, you will have explained the reason, motive, or cause of each situation or incident when you plotted the story, explaining it in parentheses following your description of the phenomenon.

Something's Wrong!

Copyright 2010 by Gary L. Pullman

Something’s wrong with. . . . Well, just about everything. We fear that something is not quite right. That something is wide of the mark. That something is improper. Something’s wrong with the baby! That could be the tagline for Rosemary’s Baby.

 

Something’s wrong with the dog! That could be the tagline for Cujo.

 

Something’s wrong with the house! That could be the tagline for The Amityville Horror.

 

Something could go wrong with virtually anything--or anyone. Including me. . . . or you.

 

There’s something wrong with my nurse! Couldn’t that be the tagline for Misery?

 

There’s something wrong with my husband! That could be the tagline for The Shining.

 

What could go wrong? Again, almost anything. The baby could be the spawn of Satan, a true devil’s child. The dog could have rabies. The house could be haunted. The nurse and, for that matter, one’s husband could be psychotic and violent, even murderous.

 

Whatever could go wrong might go wrong. Horror stories are often about things (and people) that go wrong. They suffer a mechanical, an electrical, or a nervous breakdown. They go awry or insane. They fly off the handle, hit the roof, lose it, flip their lids, lose their heads.

 

The things that go wrong or, sometimes, the things that make other things go wrong, are the monsters or their human equivalents, most of which are symbolic of other, actual dangers: demons (weaknesses and appetites), ghosts (past traumas or guilt or fears that both haunt and drive the emotions of the haunted), giants (seemingly insurmountable, irresistible, or invincible situations), ogres (natural catastrophes or technological terrors), vampires (depression or sexual lust or perversions), werewolves (the animal within), witches (women in league with forces beyond human understanding), and zombies (the brain damaged, the psychotic, and the mesmerized).

 

Look up synonyms for some of these terms, and their real-world equivalents will appear. “Haunted,” for example, suggests haunted “troubled,” “preoccupied,” “worried,” “disturbed,” “anxious,” or “obsessed.”

  

Horror stories are also about what happens after things (and people) go wrong. Such fiction is about survival and recovery. Novels and short stories in this genre are about restoration and rebirth. In seeing what protagonists and other characters do in the face of extreme danger, menaced by natural, paranormal, or supernatural forces as irresistible and as powerful as they are relentless, we readers can learn how to survive and recover. We can learn how to be restored and how to be reborn. We can also learn the nature of the monster, whether it takes the form of a charismatic man or a beautiful woman, a seemingly innocent child with a shy smile, or a leader who promises things for which we’ve longed all our lives or have clutched to our breasts only in our dreams, and we can avoid the menace or neutralize or kill it.

 

Of course, we can always say that there is nothing wrong, that everything is all right, that there’s no cause for alarm. Life gives us that choice; horror fiction often doesn’t.

Dean Koontz, Past and Present

Copyright 2010 by Gary L. Pullman

Before he wrote horror and cross-genre fiction, Dean Koontz wrote science fiction. Arguably, his earlier stuff is better than his current material. In “Undercity,” which appears in the anthology Future City, edited by Roger Elwood (Trident Press, NY, 1973, pp. 81-95), Koontz extrapolates from contemporary cities, such as Las Vegas, Nevada, using its gambling enterprise and its reputation, as “Sin City,” for vice as the basis for his own criminal world of nefarious Mafia-like criminal characters, the narrator, who goes by the alias Lincoln Pliney, included.

The title of his story is not all that original, but, in the 1970s, many were just as mundane, and what counted was the twist to which an author could put to a then-contemporary situation or state of affairs. Koontz’s story successfully establishes and maintains the allegory of a futuristic “undercity” representing the underbelly of the modern criminal world in which members of rime form an “underworld.” In case one of his more obtuse readers misses the extended comparison, Koontz is careful to have his narrator inform the reader that the undercity replaced what had once been the underworld, a loose confederation of criminals in which characters like Pliney were “feared” and “envied.”

Huge subterranean megalopolises of towering structures, undercities are hives of gambling, prostitution, legalized prostitution, dueling, and other vices. Perhaps in an attempt to thwart crime, the government has legalized most such activities. Adultery is no longer stigmatized, and hired killers need no longer apply, for dueling provides a legal means of settling one’s scores. In fact, if one is challenged to a duel, he or she must accept the challenge, unless he or she has a pass.

Pliney is telling a younger person, referred to throughout the story simply as “kid,” about his day, to show how hard it is to make a living as a criminal in an environment in which most activities that were once outlawed are now legal. To m make a living, he says, an individual must constantly “hustle.” To illustrate his contention, he describes his activities, which, he implies, are typical of any day’s dealings in the undercity.

He started his day with an accomplice, sabotaging Gia Cybernetic Repairs, a robot fix-it plant. Then, he delivered a map of part of the undercity’s sewer system to Gene and Miriam Potemkin, a couple who want to escape from the undercity, despite the rumors that, beyond its protective dome, the atmosphere is contaminated by poisons and is inhospitable to life. They are willing to risk death, they say, to avoid the constricting limits of their environment.

Pliney next visit’s the megalopolis’ garbage dump, where he works with K. O. Wilson, who manages the operation’s first shift, and Marty Linnert, who manages the operation’s second shift, allowing Pliney to skim off valuables from the undercity’s refuse before it is “catalogued and sent up to the city’s lost-and-found bureau.” During this visit, Pliney is able to scavenge rings, watches. Coins, and a “diamond tiara.”

Following his visit to the garbage site, Pliney learns that the sabotaged robot-repair plant has been repaired--by men on his payroll, who have charged an exorbitant fee. He then arranges an illegal marriage between Arthur Coleman, a dominant, sexist man, and his submissive girlfriend Eileen, in defiance of the undercity’s Equal Rights Act, which forbids male chauvinism.

Revisiting the garbage dump, Pliney scavenges “silver dinnerware an antique oil lantern, and a somewhat soiled set of twentieth-century pornographic photographs” worth big money as “comic nostalgia.” Then, he illegally sells an oversize apartment--that is, one that is larger than the law allows a single man--to a customer with a yen for more spacious accommodations than he now enjoys.

The Potemkins are caught by a maintenance crew as they seek to escape through the sewer tunnel on Pliney’s map, and afraid that, during their interrogation by the police, the couple will implicate him in their escape plan, he burns down the office--a front doing business (or not) as Cargill Marriage Counseling--in which he keeps additional escape maps. (During his recounting of this adventure, he tells his listener that he must be careful to avoid arrest, even to the point of wearing “transparent plastic fingertip shields to keep from leaving prints.” It‘s obvious that, as he recites his day‘s activities, Pliney takes every opportunity to lecture the “kid” concerning the tricks of the criminal trade. He is not merely a raconteur; he is a mentor.)

Coleman advises Pliney that he and his girlfriend want to marry this evening, instead of waiting the customary six months to do so, and if Pliney refuses to arrange the ceremony, he will take his business elsewhere. Afraid that Coleman will hire “some incompetent criminal hack who’ll botch the falsification of Eileen’s death certificate,” which is needed before a new identity can be fabricated for her, making her a person without a past that the police can check, and that Coleman and Eileen will be arrested, informing the police about him, Pliney agrees to meet with the couple to “finalize things” that night, although, to do so, he must postpone an appointment with a man who wants to buy a “Neutral Status Pass” that will exempt him from accepting duel challenges.

His meeting with Coleman and his bride to “:finalize things” is the reason, he tells his listener, that he is late getting home. The next day, he says, the “kid” can tag along as he goes about his business, so that he can provide tips as he teaches her “the business.” He adds that he has no doubt but that her late mother would be proud of their daughter, who has all the qualities of a successful career criminal.

Koontz’s tongue-in-cheek story suggests that human beings are innately wired, as it were, to sin. Even if vices were legalized, others would flourish, because it is the nature of men and women to seek that which is forbidden and to indulge themselves in the pursuit of the banned and the prohibited. It is this impulse, he suggests, which explains the existence of both Las Vegas and organized crime, just as it explains the fact that, despite the existence of a “Sin City” and the mob, ordinary men and women, like the everymen and women who populate his undercity, vice, sin, corruption, and crime will continue to thrive everywhere. No city limits can contain the transgressions of the human heart. The undercity is every city. Moreover, Koontz suggests, even if humanity were to legalize activities which are currently illegal, forbidden desires would manifest themselves in the pursuit of objects and activities that would fall outside the laws of even the most permissive societies. The problem is not in the doing, he implies, but in the doer--or the wrongdoer.

That’s quite an impressive theme--original sin--for such a slight story. In this early piece of fiction, Koontz is as deft as ever in sketching characters (he has never been adept at true characterization, such as novels demand), at delivering the surprise ending (the criminal narrator’s protégé is his own daughter), at describing the setting, and at extrapolating from the actual and the familiar to the imaginary and bizarre, abilities which served him well as a science fiction writer, which served him well as an author of horror fiction, and which serve him moderately well as a writer of cross-genre fiction.
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He hasn’t lost his touch, even today, but his fiction has lost some of its heart and soul, as any body of work must do when it is stamped out by the cookie cutter of formula with interchangeable characters, settings, plots, and themes--the same story, time and again, wherein only the names change. In his heyday, which, alas, was yesterday, Koontz could write more engaging fiction than the pap he produces today. “Undercity” is worth many of his current works, although it is but a short story and his current stuff takes the form of the novel.

There’s another plus about “Undercity” that a reader doesn’t get in any of Koontz’s more contemporary works. There’s no dog in the cast.

Generating, Heightening, and Maintaining Suspense

Copyright 2010 by Gary L. Pullman

To create suspense, signal to the reader that something dire is about to happen. Use dramatic irony so that the reader knows more (namely, that something dire is about to happen) than the protagonist knows. Alternatively, situational irony can be employed to mislead the reader into thinking that something other than what does, in fact, occur is likely to happen. (As I point out in “The Others: A Masterpiece of Situational Irony,” this film does a superb job of using situational irony to create, heighten, and maintain suspense.)

A writer can employ the journalist’s technique to generate and develop suspense as well, asking who? what? when? where? how? and why?

Who is to be subjected to the dire circumstances, situation, or event? By identifying several characters as being liable to suffer from an impending crisis, the writer allows the reader to sit on pins and needles, so to speak, waiting to see which potential victim must endure the expected catastrophe. By making one character stand out as nobler or more sympathetic or more likeable than the others and another as more ignoble, unsympathetic, or unlikable, the writer can increase the reader’s anxiety, making him or her wonder whether doom will befall the former or the latter character.

What may happen can also be a means of generating, heightening, and maintaining suspense. By being vague about the nature of the threat or by identifying several possible catastrophes, the writer can make the reader fret over which one will occur. The suspense can be increased, too, by offering a range of possible cataclysms, from mile (a flash flood, say) to wild (perhaps a tsunami), any of which may occur.

When will the tragedy befall the characters? This question will keep the reader turning pages long past bedtime. Alfred Hitchcock spoke of the efficacy of making his audience sweat by making them wait. He used the example of a time bomb of which the audience was aware is set to explode at a predetermined, not-too-distant moment. Oblivious of the danger, the protagonist goes blithely about his or her business, possibly, the audience fears, until it is too late.

Where will the calamity take place? If the reader knows but the protagonist does not and his or her itinerary includes the location of the impending disaster, the reader will grow more and more anxious as zero hour approaches and the main character is on a path that may put him or her in harm’s way.

How will the catastrophe occur? If we know and know, moreover, how to circumvent or stop it, we may anxiously wait to see whether the hero or the heroine figures out how to save him- or herself (and, possibly, the world) in time or are incinerated, eviscerated, bludgeoned, or otherwise unpleasantly dispatched.

The question of why a villain chooses to commit murder, mayhem, genocide, or some other dastardly crime may not be as immediate a cause of suspense as other questions may be, but the reader will want to know what motivated the antagonist, and the reader will read on, anticipating that, at some point, usually toward the end of the narrative, the writer will make everything clear.

The use of dramatic and situational irony, coupled with the use of the journalist’s who? what? when? where? how? and why? Questions will help the author of horror stories, including you, generate, heighten, and maintain suspense!